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SMITH & SMITH RETIREMENT PLAN 401k Plan overview

Plan NameSMITH & SMITH RETIREMENT PLAN
Plan identification number 001

SMITH & SMITH RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITH & KLEIN, P.A. has sponsored the creation of one or more 401k plans.

Company Name:SMITH & KLEIN, P.A.
Employer identification number (EIN):770483565
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about SMITH & KLEIN, P.A.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1995-10-30
Company Identification Number: 0081653103
Legal Registered Office Address: 12121 RICHMOND AVE STE 420

HOUSTON
United States of America (USA)
77082

More information about SMITH & KLEIN, P.A.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH & SMITH RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01ZACHARY SMITH, M.D.2024-07-10
0012022-01-01ZACHARY SMITH, M.D.2023-06-21
0012021-01-01JOHN H. SMITH2022-05-26
0012020-01-01JOHN SMITH2021-06-08
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01JOHN SMITH2015-10-15
0012013-01-01JOHN SMITH2014-10-15
0012012-01-01JOHN SMITH2013-10-08
0012011-01-01JOHN SMITH2012-08-15
0012010-01-01JOHN SMITH2011-07-27
0012009-01-01
0012009-01-01FREDERICK ENGELS

Plan Statistics for SMITH & SMITH RETIREMENT PLAN

401k plan membership statisitcs for SMITH & SMITH RETIREMENT PLAN

Measure Date Value
2009: SMITH & SMITH RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Form 5500 Responses for SMITH & SMITH RETIREMENT PLAN

2009: SMITH & SMITH RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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