401k Plan data: THE DELTA COMPANIES 401K PLAN plan

THE DELTA COMPANIES 401K PLAN 401k Plan overview

Plan Name	THE DELTA COMPANIES 401K PLAN
Plan identification number	001

THE DELTA COMPANIES 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JC BOWLING & CO LLC DBA THE DELTA COMPANIES has sponsored the creation of one or more 401k plans.

Company Name: JC BOWLING & CO LLC DBA THE DELTA COMPANIES

Employer identification number (EIN): 770624716

NAIC Classification: 621399
NAIC Description: Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE DELTA COMPANIES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 WES WILLARD
001 2011-01-01 WES WILLARD
001 2010-01-01 WES WILLARD
001 2009-01-01 BRITNEY DIFULGENTIZ BRITNEY DIFULGENTIZ 2010-07-29

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	WES WILLARD
001	2011-01-01	WES WILLARD
001	2010-01-01	WES WILLARD
001	2009-01-01	BRITNEY DIFULGENTIZ	BRITNEY DIFULGENTIZ	2010-07-29

Plan Statistics for THE DELTA COMPANIES 401K PLAN

401k plan membership statisitcs for THE DELTA COMPANIES 401K PLAN

Measure Date Value
2012: THE DELTA COMPANIES 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 282
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 174
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 142
Total of all active and inactive participants 2012-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 316
Number of participants with account balances 2012-01-01 300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: THE DELTA COMPANIES 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 251
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 178
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 91
Total of all active and inactive participants 2011-01-01 269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 269
Number of participants with account balances 2011-01-01 237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: THE DELTA COMPANIES 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 280
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 148
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 94
Total of all active and inactive participants 2010-01-01 242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 242
Number of participants with account balances 2010-01-01 215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 70
2009: THE DELTA COMPANIES 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 276
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 254
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 43
Total of all active and inactive participants 2009-01-01 297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 297
Number of participants with account balances 2009-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 47

Measure	Date	Value
2012: THE DELTA COMPANIES 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	282
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	174
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	142
Total of all active and inactive participants	2012-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	316
Number of participants with account balances	2012-01-01	300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: THE DELTA COMPANIES 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	251
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	178
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	91
Total of all active and inactive participants	2011-01-01	269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	269
Number of participants with account balances	2011-01-01	237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: THE DELTA COMPANIES 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	280
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	148
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	94
Total of all active and inactive participants	2010-01-01	242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	242
Number of participants with account balances	2010-01-01	215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	70
2009: THE DELTA COMPANIES 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	276
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	254
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	43
Total of all active and inactive participants	2009-01-01	297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	297
Number of participants with account balances	2009-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	47

Financial Data on THE DELTA COMPANIES 401K PLAN

Measure	Date	Value
2012 : THE DELTA COMPANIES 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$5,265
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$893,254
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$534,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$477,986
Expenses. Certain deemed distributions of participant loans	2012-12-31	$12,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$537,320
Value of total assets at end of year	2012-12-31	$2,908,882
Value of total assets at beginning of year	2012-12-31	$2,544,421
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$43,492
Total interest from all sources	2012-12-31	$4,660
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$220,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$535,799
Participant contributions at end of year	2012-12-31	$94,507
Participant contributions at beginning of year	2012-12-31	$99,647
Participant contributions at end of year	2012-12-31	$21,275
Participant contributions at beginning of year	2012-12-31	$84,750
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,521
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,942
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$7,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$5,265
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$43,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$359,196
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,903,617
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,544,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,791,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,352,090
Interest on participant loans	2012-12-31	$4,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$351,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$477,986
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN	2012-12-31	752919818
2011 : THE DELTA COMPANIES 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$477,411
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$503,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$436,875
Expenses. Certain deemed distributions of participant loans	2011-12-31	$20,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$499,948
Value of total assets at end of year	2011-12-31	$2,544,421
Value of total assets at beginning of year	2011-12-31	$2,570,679
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$46,487
Total interest from all sources	2011-12-31	$5,640
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$220,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$476,960
Participant contributions at end of year	2011-12-31	$99,647
Participant contributions at beginning of year	2011-12-31	$111,580
Participant contributions at end of year	2011-12-31	$84,750
Participant contributions at beginning of year	2011-12-31	$35,053
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$22,988
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$7,934
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,273
Administrative expenses (other) incurred	2011-12-31	$46,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-26,258
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,544,421
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,570,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,352,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,422,773
Interest on participant loans	2011-12-31	$5,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-28,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$436,875
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PSK, LLP
Accountancy firm EIN	2011-12-31	751486711
2010 : THE DELTA COMPANIES 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$721,179
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$387,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$329,526
Expenses. Certain deemed distributions of participant loans	2010-12-31	$18,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$426,304
Value of total assets at end of year	2010-12-31	$2,550,069
Value of total assets at beginning of year	2010-12-31	$2,216,040
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$39,562
Total interest from all sources	2010-12-31	$6,675
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$42,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$42,442
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$220,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$422,146
Participant contributions at end of year	2010-12-31	$111,580
Participant contributions at beginning of year	2010-12-31	$110,769
Participant contributions at end of year	2010-12-31	$13,170
Participant contributions at beginning of year	2010-12-31	$25,850
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,925
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,273
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$1,515
Administrative expenses (other) incurred	2010-12-31	$39,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$334,029
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,550,069
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,216,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,424,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,077,906
Interest on participant loans	2010-12-31	$6,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$245,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$233
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$329,526
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PSK, LLP
Accountancy firm EIN	2010-12-31	751486711

Form 5500 Responses for THE DELTA COMPANIES 401K PLAN

2012: THE DELTA COMPANIES 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE DELTA COMPANIES 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE DELTA COMPANIES 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE DELTA COMPANIES 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JC BOWLING & CO LLC DBA THE DELTA COMPANIES
Employer identification number (EIN):	770624716
NAIC Classification:	621399
NAIC Description:	Offices of All Other Miscellaneous Health Practitioners