401k Plan data: DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN plan

DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN
Plan identification number	003

DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Plan covering Self-Employed individuals. Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DANIEL K. SIMON, ATTORNEY AT LAW has sponsored the creation of one or more 401k plans.

Company Name: DANIEL K. SIMON, ATTORNEY AT LAW

Employer identification number (EIN): 770147864

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2018-01-01 DOUG KATERS, FOR SBPC, INC. 2019-10-15
003 2017-01-01 DOUG KATERS, FOR SBPC, INC. 2018-10-15
003 2016-01-01 DOUG KATERS, FOR SBPC, INC. 2017-10-15
003 2015-01-01 DOUG KATERS, FOR SBPC, INC. 2016-10-17
003 2014-01-01 DOUG KATERS, FOR SBPC, INC. 2015-10-15
003 2013-01-01 DOUG KATERS, FOR SBPC, INC. 2014-10-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2018-01-01	DOUG KATERS, FOR SBPC, INC.	2019-10-15
003	2017-01-01	DOUG KATERS, FOR SBPC, INC.	2018-10-15
003	2016-01-01	DOUG KATERS, FOR SBPC, INC.	2017-10-15
003	2015-01-01	DOUG KATERS, FOR SBPC, INC.	2016-10-17
003	2014-01-01	DOUG KATERS, FOR SBPC, INC.	2015-10-15
003	2013-01-01	DOUG KATERS, FOR SBPC, INC.	2014-10-12

Plan Statistics for DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN

Measure Date Value
2018: DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets 2018-12-31 638,335
Acturial value of plan assets 2018-12-31 638,335
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 2
Fundng target for terminated vested participants 2018-12-31 109
Active participant vested funding target 2018-12-31 629,825
Number of active participants 2018-12-31 3
Total funding liabilities for active participants 2018-12-31 630,675
Total participant count 2018-12-31 5
Total funding target for all participants 2018-12-31 630,784
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 0
Present value of excess contributions 2018-12-31 103,101
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 109,081
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 175,000
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 168,807
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 39,299
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 31,748
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 31,748
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 168,807
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 564,576
Acturial value of plan assets 2017-12-31 564,576
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 3
Fundng target for terminated vested participants 2017-12-31 11,213
Active participant vested funding target 2017-12-31 457,787
Number of active participants 2017-12-31 2
Total funding liabilities for active participants 2017-12-31 458,735
Total participant count 2017-12-31 5
Total funding target for all participants 2017-12-31 469,948
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 57,724
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 61,193
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 132,305
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 127,154
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 118,681
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waived amount of outstanding balance 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 24,053
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 24,053
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 127,154
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 432,630
Acturial value of plan assets 2016-12-31 432,630
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 2
Fundng target for terminated vested participants 2016-12-31 82
Active participant vested funding target 2016-12-31 321,631
Number of active participants 2016-12-31 4
Total funding liabilities for active participants 2016-12-31 322,263
Total participant count 2016-12-31 6
Total funding target for all participants 2016-12-31 322,345
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 116,387
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 123,650
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 60,418
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 59,031
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 111,592
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 1,307
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 1,307
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 59,031
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2018: DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets	2018-12-31	638,335
Acturial value of plan assets	2018-12-31	638,335
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	2
Fundng target for terminated vested participants	2018-12-31	109
Active participant vested funding target	2018-12-31	629,825
Number of active participants	2018-12-31	3
Total funding liabilities for active participants	2018-12-31	630,675
Total participant count	2018-12-31	5
Total funding target for all participants	2018-12-31	630,784
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	0
Present value of excess contributions	2018-12-31	103,101
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	109,081
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	175,000
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	168,807
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	39,299
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	31,748
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	31,748
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	168,807
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	564,576
Acturial value of plan assets	2017-12-31	564,576
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	3
Fundng target for terminated vested participants	2017-12-31	11,213
Active participant vested funding target	2017-12-31	457,787
Number of active participants	2017-12-31	2
Total funding liabilities for active participants	2017-12-31	458,735
Total participant count	2017-12-31	5
Total funding target for all participants	2017-12-31	469,948
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	57,724
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	61,193
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	132,305
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	127,154
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	118,681
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waived amount of outstanding balance	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	24,053
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	24,053
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	127,154
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: DANIEL K. SIMON ATTORNEY AT LAW DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	432,630
Acturial value of plan assets	2016-12-31	432,630
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	2
Fundng target for terminated vested participants	2016-12-31	82
Active participant vested funding target	2016-12-31	321,631
Number of active participants	2016-12-31	4
Total funding liabilities for active participants	2016-12-31	322,263
Total participant count	2016-12-31	6
Total funding target for all participants	2016-12-31	322,345
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	116,387
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	123,650
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	60,418
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	59,031
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	111,592
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	1,307
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	1,307
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	59,031
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

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Company Name:	DANIEL K. SIMON, ATTORNEY AT LAW
Employer identification number (EIN):	770147864
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers