401k Plan data: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN plan

MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 401k Plan overview

Plan Name	MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN
Plan identification number	001

MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MONTEREY BAY AQUARIUM RESEARCH INSTITUTE has sponsored the creation of one or more 401k plans.

Company Name: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE

Employer identification number (EIN): 770150580

NAIC Classification: 541700

Additional information about MONTEREY BAY AQUARIUM RESEARCH INSTITUTE

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1987-05-04

Company Identification Number: C1196844

Legal Registered Office Address: 7700 Sandholdt Rd

Moss Landing
United States of America (USA)
95039

More information about MONTEREY BAY AQUARIUM RESEARCH INSTITUTE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 BASILIO MARTINEZ
001 2016-01-01 BASILIO MARTINEZ
001 2016-01-01 BASILIO MARTINEZ 2017-03-16
001 2015-01-01 BASILIO MARTINEZ
001 2014-01-01 NORM STEINBERG
001 2013-01-01 NORM STEINBERG C. MICHAEL PINTO 2014-10-07
001 2012-01-01 NORM STEINBERG C. MICHAEL PINTO 2013-09-03
001 2011-01-01 NORM STEINBERG C. MICHAEL PINTO 2012-10-04
001 2009-01-01 NORM STEINBERG C. MICHAEL PINTO 2010-10-06

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	BASILIO MARTINEZ
001	2016-01-01	BASILIO MARTINEZ
001	2016-01-01		BASILIO MARTINEZ	2017-03-16
001	2015-01-01	BASILIO MARTINEZ
001	2014-01-01	NORM STEINBERG
001	2013-01-01	NORM STEINBERG	C. MICHAEL PINTO	2014-10-07
001	2012-01-01	NORM STEINBERG	C. MICHAEL PINTO	2013-09-03
001	2011-01-01	NORM STEINBERG	C. MICHAEL PINTO	2012-10-04
001	2009-01-01	NORM STEINBERG	C. MICHAEL PINTO	2010-10-06

Plan Statistics for MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN

401k plan membership statisitcs for MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN

Measure Date Value
2016: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 281
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
2015: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 282
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 245
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 36
Total of all active and inactive participants 2015-01-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 281
Number of participants with account balances 2015-01-01 232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 283
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 191
Number of retired or separated participants receiving benefits 2014-01-01 90
Total of all active and inactive participants 2014-01-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 282
Number of participants with account balances 2014-01-01 282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 287
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 192
Number of retired or separated participants receiving benefits 2013-01-01 90
Total of all active and inactive participants 2013-01-01 282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 283
Number of participants with account balances 2013-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 283
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 190
Number of retired or separated participants receiving benefits 2012-01-01 95
Total of all active and inactive participants 2012-01-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 287
Number of participants with account balances 2012-01-01 287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 285
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 190
Number of retired or separated participants receiving benefits 2011-01-01 91
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 283
Number of participants with account balances 2011-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 291
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 210
Number of retired or separated participants receiving benefits 2009-01-01 79
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	281
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
2015: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	282
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	245
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	36
Total of all active and inactive participants	2015-01-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	281
Number of participants with account balances	2015-01-01	232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	283
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	191
Number of retired or separated participants receiving benefits	2014-01-01	90
Total of all active and inactive participants	2014-01-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	282
Number of participants with account balances	2014-01-01	282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	287
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	192
Number of retired or separated participants receiving benefits	2013-01-01	90
Total of all active and inactive participants	2013-01-01	282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	283
Number of participants with account balances	2013-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	283
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	190
Number of retired or separated participants receiving benefits	2012-01-01	95
Total of all active and inactive participants	2012-01-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	287
Number of participants with account balances	2012-01-01	287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	285
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	190
Number of retired or separated participants receiving benefits	2011-01-01	91
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	283
Number of participants with account balances	2011-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	291
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	210
Number of retired or separated participants receiving benefits	2009-01-01	79
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN

Measure	Date	Value
2016 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-03-14	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-03-14	$0
Total unrealized appreciation/depreciation of assets	2016-03-14	$0
Total transfer of assets to this plan	2016-03-14	$0
Total transfer of assets from this plan	2016-03-14	$41,131,457
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-14	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-14	$0
Expenses. Interest paid	2016-03-14	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-03-14	$0
Total income from all sources (including contributions)	2016-03-14	$-345,725
Total loss/gain on sale of assets	2016-03-14	$0
Total of all expenses incurred	2016-03-14	$2,423,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-03-14	$2,425,148
Expenses. Certain deemed distributions of participant loans	2016-03-14	$0
Value of total corrective distributions	2016-03-14	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-03-14	$329,893
Value of total assets at end of year	2016-03-14	$0
Value of total assets at beginning of year	2016-03-14	$43,900,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-03-14	$-1,667
Total income from rents	2016-03-14	$0
Total interest from all sources	2016-03-14	$13,688
Total dividends received (eg from common stock, registered investment company shares)	2016-03-14	$23,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-03-14	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-03-14	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-03-14	$23,113
Assets. Real estate other than employer real property at end of year	2016-03-14	$0
Assets. Real estate other than employer real property at beginning of year	2016-03-14	$0
Administrative expenses professional fees incurred	2016-03-14	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-03-14	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-03-14	$0
Was this plan covered by a fidelity bond	2016-03-14	Yes
Value of fidelity bond cover	2016-03-14	$1,000,000
If this is an individual account plan, was there a blackout period	2016-03-14	No
Were there any nonexempt tranactions with any party-in-interest	2016-03-14	No
Contributions received from participants	2016-03-14	$0
Participant contributions at end of year	2016-03-14	$0
Participant contributions at beginning of year	2016-03-14	$542,912
Participant contributions at end of year	2016-03-14	$0
Participant contributions at beginning of year	2016-03-14	$0
Assets. Other investments not covered elsewhere at end of year	2016-03-14	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-03-14	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-03-14	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-03-14	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-03-14	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-03-14	$0
Assets. Loans (other than to participants) at end of year	2016-03-14	$0
Assets. Loans (other than to participants) at beginning of year	2016-03-14	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-03-14	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-03-14	$0
Other income not declared elsewhere	2016-03-14	$0
Administrative expenses (other) incurred	2016-03-14	$-2,374
Liabilities. Value of operating payables at end of year	2016-03-14	$0
Liabilities. Value of operating payables at beginning of year	2016-03-14	$0
Total non interest bearing cash at end of year	2016-03-14	$0
Total non interest bearing cash at beginning of year	2016-03-14	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-14	No
Income. Non cash contributions	2016-03-14	$0
Value of net income/loss	2016-03-14	$-2,769,206
Value of net assets at end of year (total assets less liabilities)	2016-03-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-03-14	$43,900,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-03-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-03-14	No
Were any leases to which the plan was party in default or uncollectible	2016-03-14	No
Assets. partnership/joint venture interests at end of year	2016-03-14	$0
Assets. partnership/joint venture interests at beginning of year	2016-03-14	$0
Investment advisory and management fees	2016-03-14	$707
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-03-14	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-03-14	$40,804,206
Value of interest in pooled separate accounts at end of year	2016-03-14	$0
Value of interest in pooled separate accounts at beginning of year	2016-03-14	$0
Interest on participant loans	2016-03-14	$4,589
Income. Interest from loans (other than to participants)	2016-03-14	$0
Interest earned on other investments	2016-03-14	$9,009
Income. Interest from US Government securities	2016-03-14	$0
Income. Interest from corporate debt instruments	2016-03-14	$0
Value of interest in master investment trust accounts at end of year	2016-03-14	$0
Value of interest in master investment trust accounts at beginning of year	2016-03-14	$0
Value of interest in common/collective trusts at end of year	2016-03-14	$0
Value of interest in common/collective trusts at beginning of year	2016-03-14	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-03-14	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-03-14	$321,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-03-14	$321,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-03-14	$90
Assets. Value of investments in 103.12 investment entities at end of year	2016-03-14	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-03-14	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-03-14	$2,232,470
Expenses. Payments to insurance carriers foe the provision of benefits	2016-03-14	$0
Asset value of US Government securities at end of year	2016-03-14	$0
Asset value of US Government securities at beginning of year	2016-03-14	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-03-14	$-712,419
Net investment gain/loss from pooled separate accounts	2016-03-14	$0
Net investment gain or loss from common/collective trusts	2016-03-14	$0
Net gain/loss from 103.12 investment entities	2016-03-14	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-03-14	No
Was there a failure to transmit to the plan any participant contributions	2016-03-14	No
Has the plan failed to provide any benefit when due under the plan	2016-03-14	No
Assets. Invements in employer securities at end of year	2016-03-14	$0
Assets. Invements in employer securities at beginning of year	2016-03-14	$0
Assets. Value of employer real property at end of year	2016-03-14	$0
Assets. Value of employer real property at beginning of year	2016-03-14	$0
Contributions received in cash from employer	2016-03-14	$329,893
Employer contributions (assets) at end of year	2016-03-14	$0
Employer contributions (assets) at beginning of year	2016-03-14	$0
Income. Dividends from preferred stock	2016-03-14	$0
Income. Dividends from common stock	2016-03-14	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-03-14	$2,425,148
Asset. Corporate debt instrument preferred debt at end of year	2016-03-14	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-03-14	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-03-14	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-03-14	$0
Contract administrator fees	2016-03-14	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-03-14	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-03-14	$0
Liabilities. Value of benefit claims payable at end of year	2016-03-14	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-03-14	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-03-14	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-03-14	$0
Did the plan have assets held for investment	2016-03-14	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-03-14	Yes
Aggregate proceeds on sale of assets	2016-03-14	$0
Aggregate carrying amount (costs) on sale of assets	2016-03-14	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-03-14	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-03-14	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-03-14	Yes
Opinion of an independent qualified public accountant for this plan	2016-03-14	Disclaimer
Accountancy firm name	2016-03-14	RYAN & MCDONALD LLP
Accountancy firm EIN	2016-03-14	770583407
2015 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,438,597
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,447,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,454,800
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,193,972
Value of total assets at end of year	2015-12-31	$43,900,663
Value of total assets at beginning of year	2015-12-31	$42,909,779
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$-7,087
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$66,426
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,036,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,036,779
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$542,912
Participant contributions at beginning of year	2015-12-31	$627,077
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$12,994
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$-9,926
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$990,884
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$43,900,663
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$42,909,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$2,839
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$40,804,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$40,257,159
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$26,801
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$39,540
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$321,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$150,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$150,119
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$85
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,232,470
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,875,424
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,858,580
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$0
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$2,180,978
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,454,800
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RYAN & MCDONALD LLP
Accountancy firm EIN	2015-12-31	770583407
2014 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,542,658
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$922,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$931,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,047,856
Value of total assets at end of year	2014-12-31	$42,909,779
Value of total assets at beginning of year	2014-12-31	$39,289,332
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$-9,475
Total interest from all sources	2014-12-31	$65,030
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,160,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,160,682
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$2,047,856
Amount contributed by the employer to the plan for this plan year	2014-12-31	$2,047,856
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$627,077
Participant contributions at beginning of year	2014-12-31	$686,667
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$2
Administrative expenses (other) incurred	2014-12-31	$-9,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,620,447
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$42,909,779
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$39,289,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$40,257,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$36,582,680
Interest on participant loans	2014-12-31	$29,228
Interest earned on other investments	2014-12-31	$35,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$150,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$247,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$247,643
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$166
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,875,424
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,772,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-730,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,047,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$931,686
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RYAN & MCDONALD LLP
Accountancy firm EIN	2014-12-31	770583407
2013 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$7,577,422
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,626,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,631,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,015,398
Value of total assets at end of year	2013-12-31	$39,289,332
Value of total assets at beginning of year	2013-12-31	$33,338,243
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$-5,651
Total interest from all sources	2013-12-31	$34,342
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,032,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,032,073
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$2,007,301
Amount contributed by the employer to the plan for this plan year	2013-12-31	$2,007,301
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$686,667
Participant contributions at beginning of year	2013-12-31	$621,082
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$8,097
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$2
Administrative expenses (other) incurred	2013-12-31	$-5,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,951,089
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$39,289,332
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$33,338,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$36,582,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$31,322,304
Interest on participant loans	2013-12-31	$32,831
Interest earned on other investments	2013-12-31	$1,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$247,643
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,394,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,394,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,772,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,495,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,007,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,631,984
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RYAN & MCDONALD LLP
Accountancy firm EIN	2013-12-31	770583407
2012 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,348,863
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,000,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$999,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,945,711
Value of total assets at end of year	2012-12-31	$33,338,243
Value of total assets at beginning of year	2012-12-31	$28,990,086
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,688
Total interest from all sources	2012-12-31	$27,240
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$973,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$973,195
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$1,945,711
Amount contributed by the employer to the plan for this plan year	2012-12-31	$1,945,711
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$621,082
Participant contributions at beginning of year	2012-12-31	$576,406
Administrative expenses (other) incurred	2012-12-31	$1,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,348,157
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$33,338,243
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$28,990,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$31,322,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$26,189,689
Interest on participant loans	2012-12-31	$26,688
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,394,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,223,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,223,991
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$552
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,402,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,945,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$999,018
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RYAN & MCDONALD LLP
Accountancy firm EIN	2012-12-31	770583407
2011 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$988,393
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$859,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$856,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,958,931
Value of total assets at end of year	2011-12-31	$28,990,086
Value of total assets at beginning of year	2011-12-31	$28,861,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,266
Total interest from all sources	2011-12-31	$23,316
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$692,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$692,291
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$1,886,188
Amount contributed by the employer to the plan for this plan year	2011-12-31	$1,886,188
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$576,406
Participant contributions at beginning of year	2011-12-31	$482,806
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$72,743
Administrative expenses (other) incurred	2011-12-31	$3,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$128,594
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$28,990,086
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$28,861,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$26,189,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$25,912,105
Interest on participant loans	2011-12-31	$22,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,223,991
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,466,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,466,581
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$431
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,686,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,886,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$856,533
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RYAN & MCDONALD LLP
Accountancy firm EIN	2011-12-31	770583407
2010 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$5,330,603
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,033,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,031,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,847,279
Value of total assets at end of year	2010-12-31	$28,861,492
Value of total assets at beginning of year	2010-12-31	$24,564,095
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,595
Total interest from all sources	2010-12-31	$23,571
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$451,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$451,136
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$1,842,725
Amount contributed by the employer to the plan for this plan year	2010-12-31	$1,842,725
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at end of year	2010-12-31	$482,806
Participant contributions at beginning of year	2010-12-31	$365,754
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$4,554
Administrative expenses (other) incurred	2010-12-31	$1,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,297,397
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$28,861,492
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$24,564,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$25,912,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$21,657,264
Interest on participant loans	2010-12-31	$22,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,466,581
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,541,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,541,077
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,537
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,008,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,842,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,031,611
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	RYAN & MCDONALD LLP
Accountancy firm EIN	2010-12-31	770583407
2009 : MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$1,900,317
Amount contributed by the employer to the plan for this plan year	2009-12-31	$1,900,317

Form 5500 Responses for MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN

2016: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: MONTEREY BAY AQUARIUM RESEARCH INSTITUTE 401(A) PLAN EMPLOYER RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA85026

Policy instance

Insurance contract or identification number	GA85026
Number of Individuals Covered	0
Insurance policy start date	2016-01-01
Insurance policy end date	2016-03-15
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA85026

Policy instance

Insurance contract or identification number	GA85026
Number of Individuals Covered	45
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker name

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA85026

Policy instance

Insurance contract or identification number	GA85026
Number of Individuals Covered	282
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA85026

Policy instance

Insurance contract or identification number	GA85026
Number of Individuals Covered	283
Insurance policy start date	2013-12-17
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	MONTEREY BAY AQUARIUM RESEARCH INSTITUTE
Employer identification number (EIN):	770150580
NAIC Classification:	541700

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1987-05-04
Company Identification Number:	C1196844
Legal Registered Office Address:	7700 Sandholdt Rd Moss Landing United States of America (USA) 95039