401k Plan data: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN plan

THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 401k Plan overview

Plan Name	THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN
Plan identification number	001

THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE ORIGINAL FOOTWEAR COMPANY has sponsored the creation of one or more 401k plans.

Company Name: THE ORIGINAL FOOTWEAR COMPANY

Employer identification number (EIN): 770508512

NAIC Classification: 448210
NAIC Description: Shoe Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 KEVIN D COLE 2020-10-15 KEVIN D COLE 2020-10-15
001 2018-01-01 KEVIN D COLE 2019-10-15 KEVIN D COLE 2019-10-15
001 2018-01-01 KEVIN D COLE 2020-04-06 KEVIN D COLE 2020-04-06
001 2017-01-01
001 2016-01-01 JEFF KENDALL
001 2015-01-01 JEFF KENDALL 2016-05-02
001 2014-01-01 JEFF KENDALL 2015-09-03
001 2013-01-01 JEFF KENDALL 2014-05-30
001 2012-01-01 JEFF KENDALL
001 2011-01-01 MAUREEN FLANDERS 2012-06-21
001 2010-01-01 MARY LOU COLE 2011-07-13
001 2007-01-01 MARY LOU COLE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	KEVIN D COLE	2020-10-15	KEVIN D COLE	2020-10-15
001	2018-01-01	KEVIN D COLE	2019-10-15	KEVIN D COLE	2019-10-15
001	2018-01-01	KEVIN D COLE	2020-04-06	KEVIN D COLE	2020-04-06
001	2017-01-01
001	2016-01-01	JEFF KENDALL
001	2015-01-01	JEFF KENDALL	2016-05-02
001	2014-01-01	JEFF KENDALL	2015-09-03
001	2013-01-01	JEFF KENDALL	2014-05-30
001	2012-01-01	JEFF KENDALL
001	2011-01-01	MAUREEN FLANDERS	2012-06-21
001	2010-01-01	MARY LOU COLE	2011-07-13
001	2007-01-01	MARY LOU COLE

Plan Statistics for THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN

401k plan membership statisitcs for THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN

Measure Date Value
2019: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 504
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 383
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 104
Total of all active and inactive participants 2019-01-01 487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 487
Number of participants with account balances 2019-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 15
2018: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 567
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 390
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 87
Total of all active and inactive participants 2018-01-01 477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 477
Number of participants with account balances 2018-01-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 31
2017: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 511
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 470
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 44
Total of all active and inactive participants 2017-01-01 514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 514
Number of participants with account balances 2017-01-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 20
2016: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 244
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 149
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 26
Total of all active and inactive participants 2016-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 175
Number of participants with account balances 2016-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 32
2012: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 21
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 23
Number of participants with account balances 2012-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2007: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 2
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 0
Total of all active and inactive participants 2007-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 2
Number of participants with account balances 2007-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0

Measure	Date	Value
2019: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	504
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	383
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	104
Total of all active and inactive participants	2019-01-01	487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	487
Number of participants with account balances	2019-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	15
2018: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	567
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	390
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	87
Total of all active and inactive participants	2018-01-01	477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	477
Number of participants with account balances	2018-01-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	31
2017: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	511
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	470
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	44
Total of all active and inactive participants	2017-01-01	514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	514
Number of participants with account balances	2017-01-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	20
2016: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	244
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	149
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	26
Total of all active and inactive participants	2016-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	175
Number of participants with account balances	2016-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	32
2012: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	21
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	23
Number of participants with account balances	2012-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2007: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	2
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	0
Total of all active and inactive participants	2007-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	2
Number of participants with account balances	2007-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0

Financial Data on THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN

Measure	Date	Value
2019 : THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$14,907
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$20,195
Total income from all sources (including contributions)	2019-12-31	$1,364,180
Total of all expenses incurred	2019-12-31	$1,493,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,449,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$625,784
Value of total assets at end of year	2019-12-31	$3,351,740
Value of total assets at beginning of year	2019-12-31	$3,486,184
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$43,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$15,789
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$400,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$370,847
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$9,348
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$25,568
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$14,907
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$20,195
Total non interest bearing cash at end of year	2019-12-31	$15,105
Total non interest bearing cash at beginning of year	2019-12-31	$20,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-129,156
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,336,833
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,465,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,336,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,455,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$738,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$229,369
Employer contributions (assets) at end of year	2019-12-31	$70
Employer contributions (assets) at beginning of year	2019-12-31	$774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,449,697
Contract administrator fees	2019-12-31	$27,850
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	LEE CPA AUDIT GROUP
Accountancy firm EIN	2019-12-31	814637885
2018 : THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$20,195
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$26,116
Total income from all sources (including contributions)	2018-12-31	$475,082
Total of all expenses incurred	2018-12-31	$356,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$326,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$713,520
Value of total assets at end of year	2018-12-31	$3,486,184
Value of total assets at beginning of year	2018-12-31	$3,373,407
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$29,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$3,725
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$400,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$417,278
Participant contributions at end of year	2018-12-31	$9,348
Participant contributions at beginning of year	2018-12-31	$99
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$57,501
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$1,022
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$20,195
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$26,116
Total non interest bearing cash at end of year	2018-12-31	$20,605
Total non interest bearing cash at beginning of year	2018-12-31	$20,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$118,698
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,465,989
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,347,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,455,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,351,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-238,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$238,741
Employer contributions (assets) at end of year	2018-12-31	$774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$326,748
Contract administrator fees	2018-12-31	$25,911
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CRAINE, THOMPSON & JONES, P.C.
Accountancy firm EIN	2018-12-31	621099049
2017 : THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$26,116
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$50
Total income from all sources (including contributions)	2017-12-31	$1,360,497
Total of all expenses incurred	2017-12-31	$118,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$94,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$969,900
Value of total assets at end of year	2017-12-31	$3,373,407
Value of total assets at beginning of year	2017-12-31	$2,104,973
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$23,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$4,915
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$215,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$195,205
Participant contributions at end of year	2017-12-31	$99
Participant contributions at beginning of year	2017-12-31	$6,806
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$697,834
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$1,022
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$52
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$26,116
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,242,368
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,347,291
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,104,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,372,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,094,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$390,597
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$76,861
Employer contributions (assets) at beginning of year	2017-12-31	$3,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$94,579
Contract administrator fees	2017-12-31	$18,635
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CRAINE, THOMPSON & JONES, P.C.
Accountancy firm EIN	2017-12-31	621099049
2016 : THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$50
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$111
Total income from all sources (including contributions)	2016-12-31	$430,078
Total of all expenses incurred	2016-12-31	$90,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$78,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$269,152
Value of total assets at end of year	2016-12-31	$2,104,973
Value of total assets at beginning of year	2016-12-31	$1,765,641
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$12,363
Total interest from all sources	2016-12-31	$12
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$44,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$44,789
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$210,493
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$173,230
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$1,011
Participant contributions at end of year	2016-12-31	$6,806
Participant contributions at beginning of year	2016-12-31	$2,486
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$52
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$50
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$339,393
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,104,923
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,765,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$7,537
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,094,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,754,948
Interest on participant loans	2016-12-31	$12
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$4,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$4,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$116,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$95,922
Employer contributions (assets) at end of year	2016-12-31	$3,501
Employer contributions (assets) at beginning of year	2016-12-31	$2,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$78,322
Contract administrator fees	2016-12-31	$4,826
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CRAINE, THOMPSON & JONES, P.C.
Accountancy firm EIN	2016-12-31	621099049
2012 : THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$172,779
Expenses. Total of all expenses incurred	2012-12-31	$14,567
Benefits paid (including direct rollovers)	2012-12-31	$14,567
Total plan assets at end of year	2012-12-31	$1,144,156
Total plan assets at beginning of year	2012-12-31	$985,944
Value of fidelity bond covering the plan	2012-12-31	$93,400
Total contributions received or receivable from participants	2012-12-31	$45,241
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$105,231
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$158,212
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,144,156
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$985,944
Assets. Value of participant loans	2012-12-31	$39,626
Total contributions received or receivable from employer(s)	2012-12-31	$22,307
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN

2019: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2012: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2007: THE ORIGINAL FOOTWEAR COMPANY 401(K) PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

127834

Policy instance

Insurance contract or identification number	127834
Number of Individuals Covered	264
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $11,491
Total amount of fees paid to insurance company	USD $22,742
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,491
Amount paid for insurance broker fees	355
Additional information about fees paid to insurance broker	OTHER ALLOWANCES
Insurance broker organization code?	3

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

127834

Policy instance

Insurance contract or identification number	127834
Number of Individuals Covered	291
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $9,241
Total amount of fees paid to insurance company	USD $7,228
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,241
Amount paid for insurance broker fees	1362
Additional information about fees paid to insurance broker	OTHER ALLOWANCES
Insurance broker organization code?	3

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

127834

Policy instance

Insurance contract or identification number	127834
Number of Individuals Covered	254
Insurance policy start date	2017-04-17
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $22,972
Total amount of fees paid to insurance company	USD $8,442
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $22,972
Amount paid for insurance broker fees	473
Additional information about fees paid to insurance broker	OTHER ALLOWANCES
Insurance broker organization code?	3
Insurance broker name	ASSOCIATED PENSION CONSULTANTS

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	THE ORIGINAL FOOTWEAR COMPANY
Employer identification number (EIN):	770508512
NAIC Classification:	448210
NAIC Description:	Shoe Stores