401k Plan data: DR. JAMES N. LINDSEY 401(K) PROFIT SHARING PLAN plan

DR. JAMES N. LINDSEY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	DR. JAMES N. LINDSEY 401(K) PROFIT SHARING PLAN
Plan identification number	004

DR. JAMES N. LINDSEY 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DR. JAMES N. LINDSEY has sponsored the creation of one or more 401k plans.

Company Name: DR. JAMES N. LINDSEY

Employer identification number (EIN): 760166603

NAIC Classification: 621112
NAIC Description: Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DR. JAMES N. LINDSEY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2017-01-01 DR. JAMES N. LINDSEY 2018-07-13 DR. JAMES N. LINDSEY 2018-07-13
004 2016-01-01 DR. JAMES N. LINDSEY 2017-08-24 DR. JAMES N. LINDSEY 2017-08-24
004 2015-01-01 DR. JAMES N. LINDSEY 2016-10-17 DR. JAMES N. LINDSEY 2016-10-17
004 2014-01-01 DR. JAMES N. LINDSEY 2015-10-13 DR. JAMES N. LINDSEY 2015-10-13
004 2014-01-01 DR. JAMES N. LINDSEY 2016-10-17 DR. JAMES N. LINDSEY 2016-10-17
004 2013-01-01 DR. JAMES N. LINDSEY 2014-10-14
004 2012-01-01 DR. JAMES N. LINDSEY 2013-10-14 DR. JAMES N. LINDSEY 2013-10-14
004 2011-01-01 DR. JAMES N. LINDSEY 2012-10-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2017-01-01	DR. JAMES N. LINDSEY	2018-07-13	DR. JAMES N. LINDSEY	2018-07-13
004	2016-01-01	DR. JAMES N. LINDSEY	2017-08-24	DR. JAMES N. LINDSEY	2017-08-24
004	2015-01-01	DR. JAMES N. LINDSEY	2016-10-17	DR. JAMES N. LINDSEY	2016-10-17
004	2014-01-01	DR. JAMES N. LINDSEY	2015-10-13	DR. JAMES N. LINDSEY	2015-10-13
004	2014-01-01	DR. JAMES N. LINDSEY	2016-10-17	DR. JAMES N. LINDSEY	2016-10-17
004	2013-01-01	DR. JAMES N. LINDSEY	2014-10-14
004	2012-01-01	DR. JAMES N. LINDSEY	2013-10-14	DR. JAMES N. LINDSEY	2013-10-14
004	2011-01-01	DR. JAMES N. LINDSEY	2012-10-10

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Company Name:	DR. JAMES N. LINDSEY
Employer identification number (EIN):	760166603
NAIC Classification:	621112
NAIC Description:	Offices of Physicians, Mental Health Specialists