UNITED BIOSOURCE, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UNITED BIOSOURCE CORPORATION 401(K) PLAN
Measure | Date | Value |
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2014 : UNITED BIOSOURCE CORPORATION 401(K) PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
Total transfer of assets from this plan | 2014-09-30 | $34,630,148 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total income from all sources (including contributions) | 2014-09-30 | $1,033,988 |
Total loss/gain on sale of assets | 2014-09-30 | $0 |
Total of all expenses incurred | 2014-09-30 | $4,931,593 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $4,896,886 |
Expenses. Certain deemed distributions of participant loans | 2014-09-30 | $31,527 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $13,125 |
Value of total assets at end of year | 2014-09-30 | $0 |
Value of total assets at beginning of year | 2014-09-30 | $38,527,753 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $3,180 |
Total interest from all sources | 2014-09-30 | $9,451 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $146,947 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-09-30 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-09-30 | $146,947 |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Contributions received from participants | 2014-09-30 | $9,375 |
Participant contributions at beginning of year | 2014-09-30 | $268,936 |
Other income not declared elsewhere | 2014-09-30 | $4,673 |
Administrative expenses (other) incurred | 2014-09-30 | $3,180 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $-3,897,605 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $38,527,753 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $38,258,817 |
Interest on participant loans | 2014-09-30 | $9,451 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $859,792 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Contributions received in cash from employer | 2014-09-30 | $3,750 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $4,896,886 |
Did the plan have assets held for investment | 2014-09-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | KATZ, SAPPER & MILLER LLP |
Accountancy firm EIN | 2014-09-30 | 351090346 |
2013 : UNITED BIOSOURCE CORPORATION 401(K) PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets from this plan | 2013-12-31 | $43,926,753 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $18,083,706 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $7,303,933 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $7,155,511 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $140,317 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,811,528 |
Value of total assets at end of year | 2013-12-31 | $38,527,753 |
Value of total assets at beginning of year | 2013-12-31 | $71,674,733 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $8,105 |
Total interest from all sources | 2013-12-31 | $19,751 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,148,415 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,148,415 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $3,877,144 |
Participant contributions at end of year | 2013-12-31 | $268,936 |
Participant contributions at beginning of year | 2013-12-31 | $785,968 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $225,589 |
Other income not declared elsewhere | 2013-12-31 | $231 |
Administrative expenses (other) incurred | 2013-12-31 | $8,105 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $10,779,773 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $38,527,753 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $71,674,733 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $38,258,817 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $70,888,765 |
Interest on participant loans | 2013-12-31 | $19,751 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $10,103,781 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,708,795 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $7,155,511 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | KATZ, SAPPER & MILLER LLP |
Accountancy firm EIN | 2013-12-31 | 351090346 |
2012 : UNITED BIOSOURCE CORPORATION 401(K) PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $21,149,430 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $6,059,279 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $6,016,202 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $18,603 |
Value of total corrective distributions | 2012-12-31 | $13,459 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $13,148,562 |
Value of total assets at end of year | 2012-12-31 | $71,674,733 |
Value of total assets at beginning of year | 2012-12-31 | $56,584,582 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $11,015 |
Total interest from all sources | 2012-12-31 | $22,097 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,990,067 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,990,067 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $8,523,380 |
Participant contributions at end of year | 2012-12-31 | $785,968 |
Participant contributions at beginning of year | 2012-12-31 | $668,096 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $743,967 |
Other income not declared elsewhere | 2012-12-31 | $1 |
Administrative expenses (other) incurred | 2012-12-31 | $11,015 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $15,090,151 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $71,674,733 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $56,584,582 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $70,888,765 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $55,916,486 |
Interest on participant loans | 2012-12-31 | $22,097 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $5,988,703 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $3,881,215 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $6,016,202 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | KATZ, SAPPER & MILLER LLP |
Accountancy firm EIN | 2012-12-31 | 351090346 |
2011 : UNITED BIOSOURCE CORPORATION 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $883,727 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $9,813,380 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $4,268,124 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $4,252,441 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $6,312 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $11,641,469 |
Value of total assets at end of year | 2011-12-31 | $56,584,582 |
Value of total assets at beginning of year | 2011-12-31 | $50,155,599 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $9,371 |
Total interest from all sources | 2011-12-31 | $17,718 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,166,167 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,166,167 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $7,798,591 |
Participant contributions at end of year | 2011-12-31 | $668,096 |
Participant contributions at beginning of year | 2011-12-31 | $473,408 |
Participant contributions at beginning of year | 2011-12-31 | $53,382 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $696,115 |
Other income not declared elsewhere | 2011-12-31 | $415 |
Administrative expenses (other) incurred | 2011-12-31 | $9,371 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $5,545,256 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $56,584,582 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $50,155,599 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $55,916,486 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $45,893,003 |
Interest on participant loans | 2011-12-31 | $17,718 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,711,603 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,105,622 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $93,233 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $3,146,763 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $24,203 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $4,252,441 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | STURGILL, LLC |
Accountancy firm EIN | 2011-12-31 | 030494806 |
2010 : UNITED BIOSOURCE CORPORATION 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $81,642 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $16,725,992 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,641,867 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,614,273 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $18,984 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $10,973,918 |
Value of total assets at end of year | 2010-12-31 | $50,155,599 |
Value of total assets at beginning of year | 2010-12-31 | $35,989,832 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $8,610 |
Total interest from all sources | 2010-12-31 | $11,897 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $689,749 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $689,749 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $7,038,463 |
Participant contributions at end of year | 2010-12-31 | $473,408 |
Participant contributions at beginning of year | 2010-12-31 | $196,718 |
Participant contributions at end of year | 2010-12-31 | $53,382 |
Participant contributions at beginning of year | 2010-12-31 | $96,486 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $705,855 |
Other income not declared elsewhere | 2010-12-31 | $22,136 |
Administrative expenses (other) incurred | 2010-12-31 | $8,610 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $14,084,125 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $50,155,599 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $35,989,832 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $45,893,003 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $32,987,808 |
Interest on participant loans | 2010-12-31 | $11,897 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,711,603 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,665,234 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,977,989 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $50,303 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $3,229,600 |
Employer contributions (assets) at end of year | 2010-12-31 | $24,203 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $43,586 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,614,273 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | STURGILL, LLC |
Accountancy firm EIN | 2010-12-31 | 030494806 |
2009 : UNITED BIOSOURCE CORPORATION 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |