Plan Name | T. JAMES ASSOCIATES, INC. RETIREMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | T. JAMES ASSOCIATES, INC. |
Employer identification number (EIN): | 811114985 |
NAIC Classification: | 812190 |
Additional information about T. JAMES ASSOCIATES, INC.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1991-02-14 |
Company Identification Number: | 1509134 |
Legal Registered Office Address: |
501 GREAT NECK ROAD NASSAU GREAT NECK United States of America (USA) 11021 |
More information about T. JAMES ASSOCIATES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2019-01-01 | ||||
001 | 2018-01-01 | STEPHEN FACENDA | |||
001 | 2017-01-01 | STEPHEN FACENDA | |||
001 | 2016-01-15 | STEPHEN FACENDA |
Measure | Date | Value |
---|---|---|
2019: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 9 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
Total of all active and inactive participants | 2019-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 0 |
Number of participants with account balances | 2019-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 8 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 6 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
Total of all active and inactive participants | 2018-01-01 | 6 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 6 |
Number of participants with account balances | 2018-01-01 | 2 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 2 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 4 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
Total of all active and inactive participants | 2017-01-01 | 4 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 4 |
Number of participants with account balances | 2017-01-01 | 2 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-15 | 2 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-15 | 2 |
Number of retired or separated participants receiving benefits | 2016-01-15 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-15 | 0 |
Total of all active and inactive participants | 2016-01-15 | 2 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-15 | 0 |
Total participants | 2016-01-15 | 2 |
Number of participants with account balances | 2016-01-15 | 2 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-15 | 0 |
Measure | Date | Value |
---|---|---|
2019 : T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2019 401k financial data | ||
Total income from all sources | 2019-10-31 | $-326,897 |
Expenses. Total of all expenses incurred | 2019-10-31 | $193,878 |
Benefits paid (including direct rollovers) | 2019-10-31 | $193,878 |
Total plan assets at end of year | 2019-10-31 | $0 |
Total plan assets at beginning of year | 2019-10-31 | $520,775 |
Total contributions received or receivable from participants | 2019-10-31 | $0 |
Contributions received from other sources (not participants or employers) | 2019-10-31 | $0 |
Other income received | 2019-10-31 | $-326,897 |
Net income (gross income less expenses) | 2019-10-31 | $-520,775 |
Net plan assets at end of year (total assets less liabilities) | 2019-10-31 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2019-10-31 | $520,775 |
Assets. Value of employer securities | 2019-10-31 | $0 |
Total contributions received or receivable from employer(s) | 2019-10-31 | $0 |
Value of certain deemed distributions of participant loans | 2019-10-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2019-10-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-10-31 | $0 |
2018 : T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2018 401k financial data | ||
Total income from all sources | 2018-12-31 | $206,069 |
Expenses. Total of all expenses incurred | 2018-12-31 | $0 |
Benefits paid (including direct rollovers) | 2018-12-31 | $0 |
Total plan assets at end of year | 2018-12-31 | $520,775 |
Total plan assets at beginning of year | 2018-12-31 | $314,706 |
Total contributions received or receivable from participants | 2018-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2018-12-31 | $0 |
Other income received | 2018-12-31 | $206,069 |
Net income (gross income less expenses) | 2018-12-31 | $206,069 |
Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $520,775 |
Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $314,706 |
Assets. Value of employer securities | 2018-12-31 | $520,775 |
Total contributions received or receivable from employer(s) | 2018-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2018-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $0 |
2017 : T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2017 401k financial data | ||
Total income from all sources | 2017-12-31 | $-110,295 |
Expenses. Total of all expenses incurred | 2017-12-31 | $0 |
Benefits paid (including direct rollovers) | 2017-12-31 | $0 |
Total plan assets at end of year | 2017-12-31 | $314,706 |
Total plan assets at beginning of year | 2017-12-31 | $425,001 |
Total contributions received or receivable from participants | 2017-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2017-12-31 | $0 |
Other income received | 2017-12-31 | $-110,295 |
Net income (gross income less expenses) | 2017-12-31 | $-110,295 |
Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $314,706 |
Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $425,001 |
Assets. Value of employer securities | 2017-12-31 | $314,706 |
Total contributions received or receivable from employer(s) | 2017-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2017-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $0 |
2016 : T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2016 401k financial data | ||
Total income from all sources | 2016-12-31 | $425,001 |
Expenses. Total of all expenses incurred | 2016-12-31 | $0 |
Benefits paid (including direct rollovers) | 2016-12-31 | $0 |
Total plan assets at end of year | 2016-12-31 | $425,001 |
Total contributions received or receivable from participants | 2016-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2016-12-31 | $170,000 |
Other income received | 2016-12-31 | $255,001 |
Net income (gross income less expenses) | 2016-12-31 | $425,001 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $425,001 |
Assets. Value of employer securities | 2016-12-31 | $425,000 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2016-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $0 |
2019: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2019 form 5500 responses | ||
---|---|---|
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | This submission is the final filing | Yes |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: T. JAMES ASSOCIATES, INC. RETIREMENT PLAN 2016 form 5500 responses | ||
2016-01-15 | Type of plan entity | Single employer plan |
2016-01-15 | First time form 5500 has been submitted | Yes |
2016-01-15 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2016-01-15 | Plan funding arrangement – Trust | Yes |
2016-01-15 | Plan benefit arrangement - Trust | Yes |