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REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameREGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

REGENT SURGICAL HEALTH HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:REGENT SURGICAL HEALTH HOLDINGS, INC.
Employer identification number (EIN):814657822
NAIC Classification:621493
NAIC Description:Freestanding Ambulatory Surgical and Emergency Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01MATT LAU
0032017-01-01MATT LAU
0032016-12-30MATT LAU

Plan Statistics for REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0153
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0149
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-0152
Number of other retired or separated participants entitled to future benefits2021-01-011
Total of all active and inactive participants2021-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0153
Number of participants with account balances2021-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0150
Total number of active participants reported on line 7a of the Form 55002020-01-0145
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014
Total of all active and inactive participants2020-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0149
Number of participants with account balances2020-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0142
Total number of active participants reported on line 7a of the Form 55002019-01-0138
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-016
Total of all active and inactive participants2019-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0144
Number of participants with account balances2019-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0137
Total number of active participants reported on line 7a of the Form 55002018-01-0135
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-014
Total of all active and inactive participants2018-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0139
Number of participants with account balances2018-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0131
Total number of active participants reported on line 7a of the Form 55002017-01-0133
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0134
Number of participants with account balances2017-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-3025
Total number of active participants reported on line 7a of the Form 55002016-12-3025
Number of retired or separated participants receiving benefits2016-12-300
Number of other retired or separated participants entitled to future benefits2016-12-300
Total of all active and inactive participants2016-12-3025
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-300
Total participants2016-12-3025
Number of participants with account balances2016-12-300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-300

Financial Data on REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Total income from all sources2022-12-27$-114,477
Expenses. Total of all expenses incurred2022-12-27$10,569,015
Benefits paid (including direct rollovers)2022-12-27$10,569,015
Total plan assets at end of year2022-12-27$0
Total plan assets at beginning of year2022-12-27$10,683,492
Value of fidelity bond covering the plan2022-12-27$2,000,000
Other income received2022-12-27$-114,477
Net income (gross income less expenses)2022-12-27$-10,683,492
Net plan assets at end of year (total assets less liabilities)2022-12-27$0
Net plan assets at beginning of year (total assets less liabilities)2022-12-27$10,683,492
Assets. Value of employer securities2022-12-27$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-12-27$0
2021 : REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$13,063,901
Total income from all sources2021-12-31$16,417,799
Expenses. Total of all expenses incurred2021-12-31$25,836,406
Benefits paid (including direct rollovers)2021-12-31$25,836,406
Total plan assets at end of year2021-12-31$10,683,492
Total plan assets at beginning of year2021-12-31$33,166,000
Value of fidelity bond covering the plan2021-12-31$2,000,000
Other income received2021-12-31$16,417,799
Net income (gross income less expenses)2021-12-31$-9,418,607
Net plan assets at end of year (total assets less liabilities)2021-12-31$10,683,492
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$20,102,099
Assets. Value of employer securities2021-12-31$2,069,745
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$13,063,901
Total plan liabilities at beginning of year2020-12-31$13,485,317
Total income from all sources2020-12-31$22,693,103
Expenses. Total of all expenses incurred2020-12-31$329,687
Benefits paid (including direct rollovers)2020-12-31$24,919
Total plan assets at end of year2020-12-31$33,166,000
Total plan assets at beginning of year2020-12-31$11,224,000
Value of fidelity bond covering the plan2020-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2020-12-31$304,768
Other income received2020-12-31$21,893,286
Net income (gross income less expenses)2020-12-31$22,363,416
Net plan assets at end of year (total assets less liabilities)2020-12-31$20,102,099
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$-2,261,317
Assets. Value of employer securities2020-12-31$33,166,000
Total contributions received or receivable from employer(s)2020-12-31$799,817
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$13,485,317
Total plan liabilities at beginning of year2019-12-31$13,906,734
Total income from all sources2019-12-31$7,175,709
Expenses. Total of all expenses incurred2019-12-31$314,292
Total plan assets at end of year2019-12-31$11,224,000
Total plan assets at beginning of year2019-12-31$4,784,000
Value of fidelity bond covering the plan2019-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2019-12-31$314,292
Other income received2019-12-31$6,440,001
Net income (gross income less expenses)2019-12-31$6,861,417
Net plan assets at end of year (total assets less liabilities)2019-12-31$-2,261,317
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$-9,122,734
Assets. Value of employer securities2019-12-31$11,224,000
Total contributions received or receivable from employer(s)2019-12-31$735,708
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$13,906,734
Total plan liabilities at beginning of year2018-12-31$14,328,150
Total income from all sources2018-12-31$1,623,672
Expenses. Total of all expenses incurred2018-12-31$328,256
Benefits paid (including direct rollovers)2018-12-31$4,440
Total plan assets at end of year2018-12-31$4,784,000
Total plan assets at beginning of year2018-12-31$3,910,000
Value of fidelity bond covering the plan2018-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2018-12-31$323,816
Other income received2018-12-31$873,999
Net income (gross income less expenses)2018-12-31$1,295,416
Net plan assets at end of year (total assets less liabilities)2018-12-31$-9,122,734
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$-10,418,150
Assets. Value of employer securities2018-12-31$4,784,000
Total contributions received or receivable from employer(s)2018-12-31$749,673
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$14,328,150
Total plan liabilities at beginning of year2017-12-31$14,749,566
Total income from all sources2017-12-31$-10,084,810
Expenses. Total of all expenses incurred2017-12-31$333,340
Total plan assets at end of year2017-12-31$3,910,000
Total plan assets at beginning of year2017-12-31$14,749,566
Value of fidelity bond covering the plan2017-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2017-12-31$333,340
Other income received2017-12-31$-10,839,566
Net income (gross income less expenses)2017-12-31$-10,418,150
Net plan assets at end of year (total assets less liabilities)2017-12-31$-10,418,150
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$0
Assets. Value of employer securities2017-12-31$3,910,000
Total contributions received or receivable from employer(s)2017-12-31$754,756
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$14,749,566
Total income from all sources2016-12-31$0
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$14,749,566
Total plan assets at beginning of year2016-12-31$0
Value of fidelity bond covering the plan2016-12-31$2,000,000
Net income (gross income less expenses)2016-12-31$0
Net plan assets at end of year (total assets less liabilities)2016-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$0
Assets. Value of employer securities2016-12-31$14,749,566
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0

Form 5500 Responses for REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN

2022: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: REGENT SURGICAL HEALTH EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-12-30Type of plan entitySingle employer plan
2016-12-30First time form 5500 has been submittedYes
2016-12-30Submission has been amendedNo
2016-12-30This submission is the final filingNo
2016-12-30This return/report is a short plan year return/report (less than 12 months)Yes
2016-12-30Plan is a collectively bargained planNo
2016-12-30Plan funding arrangement – TrustYes
2016-12-30Plan benefit arrangement - TrustYes

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