401k Plan data: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN plan

ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan Name	ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN
Plan identification number	001

ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

ORTHOPEDIC ASSOCIATES OF VICTORIA, L.L.P. has sponsored the creation of one or more 401k plans.

Company Name: ORTHOPEDIC ASSOCIATES OF VICTORIA, L.L.P.

Employer identification number (EIN): 753110181

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 CHARLES DANIEL 2015-10-07 CHARLES DANIEL 2015-10-07
001 2013-01-01 CHARLES DANIEL 2014-10-07
001 2012-01-01 CHARLES DANIEL 2013-10-11
001 2011-01-01 CHARLES DANIEL, MD
001 2010-01-01 RUDOLF G. PENA, MD
001 2009-01-01 RUDOLF G. PENA, MD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	CHARLES DANIEL	2015-10-07	CHARLES DANIEL	2015-10-07
001	2013-01-01	CHARLES DANIEL	2014-10-07
001	2012-01-01	CHARLES DANIEL	2013-10-11
001	2011-01-01	CHARLES DANIEL, MD
001	2010-01-01	RUDOLF G. PENA, MD
001	2009-01-01	RUDOLF G. PENA, MD

Plan Statistics for ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN

Measure Date Value
2011: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 5
Number of participants with account balances 2011-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 5
Total of all active and inactive participants 2010-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 9
Number of participants with account balances 2010-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 7
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 10
Number of participants with account balances 2009-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2011: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	5
Number of participants with account balances	2011-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	5
Total of all active and inactive participants	2010-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	9
Number of participants with account balances	2010-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	7
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	10
Number of participants with account balances	2009-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN

Measure	Date	Value
2011 : ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-7,707
Expenses. Total of all expenses incurred	2011-12-31	$186,881
Benefits paid (including direct rollovers)	2011-12-31	$184,808
Total plan assets at end of year	2011-12-31	$133,483
Total plan assets at beginning of year	2011-12-31	$328,071
Total contributions received or receivable from participants	2011-12-31	$7,024
Other income received	2011-12-31	$-26,339
Net income (gross income less expenses)	2011-12-31	$-194,588
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$133,483
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$328,071
Assets. Value of participant loans	2011-12-31	$1,357
Total contributions received or receivable from employer(s)	2011-12-31	$11,608
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$2,073
2010 : ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$60,402
Expenses. Total of all expenses incurred	2010-12-31	$133,331
Benefits paid (including direct rollovers)	2010-12-31	$130,728
Total plan assets at end of year	2010-12-31	$328,071
Total plan assets at beginning of year	2010-12-31	$401,000
Total contributions received or receivable from participants	2010-12-31	$6,595
Other income received	2010-12-31	$39,015
Net income (gross income less expenses)	2010-12-31	$-72,929
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$328,071
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$401,000
Assets. Value of participant loans	2010-12-31	$3,488
Total contributions received or receivable from employer(s)	2010-12-31	$14,792
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$2,603

Form 5500 Responses for ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN

2011: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ORTHOPEDIC ASSOCIATES OF VICTORIA PROFIT SHARING & 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ORTHOPEDIC ASSOCIATES OF VICTORIA, L.L.P.
Employer identification number (EIN):	753110181
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)