401k Plan data: ADVANCED ENERGY SYSTEMS, INC. 401(K) PROFIT SHARING PLAN plan

ADVANCED ENERGY SYSTEMS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ADVANCED ENERGY SYSTEMS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

ADVANCED ENERGY SYSTEMS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED ENERGY SYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ADVANCED ENERGY SYSTEMS, INC.

Employer identification number (EIN): 770581155

NAIC Classification: 221300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED ENERGY SYSTEMS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 JAMES QUAN 2012-07-27
001 2010-01-01 JAMES QUAN 2011-10-13 JAMES QUAN 2011-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	JAMES QUAN	2012-07-27
001	2010-01-01	JAMES QUAN	2011-10-13	JAMES QUAN	2011-10-13

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Company Name:	ADVANCED ENERGY SYSTEMS, INC.
Employer identification number (EIN):	770581155
NAIC Classification:	221300