401k Plan data: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN plan

TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 401k Plan overview

Plan Name	TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN
Plan identification number	001

TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TEXAS ORTHOPAEDIC ASSOCIATES, LLP has sponsored the creation of one or more 401k plans.

Company Name: TEXAS ORTHOPAEDIC ASSOCIATES, LLP

Employer identification number (EIN): 752688609

NAIC Classification: 621399
NAIC Description: Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01 ROBERT R. SCHEINBERG, MD 2021-10-15
001 2019-01-01 ROBERT R. SCHEINBERG, MD 2020-10-14
001 2018-01-01 ROBERT R SCHEINBERG, MD 2019-09-11
001 2017-01-01 ROBERT R SCHEINBERG, MD 2018-10-03
001 2016-01-01 ROBERT R SCHEINBERG, MD 2017-08-16
001 2015-01-01 ROBERT R SCHEINBERG, MD 2016-09-12
001 2014-01-01 ROBERT R SCHEINBERG, MD 2015-09-09
001 2013-01-01 ROBERT R SCHEINBERG, MD 2014-06-30
001 2012-01-01 ROBERT R SCHEINBERG, MD 2013-10-14
001 2011-01-01 ROBERT R. SCHEINBERG, M.D. 2012-07-25
001 2010-01-01 ROBERT R. SCHEINBERG, M.D. 2011-07-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2021-01-01
001	2020-01-01	ROBERT R. SCHEINBERG, MD	2021-10-15
001	2019-01-01	ROBERT R. SCHEINBERG, MD	2020-10-14
001	2018-01-01	ROBERT R SCHEINBERG, MD	2019-09-11
001	2017-01-01	ROBERT R SCHEINBERG, MD	2018-10-03
001	2016-01-01	ROBERT R SCHEINBERG, MD	2017-08-16
001	2015-01-01	ROBERT R SCHEINBERG, MD	2016-09-12
001	2014-01-01	ROBERT R SCHEINBERG, MD	2015-09-09
001	2013-01-01	ROBERT R SCHEINBERG, MD	2014-06-30
001	2012-01-01	ROBERT R SCHEINBERG, MD	2013-10-14
001	2011-01-01	ROBERT R. SCHEINBERG, M.D.	2012-07-25
001	2010-01-01	ROBERT R. SCHEINBERG, M.D.	2011-07-28

Plan Statistics for TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN

401k plan membership statisitcs for TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN

Measure Date Value
2021: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 84
Number of retired or separated participants receiving benefits 2020-01-01 3
Number of other retired or separated participants entitled to future benefits 2020-01-01 57
Total of all active and inactive participants 2020-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 144
Number of participants with account balances 2020-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 88
Number of retired or separated participants receiving benefits 2019-01-01 3
Number of other retired or separated participants entitled to future benefits 2019-01-01 36
Total of all active and inactive participants 2019-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 127
Number of participants with account balances 2019-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4

Measure	Date	Value
2021: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	84
Number of retired or separated participants receiving benefits	2020-01-01	3
Number of other retired or separated participants entitled to future benefits	2020-01-01	57
Total of all active and inactive participants	2020-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	144
Number of participants with account balances	2020-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	88
Number of retired or separated participants receiving benefits	2019-01-01	3
Number of other retired or separated participants entitled to future benefits	2019-01-01	36
Total of all active and inactive participants	2019-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	127
Number of participants with account balances	2019-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4

Financial Data on TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN

Measure	Date	Value
2021 : TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-10-31	$0
Total transfer of assets from this plan	2021-10-31	$17,963,130
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$0
Total income from all sources (including contributions)	2021-10-31	$1,970,301
Total loss/gain on sale of assets	2021-10-31	$923,707
Total of all expenses incurred	2021-10-31	$2,427,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-10-31	$2,341,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-10-31	$469,349
Value of total assets at end of year	2021-10-31	$0
Value of total assets at beginning of year	2021-10-31	$18,420,135
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-10-31	$85,414
Total interest from all sources	2021-10-31	$5,385
Total dividends received (eg from common stock, registered investment company shares)	2021-10-31	$571,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-10-31	$571,860
Was this plan covered by a fidelity bond	2021-10-31	Yes
Value of fidelity bond cover	2021-10-31	$500,000
If this is an individual account plan, was there a blackout period	2021-10-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-10-31	No
Contributions received from participants	2021-10-31	$6,641
Participant contributions at end of year	2021-10-31	$0
Participant contributions at beginning of year	2021-10-31	$150,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Value of net income/loss	2021-10-31	$-457,005
Value of net assets at end of year (total assets less liabilities)	2021-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-10-31	$18,420,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-10-31	No
Were any leases to which the plan was party in default or uncollectible	2021-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-10-31	$16,400,120
Interest on participant loans	2021-10-31	$5,385
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-10-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-10-31	$15,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-10-31	$15,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-10-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-10-31	$1,854,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-10-31	No
Was there a failure to transmit to the plan any participant contributions	2021-10-31	No
Has the plan failed to provide any benefit when due under the plan	2021-10-31	No
Contributions received in cash from employer	2021-10-31	$462,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-10-31	$2,341,892
Contract administrator fees	2021-10-31	$85,414
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-10-31	Yes
Did the plan have assets held for investment	2021-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-10-31	Yes
Aggregate proceeds on sale of assets	2021-10-31	$923,707
Opinion of an independent qualified public accountant for this plan	2021-10-31	Unqualified
Accountancy firm name	2021-10-31	BAKER TILLY US, LLP
Accountancy firm EIN	2021-10-31	390859910
2020 : TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$996,809
Total unrealized appreciation/depreciation of assets	2020-12-31	$996,809
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,134,558
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,902,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,829,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$936,571
Value of total assets at end of year	2020-12-31	$18,420,135
Value of total assets at beginning of year	2020-12-31	$17,188,384
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$73,373
Total interest from all sources	2020-12-31	$6,658
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,194,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,194,520
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$495,464
Participant contributions at end of year	2020-12-31	$150,045
Participant contributions at beginning of year	2020-12-31	$175,339
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$6,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,231,751
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$18,420,135
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$17,188,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$16,400,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$15,165,025
Interest on participant loans	2020-12-31	$6,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$15,719
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,677
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,854,251
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,845,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$434,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,829,434
Contract administrator fees	2020-12-31	$73,373
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2020-12-31	390859910
2019 : TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,784,174
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,784,174
Total unrealized appreciation/depreciation of assets	2019-12-31	$1,784,174
Total unrealized appreciation/depreciation of assets	2019-12-31	$1,784,174
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,631,521
Total income from all sources (including contributions)	2019-12-31	$3,631,521
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$674,619
Total of all expenses incurred	2019-12-31	$674,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$647,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$647,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$945,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$945,678
Value of total assets at end of year	2019-12-31	$17,188,384
Value of total assets at end of year	2019-12-31	$17,188,384
Value of total assets at beginning of year	2019-12-31	$14,231,482
Value of total assets at beginning of year	2019-12-31	$14,231,482
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$27,280
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$27,280
Total interest from all sources	2019-12-31	$9,899
Total interest from all sources	2019-12-31	$9,899
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$891,770
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$891,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$891,770
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$891,770
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$565,250
Contributions received from participants	2019-12-31	$565,250
Participant contributions at end of year	2019-12-31	$175,339
Participant contributions at end of year	2019-12-31	$175,339
Participant contributions at beginning of year	2019-12-31	$190,291
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$171,011
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$171,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,956,902
Value of net income/loss	2019-12-31	$2,956,902
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$17,188,384
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$17,188,384
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$14,231,482
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$14,231,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,165,025
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,165,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,401,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,401,353
Interest on participant loans	2019-12-31	$9,589
Interest on participant loans	2019-12-31	$9,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,677
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$32,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$32,552
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,845,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,845,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,607,286
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,607,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$209,417
Contributions received in cash from employer	2019-12-31	$209,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$647,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$647,339
Contract administrator fees	2019-12-31	$27,280
Contract administrator fees	2019-12-31	$27,280
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BAKER TILLY US, LLP
Accountancy firm name	2019-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2019-12-31	390859910
Accountancy firm EIN	2019-12-31	390859910

Form 5500 Responses for TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN

2021: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TEXAS ORTHOPAEDIC ASSOCIATES, LLP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333865-01

Policy instance

Insurance contract or identification number	333865-01
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-10-11
Total amount of commissions paid to insurance broker	USD $3,220
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,220
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333865-01

Policy instance

Insurance contract or identification number	333865-01
Number of Individuals Covered	110
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $3,247
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,247
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333865-01

Policy instance

Insurance contract or identification number	333865-01
Number of Individuals Covered	101
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $3,378
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,378
Insurance broker organization code?	3

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Company Name:	TEXAS ORTHOPAEDIC ASSOCIATES, LLP
Employer identification number (EIN):	752688609
NAIC Classification:	621399
NAIC Description:	Offices of All Other Miscellaneous Health Practitioners