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ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 401k Plan overview

Plan NameROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN
Plan identification number 001

ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT A. BRINKMAN, MD, LLC has sponsored the creation of one or more 401k plans.

Company Name:ROBERT A. BRINKMAN, MD, LLC
Employer identification number (EIN):800934236
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-07-01ROBERT A BRINKMAN2022-10-07 ROBERT A BRINKMAN2022-10-07
0012021-07-01ROBERT A. BRINKMAN2022-08-13
0012020-07-01ROBERT A. BRINKMAN2022-01-07 ROBERT A. BRINKMAN2022-01-07
0012019-07-01ROBERT A. BRINKMAN2021-03-30 ROBERT A. BRINKMAN2021-03-30
0012018-07-01ROBERT A. BRINKMAN2019-10-30 ROBERT A. BRINKMAN2019-10-30
0012017-07-01
0012016-07-01
0012015-07-01
0012014-07-01ROBERT A. BRINKMAN

Plan Statistics for ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN

401k plan membership statisitcs for ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN

Measure Date Value
2022: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-07-012
Total number of active participants reported on line 7a of the Form 55002022-07-010
Number of retired or separated participants receiving benefits2022-07-010
Number of other retired or separated participants entitled to future benefits2022-07-010
Total of all active and inactive participants2022-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-07-010
Total participants2022-07-010
Number of participants with account balances2022-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-010
2021: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-013
Total number of active participants reported on line 7a of the Form 55002021-07-010
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-011
Total of all active and inactive participants2021-07-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-011
Number of participants with account balances2021-07-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-013
Total number of active participants reported on line 7a of the Form 55002020-07-013
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-010
Total of all active and inactive participants2020-07-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-013
Number of participants with account balances2020-07-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-012
Total number of active participants reported on line 7a of the Form 55002019-07-012
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-010
Total of all active and inactive participants2019-07-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-012
Number of participants with account balances2019-07-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-012
Total number of active participants reported on line 7a of the Form 55002018-07-012
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-010
Total of all active and inactive participants2018-07-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-012
Number of participants with account balances2018-07-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-011
Total number of active participants reported on line 7a of the Form 55002017-07-012
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-010
Total of all active and inactive participants2017-07-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-012
Number of participants with account balances2017-07-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-012
Total number of active participants reported on line 7a of the Form 55002016-07-011
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-011
Number of participants with account balances2016-07-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-013
Total number of active participants reported on line 7a of the Form 55002015-07-012
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-011
Total of all active and inactive participants2015-07-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-013
Number of participants with account balances2015-07-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-012
Total number of active participants reported on line 7a of the Form 55002014-07-013
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-010
Total of all active and inactive participants2014-07-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-013
Number of participants with account balances2014-07-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010

Financial Data on ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN

Measure Date Value
2022 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2022 401k financial data
Total income from all sources2022-08-31$50,605
Expenses. Total of all expenses incurred2022-08-31$2,916,373
Benefits paid (including direct rollovers)2022-08-31$2,916,373
Total plan assets at end of year2022-08-31$0
Total plan assets at beginning of year2022-08-31$2,865,768
Value of fidelity bond covering the plan2022-08-31$2,345,000
Total contributions received or receivable from participants2022-08-31$0
Contributions received from other sources (not participants or employers)2022-08-31$0
Other income received2022-08-31$50,605
Net income (gross income less expenses)2022-08-31$-2,865,768
Net plan assets at end of year (total assets less liabilities)2022-08-31$0
Net plan assets at beginning of year (total assets less liabilities)2022-08-31$2,865,768
Assets. Value of real-estate (other than employer real property)2022-08-31$0
Total contributions received or receivable from employer(s)2022-08-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-08-31$2,275,000
Total income from all sources2022-06-30$77,471
Expenses. Total of all expenses incurred2022-06-30$32,604
Benefits paid (including direct rollovers)2022-06-30$17,540
Total plan assets at end of year2022-06-30$2,865,768
Total plan assets at beginning of year2022-06-30$2,820,901
Value of fidelity bond covering the plan2022-06-30$2,345,000
Total contributions received or receivable from participants2022-06-30$1,542
Other income received2022-06-30$74,901
Net income (gross income less expenses)2022-06-30$44,867
Net plan assets at end of year (total assets less liabilities)2022-06-30$2,865,768
Net plan assets at beginning of year (total assets less liabilities)2022-06-30$2,820,901
Assets. Value of real-estate (other than employer real property)2022-06-30$2,275,000
Total contributions received or receivable from employer(s)2022-06-30$1,028
Expenses. Administrative service providers (salaries,fees and commissions)2022-06-30$15,064
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-06-30$0
2021 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2021 401k financial data
Total income from all sources2021-06-30$380,142
Expenses. Total of all expenses incurred2021-06-30$13,599
Benefits paid (including direct rollovers)2021-06-30$0
Total plan assets at end of year2021-06-30$2,820,901
Total plan assets at beginning of year2021-06-30$2,454,358
Value of fidelity bond covering the plan2021-06-30$2,142,000
Total contributions received or receivable from participants2021-06-30$2,430
Other income received2021-06-30$376,092
Net income (gross income less expenses)2021-06-30$366,543
Net plan assets at end of year (total assets less liabilities)2021-06-30$2,820,901
Net plan assets at beginning of year (total assets less liabilities)2021-06-30$2,454,358
Assets. Value of real-estate (other than employer real property)2021-06-30$2,345,000
Total contributions received or receivable from employer(s)2021-06-30$1,620
Expenses. Administrative service providers (salaries,fees and commissions)2021-06-30$13,599
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
2020 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2020 401k financial data
Total income from all sources2020-06-30$92,122
Expenses. Total of all expenses incurred2020-06-30$167,575
Benefits paid (including direct rollovers)2020-06-30$154,000
Total plan assets at end of year2020-06-30$2,454,358
Total plan assets at beginning of year2020-06-30$2,529,811
Value of fidelity bond covering the plan2020-06-30$2,142,000
Total contributions received or receivable from participants2020-06-30$2,228
Other income received2020-06-30$88,405
Net income (gross income less expenses)2020-06-30$-75,453
Net plan assets at end of year (total assets less liabilities)2020-06-30$2,454,358
Net plan assets at beginning of year (total assets less liabilities)2020-06-30$2,529,811
Assets. Value of real-estate (other than employer real property)2020-06-30$2,128,000
Total contributions received or receivable from employer(s)2020-06-30$1,489
Expenses. Administrative service providers (salaries,fees and commissions)2020-06-30$13,575
2019 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2019 401k financial data
Total income from all sources2019-06-30$268,563
Expenses. Total of all expenses incurred2019-06-30$213,451
Benefits paid (including direct rollovers)2019-06-30$200,000
Total plan assets at end of year2019-06-30$2,529,811
Total plan assets at beginning of year2019-06-30$2,474,699
Value of fidelity bond covering the plan2019-06-30$2,062,940
Total contributions received or receivable from participants2019-06-30$2,501
Contributions received from other sources (not participants or employers)2019-06-30$0
Other income received2019-06-30$264,395
Net income (gross income less expenses)2019-06-30$55,112
Net plan assets at end of year (total assets less liabilities)2019-06-30$2,529,811
Net plan assets at beginning of year (total assets less liabilities)2019-06-30$2,474,699
Assets. Value of real-estate (other than employer real property)2019-06-30$2,142,000
Total contributions received or receivable from employer(s)2019-06-30$1,667
Expenses. Administrative service providers (salaries,fees and commissions)2019-06-30$13,451
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
2018 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2018 401k financial data
Total income from all sources2018-06-30$139,091
Expenses. Total of all expenses incurred2018-06-30$140,090
Benefits paid (including direct rollovers)2018-06-30$125,000
Total plan assets at end of year2018-06-30$2,474,699
Total plan assets at beginning of year2018-06-30$2,475,698
Value of fidelity bond covering the plan2018-06-30$2,054,000
Total contributions received or receivable from participants2018-06-30$1,541
Other income received2018-06-30$136,009
Net income (gross income less expenses)2018-06-30$-999
Net plan assets at end of year (total assets less liabilities)2018-06-30$2,474,699
Net plan assets at beginning of year (total assets less liabilities)2018-06-30$2,475,698
Assets. Value of real-estate (other than employer real property)2018-06-30$2,058,000
Total contributions received or receivable from employer(s)2018-06-30$1,541
Expenses. Administrative service providers (salaries,fees and commissions)2018-06-30$15,090
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
2017 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2017 401k financial data
Total income from all sources2017-06-30$376,400
Expenses. Total of all expenses incurred2017-06-30$298,416
Benefits paid (including direct rollovers)2017-06-30$281,614
Total plan assets at end of year2017-06-30$2,475,698
Total plan assets at beginning of year2017-06-30$2,397,714
Value of fidelity bond covering the plan2017-06-30$1,942,000
Total contributions received or receivable from participants2017-06-30$0
Contributions received from other sources (not participants or employers)2017-06-30$0
Other income received2017-06-30$376,400
Net income (gross income less expenses)2017-06-30$77,984
Net plan assets at end of year (total assets less liabilities)2017-06-30$2,475,698
Net plan assets at beginning of year (total assets less liabilities)2017-06-30$2,397,714
Assets. Value of real-estate (other than employer real property)2017-06-30$2,044,000
Total contributions received or receivable from employer(s)2017-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-06-30$16,802
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-30$0
2016 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2016 401k financial data
Total income from all sources2016-06-30$272,634
Expenses. Total of all expenses incurred2016-06-30$123,170
Benefits paid (including direct rollovers)2016-06-30$25,000
Total plan assets at end of year2016-06-30$2,397,714
Total plan assets at beginning of year2016-06-30$2,248,250
Value of fidelity bond covering the plan2016-06-30$1,940,767
Total contributions received or receivable from participants2016-06-30$422
Expenses. Other expenses not covered elsewhere2016-06-30$98,170
Other income received2016-06-30$271,789
Net income (gross income less expenses)2016-06-30$149,464
Net plan assets at end of year (total assets less liabilities)2016-06-30$2,397,714
Net plan assets at beginning of year (total assets less liabilities)2016-06-30$2,248,250
Assets. Value of real-estate (other than employer real property)2016-06-30$1,942,000
Total contributions received or receivable from employer(s)2016-06-30$423
Value of certain deemed distributions of participant loans2016-06-30$0
Value of corrective distributions2016-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-06-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
2015 : ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2015 401k financial data
Total income from all sources2015-06-30$2,501,245
Expenses. Total of all expenses incurred2015-06-30$252,995
Benefits paid (including direct rollovers)2015-06-30$170,000
Total plan assets at end of year2015-06-30$2,248,250
Total plan assets at beginning of year2015-06-30$0
Value of fidelity bond covering the plan2015-06-30$1,940,767
Total contributions received or receivable from participants2015-06-30$368
Expenses. Other expenses not covered elsewhere2015-06-30$82,995
Contributions received from other sources (not participants or employers)2015-06-30$2,290,958
Other income received2015-06-30$209,551
Net income (gross income less expenses)2015-06-30$2,248,250
Net plan assets at end of year (total assets less liabilities)2015-06-30$2,248,250
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$0
Assets. Value of real-estate (other than employer real property)2015-06-30$1,939,000
Total contributions received or receivable from employer(s)2015-06-30$368
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0

Form 5500 Responses for ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN

2022: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01Submission has been amendedNo
2022-07-01This submission is the final filingYes
2022-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-07-01Plan is a collectively bargained planNo
2022-07-01Plan funding arrangement – TrustYes
2022-07-01Plan benefit arrangement - TrustYes
2021: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement - TrustYes
2020: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement - TrustYes
2019: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: ROBERT A. BRINKMAN, MD, LLC SAFE HARBOR 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01First time form 5500 has been submittedYes
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes

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