401k Plan data: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST plan

KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST
Plan identification number	001

KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KONICA MINOLTA LABORATORY U.S.A, INC has sponsored the creation of one or more 401k plans.

Company Name: KONICA MINOLTA LABORATORY U.S.A, INC

Employer identification number (EIN): 770465197

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 MICHELE GORE
001 2016-01-01 KIMBERLY ALBERTARIO
001 2015-01-01 KIMBERLY ALBERTARIO
001 2014-01-01 DENI CASTER
001 2013-01-01 DENI CASTER
001 2012-01-01 DENI CASTER DENI CASTER 2013-10-14
001 2011-01-01 DENI CASTER DENI CASTER 2012-10-09
001 2009-01-01 DENI CASTER
001 2007-01-01 DENI CASTER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01	MICHELE GORE
001	2016-01-01	KIMBERLY ALBERTARIO
001	2015-01-01	KIMBERLY ALBERTARIO
001	2014-01-01	DENI CASTER
001	2013-01-01	DENI CASTER
001	2012-01-01	DENI CASTER	DENI CASTER	2013-10-14
001	2011-01-01	DENI CASTER	DENI CASTER	2012-10-09
001	2009-01-01	DENI CASTER
001	2007-01-01	DENI CASTER

Plan Statistics for KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST

Measure Date Value
2019: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 58
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 81
Total of all active and inactive participants 2018-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 139
Number of participants with account balances 2018-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 4
2017: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 76
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 79
Total of all active and inactive participants 2017-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 155
Number of participants with account balances 2017-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 86
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 72
Total of all active and inactive participants 2016-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 158
Number of participants with account balances 2016-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 164
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 87
Number of other retired or separated participants entitled to future benefits 2015-01-01 71
Total of all active and inactive participants 2015-01-01 158
Total participants 2015-01-01 158
Number of participants with account balances 2015-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 95
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 69
Total of all active and inactive participants 2014-01-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 164
Number of participants with account balances 2014-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 91
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 69
Total of all active and inactive participants 2013-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 160
Number of participants with account balances 2013-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 91
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 65
Total of all active and inactive participants 2012-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 156
Number of participants with account balances 2012-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 91
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 55
Total of all active and inactive participants 2011-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 146
Number of participants with account balances 2011-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2009: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 80
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 52
Total of all active and inactive participants 2009-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 132
Number of participants with account balances 2009-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6
2007: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2007 401k membership
Total participants, beginning-of-year 2007-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 102
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 22
Total of all active and inactive participants 2007-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 124
Number of participants with account balances 2007-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 2

Measure	Date	Value
2019: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	58
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	81
Total of all active and inactive participants	2018-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	139
Number of participants with account balances	2018-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	76
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	79
Total of all active and inactive participants	2017-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	155
Number of participants with account balances	2017-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	86
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	72
Total of all active and inactive participants	2016-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	158
Number of participants with account balances	2016-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	164
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	87
Number of other retired or separated participants entitled to future benefits	2015-01-01	71
Total of all active and inactive participants	2015-01-01	158
Total participants	2015-01-01	158
Number of participants with account balances	2015-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	95
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	69
Total of all active and inactive participants	2014-01-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	164
Number of participants with account balances	2014-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	91
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	69
Total of all active and inactive participants	2013-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	160
Number of participants with account balances	2013-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	91
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	65
Total of all active and inactive participants	2012-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	156
Number of participants with account balances	2012-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	91
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	55
Total of all active and inactive participants	2011-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	146
Number of participants with account balances	2011-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2009: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	80
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	52
Total of all active and inactive participants	2009-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	132
Number of participants with account balances	2009-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6
2007: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2007 401k membership
Total participants, beginning-of-year	2007-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	102
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	22
Total of all active and inactive participants	2007-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	124
Number of participants with account balances	2007-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	2

Financial Data on KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2019 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total transfer of assets to this plan	2019-06-30	$0
Total transfer of assets from this plan	2019-06-30	$14,179,129
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$2,101,802
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$2,496,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$2,474,362
Expenses. Certain deemed distributions of participant loans	2019-06-30	$242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$244,801
Value of total assets at end of year	2019-06-30	$0
Value of total assets at beginning of year	2019-06-30	$14,574,235
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$22,304
Total interest from all sources	2019-06-30	$2,983
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$47,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-06-30	$47,727
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$500,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$196,955
Participant contributions at beginning of year	2019-06-30	$125,189
Administrative expenses (other) incurred	2019-06-30	$22,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$-395,106
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$14,574,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$14,071,895
Interest on participant loans	2019-06-30	$2,983
Value of interest in common/collective trusts at beginning of year	2019-06-30	$377,151
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$1,801,006
Net investment gain or loss from common/collective trusts	2019-06-30	$5,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$47,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$2,474,362
Did the plan have assets held for investment	2019-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	SENSIBA SAN FILIPPO LLP
Accountancy firm EIN	2019-06-30	942370906
2018 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$83,624
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,396,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,354,762
Expenses. Certain deemed distributions of participant loans	2018-12-31	$571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$964,215
Value of total assets at end of year	2018-12-31	$14,574,235
Value of total assets at beginning of year	2018-12-31	$16,887,578
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$41,634
Total interest from all sources	2018-12-31	$7,128
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,014,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,014,824
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$763,071
Participant contributions at end of year	2018-12-31	$125,189
Participant contributions at beginning of year	2018-12-31	$189,570
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$20,000
Administrative expenses (other) incurred	2018-12-31	$41,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,313,343
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$14,574,235
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$16,887,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$14,071,895
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$16,183,456
Interest on participant loans	2018-12-31	$7,128
Value of interest in common/collective trusts at end of year	2018-12-31	$377,151
Value of interest in common/collective trusts at beginning of year	2018-12-31	$514,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,913,242
Net investment gain or loss from common/collective trusts	2018-12-31	$10,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$181,144
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,354,762
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SENSIBA SAN FILIPPO LLP
Accountancy firm EIN	2018-12-31	942370906
2017 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,291,717
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,915,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,865,717
Expenses. Certain deemed distributions of participant loans	2017-12-31	$12,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,038,158
Value of total assets at end of year	2017-12-31	$16,887,578
Value of total assets at beginning of year	2017-12-31	$15,511,070
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$36,875
Total interest from all sources	2017-12-31	$9,202
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$509,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$509,516
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$831,644
Participant contributions at end of year	2017-12-31	$189,570
Participant contributions at beginning of year	2017-12-31	$221,609
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$36,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,376,508
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,887,578
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$15,511,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$16,183,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$13,617,937
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,627,530
Interest on participant loans	2017-12-31	$9,202
Value of interest in common/collective trusts at end of year	2017-12-31	$514,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$43,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,731,161
Net investment gain or loss from common/collective trusts	2017-12-31	$3,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$206,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,865,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	SENSIBA SAN FILIPPO LLP
Accountancy firm EIN	2017-12-31	942370906
2016 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$2,359,157
Total of all expenses incurred	2016-12-31	$475,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$351,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,210,718
Value of total assets at end of year	2016-12-31	$15,511,070
Value of total assets at beginning of year	2016-12-31	$13,627,630
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$123,774
Total interest from all sources	2016-12-31	$7,620
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$245,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$245,783
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$919,068
Participant contributions at end of year	2016-12-31	$221,609
Participant contributions at beginning of year	2016-12-31	$142,598
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$43,354
Other income not declared elsewhere	2016-12-31	$89,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,883,440
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$15,511,070
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,627,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$13,617,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,186,727
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,627,530
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,272,716
Interest on participant loans	2016-12-31	$7,620
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$43,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$25,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$790,226
Net investment gain/loss from pooled separate accounts	2016-12-31	$15,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$248,296
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$351,943
Contract administrator fees	2016-12-31	$123,774
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SENSIBA SAN FILIPPO LLP
Accountancy firm EIN	2016-12-31	942370906
2015 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,040,848
Total of all expenses incurred	2015-12-31	$1,171,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,087,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,087,855
Value of total assets at end of year	2015-12-31	$13,627,630
Value of total assets at beginning of year	2015-12-31	$13,758,450
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$83,921
Total interest from all sources	2015-12-31	$6,834
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$473,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$473,846
Administrative expenses professional fees incurred	2015-12-31	$1,300
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$850,381
Participant contributions at end of year	2015-12-31	$142,598
Participant contributions at beginning of year	2015-12-31	$208,215
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$10,685
Other income not declared elsewhere	2015-12-31	$93,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-130,820
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,627,630
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,758,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$82,621
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,186,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,312,949
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,272,716
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,225,612
Interest on participant loans	2015-12-31	$6,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$25,589
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$11,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-632,761
Net investment gain/loss from pooled separate accounts	2015-12-31	$11,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$226,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,087,747
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,658,761
Total of all expenses incurred	2014-12-31	$1,871,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,837,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,080,388
Value of total assets at end of year	2014-12-31	$13,758,450
Value of total assets at beginning of year	2014-12-31	$13,971,320
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$33,895
Total interest from all sources	2014-12-31	$8,805
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$388,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$388,023
Administrative expenses professional fees incurred	2014-12-31	$950
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$810,753
Participant contributions at end of year	2014-12-31	$208,215
Participant contributions at beginning of year	2014-12-31	$180,221
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$37,154
Other income not declared elsewhere	2014-12-31	$29,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-212,870
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,758,450
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,971,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$32,945
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,312,949
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,225,612
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$12,311,116
Interest on participant loans	2014-12-31	$8,805
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$11,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,479,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$84,253
Net investment gain/loss from pooled separate accounts	2014-12-31	$68,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$232,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,837,736
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,977,390
Total of all expenses incurred	2013-12-31	$733,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$683,635
Expenses. Certain deemed distributions of participant loans	2013-12-31	$20,235
Value of total corrective distributions	2013-12-31	$4,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,000,577
Value of total assets at end of year	2013-12-31	$13,971,320
Value of total assets at beginning of year	2013-12-31	$11,727,838
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$25,837
Total interest from all sources	2013-12-31	$8,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$25,837
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$775,133
Participant contributions at end of year	2013-12-31	$180,221
Participant contributions at beginning of year	2013-12-31	$259,734
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$11,759
Other income not declared elsewhere	2013-12-31	$52,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,243,482
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,971,320
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,727,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$12,311,116
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$9,980,234
Interest on participant loans	2013-12-31	$8,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,479,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,487,870
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,916,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$213,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$683,635
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318
2012 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,282,278
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$584,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$563,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,122,683
Value of total assets at end of year	2012-12-31	$11,727,838
Value of total assets at beginning of year	2012-12-31	$10,030,360
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$21,597
Total interest from all sources	2012-12-31	$10,657
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$100
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$875,400
Participant contributions at end of year	2012-12-31	$259,734
Participant contributions at beginning of year	2012-12-31	$304,716
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$19,227
Other income not declared elsewhere	2012-12-31	$30,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,697,478
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,727,838
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,030,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$21,497
Value of interest in pooled separate accounts at end of year	2012-12-31	$9,980,234
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$8,326,148
Interest on participant loans	2012-12-31	$10,657
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,487,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,399,496
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,118,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$228,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$563,203
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,686,040
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$580,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$559,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,161,076
Value of total assets at end of year	2011-12-31	$10,030,360
Value of total assets at beginning of year	2011-12-31	$8,924,849
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$20,789
Total interest from all sources	2011-12-31	$9,599
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$1,099
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$815,485
Participant contributions at end of year	2011-12-31	$304,716
Participant contributions at beginning of year	2011-12-31	$269,095
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,135,037
Other income not declared elsewhere	2011-12-31	$32,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,105,511
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,030,360
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,924,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$19,690
Value of interest in pooled separate accounts at end of year	2011-12-31	$8,326,148
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$7,719,278
Interest on participant loans	2011-12-31	$9,599
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,399,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$936,476
Net investment gain/loss from pooled separate accounts	2011-12-31	$-517,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$210,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$559,740
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER, NIXON, & WILLIAMS
Accountancy firm EIN	2011-12-31	770106234
2010 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,977,714
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$145,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$129,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$942,877
Value of total assets at end of year	2010-12-31	$8,924,849
Value of total assets at beginning of year	2010-12-31	$7,093,027
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$16,070
Total interest from all sources	2010-12-31	$10,648
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$750
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$731,683
Participant contributions at end of year	2010-12-31	$269,095
Participant contributions at beginning of year	2010-12-31	$189,216
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$13,048
Other income not declared elsewhere	2010-12-31	$24,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,831,822
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,924,849
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,093,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$15,320
Value of interest in pooled separate accounts at end of year	2010-12-31	$7,719,278
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$6,102,085
Interest on participant loans	2010-12-31	$10,648
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$10
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$936,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$801,716
Net investment gain/loss from pooled separate accounts	2010-12-31	$999,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$198,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$129,822
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2010-12-31	770106234
2009 : KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST

2019: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2007: KONICA MINOLTA LABORATORY U.S.A., INC. PROFIT SHARING PLAN & TRUST 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512329-000

Policy instance

Insurance contract or identification number	512329-000
Number of Individuals Covered	148
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512329-000

Policy instance

Insurance contract or identification number	512329-000
Number of Individuals Covered	150
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600336-000

Policy instance

Insurance contract or identification number	600336-000
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $33,245
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,596
Insurance broker organization code?	3
Insurance broker name	KEVIN MCFARLAND, WFA OREGON INS

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512329-000

Policy instance

Insurance contract or identification number	512329-000
Number of Individuals Covered	155
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600336-000

Policy instance

Insurance contract or identification number	600336-000
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $35,986
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,281
Insurance broker organization code?	3
Insurance broker name	WS INSURANCE SERVICES, LLC - KEVIN

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600336-000

Policy instance

Insurance contract or identification number	600336-000
Number of Individuals Covered	144
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $32,133
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $32,133
Insurance broker organization code?	3
Insurance broker name	MICHAEL OSTER-MERRILL LYNCH

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600336-000

Policy instance

Insurance contract or identification number	600336-000
Number of Individuals Covered	140
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $35,580
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600336-000

Policy instance

Insurance contract or identification number	600336-000
Number of Individuals Covered	135
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $23,214
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	KONICA MINOLTA LABORATORY U.S.A, INC
Employer identification number (EIN):	770465197
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services