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EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameEATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN
Plan identification number 002

EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

EATON & EATON, A CALIFORNIA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:EATON & EATON, A CALIFORNIA CORPORATION
Employer identification number (EIN):770287368
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-07-01R. GREGORY EATON
0022011-07-01R. GREGORY EATON
0022009-07-01R. GREGORY EATON

Plan Statistics for EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

401k plan membership statisitcs for EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

Measure Date Value
2012: EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-0114
Total number of active participants reported on line 7a of the Form 55002012-07-010
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-010
Total of all active and inactive participants2012-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-010
Number of participants with account balances2012-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-0115
Total number of active participants reported on line 7a of the Form 55002011-07-0111
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-013
Total of all active and inactive participants2011-07-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-0114
Number of participants with account balances2011-07-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-0114
Total number of active participants reported on line 7a of the Form 55002009-07-0110
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-014
Total of all active and inactive participants2009-07-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-0114
Number of participants with account balances2009-07-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

Measure Date Value
2012 : EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2012 401k financial data
Transfers to/from the plan2012-11-30$0
Total plan liabilities at end of year2012-11-30$0
Total plan liabilities at beginning of year2012-11-30$0
Total income from all sources2012-11-30$64,631
Expenses. Total of all expenses incurred2012-11-30$161,892
Benefits paid (including direct rollovers)2012-11-30$162,080
Total plan assets at end of year2012-11-30$0
Total plan assets at beginning of year2012-11-30$97,261
Value of fidelity bond covering the plan2012-11-30$100,000
Total contributions received or receivable from participants2012-11-30$0
Expenses. Other expenses not covered elsewhere2012-11-30$-188
Contributions received from other sources (not participants or employers)2012-11-30$39,694
Other income received2012-11-30$24,937
Noncash contributions received2012-11-30$0
Net income (gross income less expenses)2012-11-30$-97,261
Net plan assets at end of year (total assets less liabilities)2012-11-30$0
Net plan assets at beginning of year (total assets less liabilities)2012-11-30$97,261
Assets. Value of employer securities2012-11-30$0
Total contributions received or receivable from employer(s)2012-11-30$0
Value of certain deemed distributions of participant loans2012-11-30$0
Value of corrective distributions2012-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-11-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Transfers to/from the plan2012-06-30$0
Total plan liabilities at end of year2012-06-30$0
Total plan liabilities at beginning of year2012-06-30$0
Total income from all sources2012-06-30$-6,185
Expenses. Total of all expenses incurred2012-06-30$511
Benefits paid (including direct rollovers)2012-06-30$411
Total plan assets at end of year2012-06-30$97,261
Total plan assets at beginning of year2012-06-30$103,957
Value of fidelity bond covering the plan2012-06-30$100,000
Total contributions received or receivable from participants2012-06-30$0
Expenses. Other expenses not covered elsewhere2012-06-30$0
Contributions received from other sources (not participants or employers)2012-06-30$0
Other income received2012-06-30$-6,185
Noncash contributions received2012-06-30$0
Net income (gross income less expenses)2012-06-30$-6,696
Net plan assets at end of year (total assets less liabilities)2012-06-30$97,261
Net plan assets at beginning of year (total assets less liabilities)2012-06-30$103,957
Assets. Value of employer securities2012-06-30$1,311
Total contributions received or receivable from employer(s)2012-06-30$0
Value of certain deemed distributions of participant loans2012-06-30$0
Value of corrective distributions2012-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-06-30$100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
2011 : EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2011 401k financial data
Transfers to/from the plan2011-06-30$0
Total plan liabilities at end of year2011-06-30$0
Total plan liabilities at beginning of year2011-06-30$0
Total income from all sources2011-06-30$-8,337
Expenses. Total of all expenses incurred2011-06-30$134
Benefits paid (including direct rollovers)2011-06-30$134
Total plan assets at end of year2011-06-30$103,957
Total plan assets at beginning of year2011-06-30$112,428
Value of fidelity bond covering the plan2011-06-30$100,000
Total contributions received or receivable from participants2011-06-30$0
Expenses. Other expenses not covered elsewhere2011-06-30$0
Contributions received from other sources (not participants or employers)2011-06-30$0
Other income received2011-06-30$-8,337
Noncash contributions received2011-06-30$0
Net income (gross income less expenses)2011-06-30$-8,471
Net plan assets at end of year (total assets less liabilities)2011-06-30$103,957
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$112,428
Assets. Value of employer securities2011-06-30$8,120
Total contributions received or receivable from employer(s)2011-06-30$0
Value of certain deemed distributions of participant loans2011-06-30$0
Value of corrective distributions2011-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-06-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
2010 : EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

2012: EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingYes
2012-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: EATON & EATON, A CALIFORNIA CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

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