401k Plan data: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST plan

RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RONALD E DUFFIN DDS, INC. has sponsored the creation of one or more 401k plans.

Company Name: RONALD E DUFFIN DDS, INC.

Employer identification number (EIN): 800013159

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01 RONALD DUFFIN 2021-05-27
001 2019-01-01 RONALD DUFFIN 2020-07-07
001 2018-01-01 MARY FRANCES DUFFIN 2019-05-09 MARYFRANCES DUFFIN 2019-05-09
001 2017-01-01 MARY FRANCES DUFFIN 2018-07-18 MARYFRANCES DUFFIN 2018-07-18
001 2016-01-01 MARY FRANCES DUFFIN 2017-06-15 MARYFRANCES DUFFIN 2017-06-15
001 2015-01-01 MARY FRANCES DUFFIN 2016-07-25 MARYFRANCES DUFFIN 2016-07-25
001 2014-01-01 RONALD E DUFFIN 2015-10-05 RONALD E DUFFIN 2015-10-05
001 2013-01-01 RONALD E DUFFIN 2014-05-19
001 2012-01-01 DR RONALD E DUFFIN DDS INC 2013-07-15
001 2011-01-01 DR RONALD E DUFFIN DDS INC 2013-12-31
001 2010-01-01 DR RONALD E DUFFIN DDS INC

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01	RONALD DUFFIN	2021-05-27
001	2019-01-01	RONALD DUFFIN	2020-07-07
001	2018-01-01	MARY FRANCES DUFFIN	2019-05-09	MARYFRANCES DUFFIN	2019-05-09
001	2017-01-01	MARY FRANCES DUFFIN	2018-07-18	MARYFRANCES DUFFIN	2018-07-18
001	2016-01-01	MARY FRANCES DUFFIN	2017-06-15	MARYFRANCES DUFFIN	2017-06-15
001	2015-01-01	MARY FRANCES DUFFIN	2016-07-25	MARYFRANCES DUFFIN	2016-07-25
001	2014-01-01	RONALD E DUFFIN	2015-10-05	RONALD E DUFFIN	2015-10-05
001	2013-01-01	RONALD E DUFFIN	2014-05-19
001	2012-01-01	DR RONALD E DUFFIN DDS INC	2013-07-15
001	2011-01-01	DR RONALD E DUFFIN DDS INC	2013-12-31
001	2010-01-01	DR RONALD E DUFFIN DDS INC

Plan Statistics for RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2023: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year 2023-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 7
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 6
Total of all active and inactive participants 2023-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 13
Number of participants with account balances 2023-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 9
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 4
Total of all active and inactive participants 2022-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 13
Number of participants with account balances 2022-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 8
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 4
Total of all active and inactive participants 2021-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 12
Number of participants with account balances 2021-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2010: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 9
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 10
Number of participants with account balances 2010-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2023: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year	2023-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	7
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	6
Total of all active and inactive participants	2023-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	13
Number of participants with account balances	2023-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	9
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	4
Total of all active and inactive participants	2022-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	13
Number of participants with account balances	2022-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	8
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	4
Total of all active and inactive participants	2021-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	12
Number of participants with account balances	2021-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2010: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	9
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	10
Number of participants with account balances	2010-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2023 : RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$623,149
Expenses. Total of all expenses incurred	2023-12-31	$14,892
Benefits paid (including direct rollovers)	2023-12-31	$5,750
Total plan assets at end of year	2023-12-31	$2,630,535
Total plan assets at beginning of year	2023-12-31	$2,022,278
Value of fidelity bond covering the plan	2023-12-31	$202,228
Total contributions received or receivable from participants	2023-12-31	$69,161
Expenses. Other expenses not covered elsewhere	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$0
Other income received	2023-12-31	$443,390
Net income (gross income less expenses)	2023-12-31	$608,257
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$2,630,535
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$2,022,278
Total contributions received or receivable from employer(s)	2023-12-31	$110,598
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$9,142
2022 : RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-328,536
Expenses. Total of all expenses incurred	2022-12-31	$15,016
Benefits paid (including direct rollovers)	2022-12-31	$6,343
Total plan assets at end of year	2022-12-31	$2,022,278
Total plan assets at beginning of year	2022-12-31	$2,365,830
Value of fidelity bond covering the plan	2022-12-31	$236,583
Total contributions received or receivable from participants	2022-12-31	$64,953
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-488,757
Net income (gross income less expenses)	2022-12-31	$-343,552
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$2,022,278
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$2,365,830
Total contributions received or receivable from employer(s)	2022-12-31	$95,268
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$8,673
2021 : RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$447,371
Expenses. Total of all expenses incurred	2021-12-31	$138,248
Benefits paid (including direct rollovers)	2021-12-31	$129,341
Total plan assets at end of year	2021-12-31	$2,365,830
Total plan assets at beginning of year	2021-12-31	$2,056,707
Value of fidelity bond covering the plan	2021-12-31	$205,671
Total contributions received or receivable from participants	2021-12-31	$58,012
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$283,626
Net income (gross income less expenses)	2021-12-31	$309,123
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$2,365,830
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$2,056,707
Total contributions received or receivable from employer(s)	2021-12-31	$105,733
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$8,907
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2021-12-31	$0
Minimum employer required contribution for this plan year	2021-12-31	$0
Amount contributed by the employer to the plan for this plan year	2021-12-31	$0
2010 : RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$-11,514
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$623,899
Total plan assets at beginning of year	2010-12-31	$635,413
Value of fidelity bond covering the plan	2010-12-31	$0
Total contributions received or receivable from participants	2010-12-31	$44,203
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$-63,726
Net income (gross income less expenses)	2010-12-31	$-11,514
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$623,899
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$635,413
Assets. Value of participant loans	2010-12-31	$24,479
Total contributions received or receivable from employer(s)	2010-12-31	$8,009
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST

2023: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2010: RONALD E DUFFIN DDS INC 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RONALD E DUFFIN DDS, INC.
Employer identification number (EIN):	800013159
NAIC Classification:	621210
NAIC Description:	Offices of Dentists