SCOTT & KRAUS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SCOTT & KRAUS, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2017: SCOTT & KRAUS, LLC 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 23 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 9 |
| Total of all active and inactive participants | 2017-01-01 | 22 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 22 |
| Number of participants with account balances | 2017-01-01 | 22 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: SCOTT & KRAUS, LLC 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 10 |
| Total of all active and inactive participants | 2016-01-01 | 23 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 23 |
| Number of participants with account balances | 2016-01-01 | 23 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
| 2015: SCOTT & KRAUS, LLC 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 24 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 9 |
| Total of all active and inactive participants | 2015-01-01 | 24 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 24 |
| Number of participants with account balances | 2015-01-01 | 24 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: SCOTT & KRAUS, LLC 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 24 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 10 |
| Total of all active and inactive participants | 2014-01-01 | 23 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 23 |
| Number of participants with account balances | 2014-01-01 | 23 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 2 |
| 2013: SCOTT & KRAUS, LLC 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 21 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 16 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 8 |
| Total of all active and inactive participants | 2013-01-01 | 24 |
| Total participants | 2013-01-01 | 24 |
| Number of participants with account balances | 2013-01-01 | 24 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
| 2012: SCOTT & KRAUS, LLC 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 14 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 6 |
| Total of all active and inactive participants | 2012-01-01 | 20 |
| Total participants | 2012-01-01 | 20 |
| Number of participants with account balances | 2012-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: SCOTT & KRAUS, LLC 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 12 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 5 |
| Total of all active and inactive participants | 2011-01-01 | 17 |
| Total participants | 2011-01-01 | 17 |
| Number of participants with account balances | 2011-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| 2010: SCOTT & KRAUS, LLC 401(K) PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 12 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 3 |
| Total of all active and inactive participants | 2010-01-01 | 15 |
| Total participants | 2010-01-01 | 15 |
| Number of participants with account balances | 2010-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2017 : SCOTT & KRAUS, LLC 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $1,011,557 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $331,888 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $319,274 |
| Total plan assets at end of year | 2017-12-31 | $5,483,322 |
| Total plan assets at beginning of year | 2017-12-31 | $4,803,653 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $141,178 |
| Assets. Value of loans (other than to participants) | 2017-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $14,803 |
| Other income received | 2017-12-31 | $855,576 |
| Net income (gross income less expenses) | 2017-12-31 | $679,669 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $5,483,322 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,803,653 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $12,614 |
| 2016 : SCOTT & KRAUS, LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2016-12-31 | $0 |
| Total income from all sources | 2016-12-31 | $646,253 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $101,365 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $80,069 |
| Total plan assets at end of year | 2016-12-31 | $4,803,653 |
| Total plan assets at beginning of year | 2016-12-31 | $4,258,765 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $152,146 |
| Assets. Value of loans (other than to participants) | 2016-12-31 | $164,218 |
| Other income received | 2016-12-31 | $365,356 |
| Noncash contributions received | 2016-12-31 | $0 |
| Net income (gross income less expenses) | 2016-12-31 | $544,888 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $4,803,653 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,258,765 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $128,751 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $21,296 |
| 2015 : SCOTT & KRAUS, LLC 401(K) PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-12-31 | $0 |
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $201,147 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $173,426 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $152,481 |
| Total plan assets at end of year | 2015-12-31 | $4,258,765 |
| Total plan assets at beginning of year | 2015-12-31 | $4,231,044 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $153,790 |
| Assets. Value of loans (other than to participants) | 2015-12-31 | $96,111 |
| Other income received | 2015-12-31 | $-84,569 |
| Net income (gross income less expenses) | 2015-12-31 | $27,721 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $4,258,765 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,231,044 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $131,926 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $20,945 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : SCOTT & KRAUS, LLC 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $485,512 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $24,570 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $6,722 |
| Total plan assets at end of year | 2014-12-31 | $4,231,044 |
| Total plan assets at beginning of year | 2014-12-31 | $3,770,102 |
| Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $161,170 |
| Assets. Value of loans (other than to participants) | 2014-12-31 | $139,297 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $2,239 |
| Other income received | 2014-12-31 | $194,375 |
| Net income (gross income less expenses) | 2014-12-31 | $460,942 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $4,231,044 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,770,102 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $127,728 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $17,848 |
| 2013 : SCOTT & KRAUS, LLC 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $888,195 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $14,207 |
| Total plan assets at end of year | 2013-12-31 | $3,770,102 |
| Total plan assets at beginning of year | 2013-12-31 | $2,896,114 |
| Value of fidelity bond covering the plan | 2013-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $149,330 |
| Assets. Value of loans (other than to participants) | 2013-12-31 | $389,297 |
| Other income received | 2013-12-31 | $578,883 |
| Net income (gross income less expenses) | 2013-12-31 | $873,988 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,770,102 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,896,114 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2013-12-31 | $3,958 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $159,982 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $14,207 |
| 2012 : SCOTT & KRAUS, LLC 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $668,881 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $30,475 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $19,508 |
| Total plan assets at end of year | 2012-12-31 | $2,896,114 |
| Total plan assets at beginning of year | 2012-12-31 | $2,257,708 |
| Value of fidelity bond covering the plan | 2012-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $135,055 |
| Assets. Value of loans (other than to participants) | 2012-12-31 | $325,000 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $74,810 |
| Other income received | 2012-12-31 | $337,663 |
| Net income (gross income less expenses) | 2012-12-31 | $638,406 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,896,114 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,257,708 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $121,353 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $10,967 |
| 2011 : SCOTT & KRAUS, LLC 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $172,541 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $85,195 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $74,064 |
| Total plan assets at end of year | 2011-12-31 | $2,257,708 |
| Total plan assets at beginning of year | 2011-12-31 | $2,170,362 |
| Value of fidelity bond covering the plan | 2011-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $115,208 |
| Assets. Value of loans (other than to participants) | 2011-12-31 | $250,000 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $500 |
| Other income received | 2011-12-31 | $-76,849 |
| Net income (gross income less expenses) | 2011-12-31 | $87,346 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,257,708 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,170,362 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $133,682 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $11,131 |
| 2010 : SCOTT & KRAUS, LLC 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $497,190 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $16,220 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $6,285 |
| Total plan assets at end of year | 2010-12-31 | $2,170,362 |
| Total plan assets at beginning of year | 2010-12-31 | $1,689,392 |
| Value of fidelity bond covering the plan | 2010-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $127,490 |
| Assets. Value of loans (other than to participants) | 2010-12-31 | $250,000 |
| Other income received | 2010-12-31 | $247,348 |
| Net income (gross income less expenses) | 2010-12-31 | $480,970 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,170,362 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,689,392 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $122,352 |
| Value of certain deemed distributions of participant loans | 2010-12-31 | $9,935 |
| 2017: SCOTT & KRAUS, LLC 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: SCOTT & KRAUS, LLC 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: SCOTT & KRAUS, LLC 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: SCOTT & KRAUS, LLC 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: SCOTT & KRAUS, LLC 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: SCOTT & KRAUS, LLC 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: SCOTT & KRAUS, LLC 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: SCOTT & KRAUS, LLC 401(K) PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 69115 |
| Policy instance | 1 |
| Insurance contract or identification number | 69115 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-02-28 | | Total amount of commissions paid to insurance broker | USD $3,794 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,794 | | Insurance broker organization code? | 3 | | Insurance broker name | MESIROW FINANCIAL, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 69115 |
| Policy instance | 1 |
| Insurance contract or identification number | 69115 | | Number of Individuals Covered | 24 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $20,645 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Commission paid to Insurance Broker | USD $20,645 | | Insurance broker organization code? | 3 | | Insurance broker name | MESIROW FINANCIAL, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 69115 |
| Policy instance | 1 |
| Insurance contract or identification number | 69115 | | Number of Individuals Covered | 23 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $17,848 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $17,848 | | Insurance broker organization code? | 3 | | Insurance broker name | MESIROW FINANCIAL, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 69115 |
| Policy instance | 1 |
| Insurance contract or identification number | 69115 | | Number of Individuals Covered | 23 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $14,207 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $14,207 | | Insurance broker organization code? | 3 | | Insurance broker name | MESIROW FINANCIAL, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 69115 |
| Policy instance | 1 |
| Insurance contract or identification number | 69115 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $10,967 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $10,967 | | Insurance broker organization code? | 3 | | Insurance broker name | MESIROW FINANCIAL, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 69115 |
| Policy instance | 1 |
| Insurance contract or identification number | 69115 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $9,538 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for group deferred annuity? | Yes |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 69115 |
| Policy instance | 1 |
| Insurance contract or identification number | 69115 | | Number of Individuals Covered | 14 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $8,377 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,377 | | Insurance broker organization code? | 3 | | Insurance broker name | MESIROW FINANCIAL, INC. |
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