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ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN 401k Plan overview

Plan NameROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN
Plan identification number 001

ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKY MOUNTAIN RISK ADVISORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROCKY MOUNTAIN RISK ADVISORS, INC.
Employer identification number (EIN):824384683
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-03-14

Plan Statistics for ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN

401k plan membership statisitcs for ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN

Measure Date Value
2018: ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-03-140
Total number of active participants reported on line 7a of the Form 55002018-03-144
Number of retired or separated participants receiving benefits2018-03-140
Number of other retired or separated participants entitled to future benefits2018-03-140
Total of all active and inactive participants2018-03-144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-03-140
Total participants2018-03-144
Number of participants with account balances2018-03-142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-03-140

Financial Data on ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN

Measure Date Value
2018 : ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$52,430
Expenses. Total of all expenses incurred2018-12-31$0
Benefits paid (including direct rollovers)2018-12-31$0
Total plan assets at end of year2018-12-31$52,430
Total plan assets at beginning of year2018-12-31$0
Value of fidelity bond covering the plan2018-12-31$20,000
Total contributions received or receivable from participants2018-12-31$0
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$162,109
Other income received2018-12-31$-109,679
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$52,430
Net plan assets at end of year (total assets less liabilities)2018-12-31$52,430
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$0
Assets. Value of employer securities2018-12-31$52,430
Total contributions received or receivable from employer(s)2018-12-31$0
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$0

Form 5500 Responses for ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN

2018: ROCKY MOUNTAIN RISK ADVISORS, INC. 401(K) PLAN 2018 form 5500 responses
2018-03-14Type of plan entitySingle employer plan
2018-03-14First time form 5500 has been submittedYes
2018-03-14Submission has been amendedNo
2018-03-14This submission is the final filingNo
2018-03-14This return/report is a short plan year return/report (less than 12 months)Yes
2018-03-14Plan is a collectively bargained planNo
2018-03-14Plan funding arrangement – TrustYes
2018-03-14Plan benefit arrangement - TrustYes

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