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TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 401k Plan overview

Plan NameTIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST.
Plan identification number 001

TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE ASPEN INSTITUTE has sponsored the creation of one or more 401k plans.

Company Name:THE ASPEN INSTITUTE
Employer identification number (EIN):840399006
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about THE ASPEN INSTITUTE

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1982-01-08
Company Identification Number: C1063624
Legal Registered Office Address: 4428 Ocean View Blvd

Montrose
United States of America (USA)
91020

More information about THE ASPEN INSTITUTE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01ANDREW AXELROD2024-08-22 ANDREW AXELROD2024-08-22
0012022-01-01ANDREW AXELROD2023-09-07 ANDREW AXELROD2023-09-07
0012021-01-01ANDREW AXELROD2022-10-11 ANDREW AXELROD2022-10-22
0012020-01-01
0012019-01-01
0012018-01-01NAMITA KHASAT NAMITA KHASAT2019-07-23
0012017-01-01NAMITA KHASAT NAMITA KHASAT2018-07-09
0012016-01-01NAMITA KHASAT NAMITA KHASAT2017-08-24
0012015-01-01NAMITA KHASAT NAMITA KHASAT2016-07-18
0012014-01-01DOLORES GORGONE DOLORES GORGONE2015-10-14
0012013-01-01DOLORES GORGONE DOLORES GORGONE2014-10-09
0012012-01-01DOLORES GORGONE DOLORES GORGONE2013-07-26
0012011-01-01DOLORES GORGONE DOLORES GORGONE2012-07-11
0012010-01-01DOLORES GORGONE DOLORES GORGONE2011-07-28
0012009-01-01DOLORES GORGONE DOLORES GORGONE2010-10-14
0012009-01-01DOLORES GORGONE DOLORES GORGONE2011-04-13

Plan Statistics for TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST.

401k plan membership statisitcs for TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST.

Measure Date Value
2023: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2023 401k membership
Total participants, beginning-of-year2023-01-011,179
Total number of active participants reported on line 7a of the Form 55002023-01-01555
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01669
Total of all active and inactive participants2023-01-011,224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-011,225
Number of participants with account balances2023-01-011,205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2022 401k membership
Total participants, beginning-of-year2022-01-011,102
Total number of active participants reported on line 7a of the Form 55002022-01-01531
Number of other retired or separated participants entitled to future benefits2022-01-01651
Total of all active and inactive participants2022-01-011,182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-011,192
Number of participants with account balances2022-01-011,171
2021: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2021 401k membership
Total participants, beginning-of-year2021-01-011,047
Total number of active participants reported on line 7a of the Form 55002021-01-01506
Number of other retired or separated participants entitled to future benefits2021-01-01596
Total of all active and inactive participants2021-01-011,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0110
Total participants2021-01-011,112
Number of participants with account balances2021-01-011,082
2020: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2020 401k membership
Total participants, beginning-of-year2020-01-01991
Total number of active participants reported on line 7a of the Form 55002020-01-01483
Number of other retired or separated participants entitled to future benefits2020-01-01564
Total of all active and inactive participants2020-01-011,047
Total participants2020-01-011,047
Number of participants with account balances2020-01-011,031
2019: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2019 401k membership
Total participants, beginning-of-year2019-01-01926
Total number of active participants reported on line 7a of the Form 55002019-01-01454
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01537
Total of all active and inactive participants2019-01-01991
Total participants2019-01-01991
Number of participants with account balances2019-01-01976
2018: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2018 401k membership
Total participants, beginning-of-year2018-01-01858
Total number of active participants reported on line 7a of the Form 55002018-01-01434
Number of other retired or separated participants entitled to future benefits2018-01-01492
Total of all active and inactive participants2018-01-01926
Total participants2018-01-01926
Number of participants with account balances2018-01-01910
2017: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2017 401k membership
Total participants, beginning-of-year2017-01-01780
Total number of active participants reported on line 7a of the Form 55002017-01-01421
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01437
Total of all active and inactive participants2017-01-01858
Total participants2017-01-01858
Number of participants with account balances2017-01-01838
2016: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2016 401k membership
Total participants, beginning-of-year2016-01-01730
Total number of active participants reported on line 7a of the Form 55002016-01-01355
Number of other retired or separated participants entitled to future benefits2016-01-01424
Total of all active and inactive participants2016-01-01779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01780
Number of participants with account balances2016-01-01766
2015: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2015 401k membership
Total participants, beginning-of-year2015-01-01674
Total number of active participants reported on line 7a of the Form 55002015-01-01333
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01396
Total of all active and inactive participants2015-01-01729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01730
Number of participants with account balances2015-01-01719
2014: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2014 401k membership
Total participants, beginning-of-year2014-01-01671
Total number of active participants reported on line 7a of the Form 55002014-01-01288
Number of other retired or separated participants entitled to future benefits2014-01-01385
Total of all active and inactive participants2014-01-01673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01674
Number of participants with account balances2014-01-01663
2013: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2013 401k membership
Total participants, beginning-of-year2013-01-01633
Total number of active participants reported on line 7a of the Form 55002013-01-01301
Number of other retired or separated participants entitled to future benefits2013-01-01369
Total of all active and inactive participants2013-01-01670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01671
Number of participants with account balances2013-01-01617
2012: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2012 401k membership
Total participants, beginning-of-year2012-01-01591
Total number of active participants reported on line 7a of the Form 55002012-01-01304
Number of other retired or separated participants entitled to future benefits2012-01-01328
Total of all active and inactive participants2012-01-01632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01633
Number of participants with account balances2012-01-01584
2011: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2011 401k membership
Total participants, beginning-of-year2011-01-01560
Total number of active participants reported on line 7a of the Form 55002011-01-01291
Number of other retired or separated participants entitled to future benefits2011-01-01299
Total of all active and inactive participants2011-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01592
Number of participants with account balances2011-01-01545
2010: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2010 401k membership
Total participants, beginning-of-year2010-01-01539
Total number of active participants reported on line 7a of the Form 55002010-01-01264
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01294
Total of all active and inactive participants2010-01-01558
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01560
Number of participants with account balances2010-01-01515
2009: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2009 401k membership
Total participants, beginning-of-year2009-01-01769
Total number of active participants reported on line 7a of the Form 55002009-01-01368
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01422
Total of all active and inactive participants2009-01-01790
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01790
Number of participants with account balances2009-01-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST.

Measure Date Value
2023 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$37,115,928
Total of all expenses incurred2023-12-31$7,350,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$7,347,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$14,204,160
Value of total assets at end of year2023-12-31$173,335,713
Value of total assets at beginning of year2023-12-31$143,569,816
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$2,606
Total interest from all sources2023-12-31$22,626
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,891,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,891,580
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$3,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$5,110,838
Participant contributions at end of year2023-12-31$493,390
Participant contributions at beginning of year2023-12-31$364,500
Participant contributions at end of year2023-12-31$205,383
Participant contributions at beginning of year2023-12-31$182,728
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,630,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$29,765,897
Value of net assets at end of year (total assets less liabilities)2023-12-31$173,335,713
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$143,569,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$135,097,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$113,138,694
Value of interest in pooled separate accounts at end of year2023-12-31$7,194,167
Interest on participant loans2023-12-31$22,626
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$30,083,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$29,665,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$20,997,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$6,462,704
Employer contributions (assets) at end of year2023-12-31$261,001
Employer contributions (assets) at beginning of year2023-12-31$218,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$7,347,425
Contract administrator fees2023-12-31$2,606
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Disclaimer
Accountancy firm name2023-12-31MARCUM LLP
Accountancy firm EIN2023-12-31111986323
2022 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-10,457,963
Total of all expenses incurred2022-12-31$7,508,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,443,115
Expenses. Certain deemed distributions of participant loans2022-12-31$62,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,604,802
Value of total assets at end of year2022-12-31$143,569,816
Value of total assets at beginning of year2022-12-31$161,536,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,485
Total interest from all sources2022-12-31$16,413
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,295,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,295,536
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,505,696
Participant contributions at end of year2022-12-31$364,500
Participant contributions at beginning of year2022-12-31$285,917
Participant contributions at end of year2022-12-31$182,728
Participant contributions at beginning of year2022-12-31$161,416
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$582,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-17,966,318
Value of net assets at end of year (total assets less liabilities)2022-12-31$143,569,816
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$161,536,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$113,138,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$131,294,998
Interest on participant loans2022-12-31$16,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$29,665,083
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$29,597,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,374,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,516,214
Employer contributions (assets) at end of year2022-12-31$218,811
Employer contributions (assets) at beginning of year2022-12-31$196,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,443,115
Contract administrator fees2022-12-31$2,485
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MARCUM, LLP
Accountancy firm EIN2022-12-31111986323
2021 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$28,841,131
Total of all expenses incurred2021-12-31$5,590,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,588,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$10,053,015
Value of total assets at end of year2021-12-31$161,536,134
Value of total assets at beginning of year2021-12-31$138,285,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,433
Total interest from all sources2021-12-31$8,517
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,221,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,221,812
Administrative expenses professional fees incurred2021-12-31$1,433
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,131,762
Participant contributions at end of year2021-12-31$161,416
Participant contributions at beginning of year2021-12-31$158,943
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$748,994
Assets. Loans (other than to participants) at end of year2021-12-31$285,917
Assets. Loans (other than to participants) at beginning of year2021-12-31$129,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$23,251,022
Value of net assets at end of year (total assets less liabilities)2021-12-31$161,536,134
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$138,285,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$131,294,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$108,173,928
Interest on participant loans2021-12-31$8,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$29,597,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$29,627,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$16,557,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,172,259
Employer contributions (assets) at end of year2021-12-31$196,802
Employer contributions (assets) at beginning of year2021-12-31$195,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,588,676
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MARCUM, LLP
Accountancy firm EIN2021-12-31111986323
2020 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$25,931,899
Total of all expenses incurred2020-12-31$5,813,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,812,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,713,677
Value of total assets at end of year2020-12-31$138,285,112
Value of total assets at beginning of year2020-12-31$118,167,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,234
Total interest from all sources2020-12-31$223,042
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,097,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,097,313
Administrative expenses professional fees incurred2020-12-31$1,234
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,799,599
Participant contributions at end of year2020-12-31$158,943
Participant contributions at beginning of year2020-12-31$126,721
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,099,358
Assets. Loans (other than to participants) at end of year2020-12-31$129,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$20,118,032
Value of net assets at end of year (total assets less liabilities)2020-12-31$138,285,112
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$118,167,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$104,561,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$89,661,516
Interest on participant loans2020-12-31$1,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,612,672
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$221,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$29,627,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$28,202,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$14,897,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,814,720
Employer contributions (assets) at end of year2020-12-31$195,470
Employer contributions (assets) at beginning of year2020-12-31$175,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,812,633
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MARCUM, LLP
Accountancy firm EIN2020-12-31111986323
2019 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$27,434,449
Total of all expenses incurred2019-12-31$7,480,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,381,301
Expenses. Certain deemed distributions of participant loans2019-12-31$99,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,137,415
Value of total assets at end of year2019-12-31$118,167,080
Value of total assets at beginning of year2019-12-31$98,213,612
Total interest from all sources2019-12-31$1,390,881
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$944,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$944,521
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,452,049
Participant contributions at end of year2019-12-31$126,721
Participant contributions at beginning of year2019-12-31$124,916
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,335,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,953,468
Value of net assets at end of year (total assets less liabilities)2019-12-31$118,167,080
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$98,213,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$89,661,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$72,311,053
Interest earned on other investments2019-12-31$1,125,816
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$265,065
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$28,202,929
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$25,620,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,961,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,350,349
Employer contributions (assets) at end of year2019-12-31$175,914
Employer contributions (assets) at beginning of year2019-12-31$156,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,381,301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARCUM, LLP
Accountancy firm EIN2019-12-31111986323
2018 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$4,382,721
Total of all expenses incurred2018-12-31$6,713,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,711,256
Expenses. Certain deemed distributions of participant loans2018-12-31$2,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,517,841
Value of total assets at end of year2018-12-31$98,213,612
Value of total assets at beginning of year2018-12-31$100,544,398
Total interest from all sources2018-12-31$-342,210
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,350,626
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,350,626
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,181,534
Participant contributions at beginning of year2018-12-31$965,450
Participant contributions at end of year2018-12-31$124,916
Participant contributions at beginning of year2018-12-31$114,731
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,188,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,330,786
Value of net assets at end of year (total assets less liabilities)2018-12-31$98,213,612
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$100,544,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$63,064,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$67,708,908
Value of interest in pooled separate accounts at end of year2018-12-31$6,161,801
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,052,828
Interest earned on other investments2018-12-31$-616,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$3,085,160
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,308,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,308,713
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$273,997
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$25,620,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$23,253,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,430,653
Net investment gain/loss from pooled separate accounts2018-12-31$287,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,148,165
Employer contributions (assets) at end of year2018-12-31$156,988
Employer contributions (assets) at beginning of year2018-12-31$140,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,711,256
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARCUM, LLP
Accountancy firm EIN2018-12-31111986323
2017 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$19,632,070
Total of all expenses incurred2017-12-31$3,408,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,371,397
Expenses. Certain deemed distributions of participant loans2017-12-31$36,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,551,875
Value of total assets at end of year2017-12-31$100,544,398
Value of total assets at beginning of year2017-12-31$84,320,574
Total interest from all sources2017-12-31$877,664
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$904,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$904,972
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,795,469
Participant contributions at end of year2017-12-31$965,450
Participant contributions at beginning of year2017-12-31$831,608
Participant contributions at end of year2017-12-31$114,731
Participant contributions at beginning of year2017-12-31$93,916
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,068,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,223,824
Value of net assets at end of year (total assets less liabilities)2017-12-31$100,544,398
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$84,320,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$67,708,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$52,148,670
Value of interest in pooled separate accounts at end of year2017-12-31$6,052,828
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,723,970
Interest earned on other investments2017-12-31$699,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,308,713
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$3,023,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$3,023,255
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$178,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$23,253,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$22,376,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,045,751
Net investment gain/loss from pooled separate accounts2017-12-31$251,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,687,602
Employer contributions (assets) at end of year2017-12-31$140,644
Employer contributions (assets) at beginning of year2017-12-31$122,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,371,397
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RAFFA, P.C.
Accountancy firm EIN2017-12-31521511275
2016 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$12,167,771
Total of all expenses incurred2016-12-31$4,000,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,975,007
Expenses. Certain deemed distributions of participant loans2016-12-31$25,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,095,419
Value of total assets at end of year2016-12-31$84,320,574
Value of total assets at beginning of year2016-12-31$76,153,487
Total interest from all sources2016-12-31$918,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,518,395
Participant contributions at end of year2016-12-31$93,916
Participant contributions at beginning of year2016-12-31$9,636
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,397,629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,167,087
Value of net assets at end of year (total assets less liabilities)2016-12-31$84,320,574
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$76,153,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$52,148,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$49,532,132
Value of interest in pooled separate accounts at end of year2016-12-31$5,723,970
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,983,594
Interest earned on other investments2016-12-31$918,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$3,023,255
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$23,208,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$21,625,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,885,377
Net investment gain/loss from pooled separate accounts2016-12-31$268,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,179,395
Employer contributions (assets) at end of year2016-12-31$122,344
Employer contributions (assets) at beginning of year2016-12-31$3,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,975,007
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RAFFA, PC
Accountancy firm EIN2016-12-31521511275
2015 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$7,480,537
Total of all expenses incurred2015-12-31$4,955,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,923,038
Expenses. Certain deemed distributions of participant loans2015-12-31$32,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,405,287
Value of total assets at end of year2015-12-31$76,153,487
Value of total assets at beginning of year2015-12-31$73,628,655
Total interest from all sources2015-12-31$593,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,262,563
Participant contributions at end of year2015-12-31$9,636
Participant contributions at beginning of year2015-12-31$66,553
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,307,827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,524,832
Value of net assets at end of year (total assets less liabilities)2015-12-31$76,153,487
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$73,628,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$49,532,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$47,783,035
Value of interest in pooled separate accounts at end of year2015-12-31$4,983,594
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,660,201
Interest earned on other investments2015-12-31$593,187
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$21,625,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$21,031,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$107,698
Net investment gain/loss from pooled separate accounts2015-12-31$374,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,834,897
Employer contributions (assets) at end of year2015-12-31$3,068
Employer contributions (assets) at beginning of year2015-12-31$87,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,923,038
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RAFFA, PC
Accountancy firm EIN2015-12-31521511275
2014 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$9,574,754
Total of all expenses incurred2014-12-31$4,547,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,470,650
Expenses. Certain deemed distributions of participant loans2014-12-31$77,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,229,215
Value of total assets at end of year2014-12-31$73,628,655
Value of total assets at beginning of year2014-12-31$68,601,741
Total interest from all sources2014-12-31$811,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,002,235
Participant contributions at end of year2014-12-31$66,553
Participant contributions at beginning of year2014-12-31$57,277
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$618,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,026,914
Value of net assets at end of year (total assets less liabilities)2014-12-31$73,628,655
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$68,601,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$47,783,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$44,449,094
Value of interest in pooled separate accounts at end of year2014-12-31$4,660,201
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,769,595
Interest earned on other investments2014-12-31$811,776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$21,031,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$20,250,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,045,956
Net investment gain/loss from pooled separate accounts2014-12-31$487,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,608,924
Employer contributions (assets) at end of year2014-12-31$87,306
Employer contributions (assets) at beginning of year2014-12-31$75,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,470,650
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RAFFA, PC
Accountancy firm EIN2014-12-31521511275
2013 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$13,883,066
Total of all expenses incurred2013-12-31$3,343,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,289,115
Expenses. Certain deemed distributions of participant loans2013-12-31$54,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,972,889
Value of total assets at end of year2013-12-31$68,601,741
Value of total assets at beginning of year2013-12-31$58,062,653
Total interest from all sources2013-12-31$1,623,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,759,657
Participant contributions at end of year2013-12-31$57,277
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$817,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,539,088
Value of net assets at end of year (total assets less liabilities)2013-12-31$68,601,741
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$58,062,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$44,449,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$35,181,410
Value of interest in pooled separate accounts at end of year2013-12-31$3,769,595
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,186,696
Interest earned on other investments2013-12-31$1,623,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$20,250,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$19,581,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,964,300
Net investment gain/loss from pooled separate accounts2013-12-31$322,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,395,999
Employer contributions (assets) at end of year2013-12-31$75,638
Employer contributions (assets) at beginning of year2013-12-31$112,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,289,115
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RAFFA, PC
Accountancy firm EIN2013-12-31521511275
2012 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$9,157,133
Total of all expenses incurred2012-12-31$2,166,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,074,481
Expenses. Certain deemed distributions of participant loans2012-12-31$92,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,007,970
Value of total assets at end of year2012-12-31$58,062,653
Value of total assets at beginning of year2012-12-31$51,072,257
Total interest from all sources2012-12-31$748,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,583,548
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$136,412
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,990,396
Value of net assets at end of year (total assets less liabilities)2012-12-31$58,062,653
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$51,072,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$35,181,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$29,775,473
Value of interest in pooled separate accounts at end of year2012-12-31$3,186,696
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,406,280
Interest earned on other investments2012-12-31$748,109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$19,581,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$18,814,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,132,067
Net investment gain/loss from pooled separate accounts2012-12-31$268,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,288,010
Employer contributions (assets) at end of year2012-12-31$112,948
Employer contributions (assets) at beginning of year2012-12-31$75,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,074,481
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RAFFA, PC
Accountancy firm EIN2012-12-31521511275
2011 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$4,359,991
Total of all expenses incurred2011-12-31$1,181,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,162,043
Expenses. Certain deemed distributions of participant loans2011-12-31$19,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,942,550
Value of total assets at end of year2011-12-31$51,072,257
Value of total assets at beginning of year2011-12-31$47,893,705
Total interest from all sources2011-12-31$669,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,441,783
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$419,736
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,178,552
Value of net assets at end of year (total assets less liabilities)2011-12-31$51,072,257
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$47,893,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$29,775,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,853,743
Value of interest in pooled separate accounts at end of year2011-12-31$2,406,280
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,863,721
Interest earned on other investments2011-12-31$669,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$18,814,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$17,093,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-508,206
Net investment gain/loss from pooled separate accounts2011-12-31$255,672
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,081,031
Employer contributions (assets) at end of year2011-12-31$75,791
Employer contributions (assets) at beginning of year2011-12-31$82,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,162,043
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RAFFA, PC
Accountancy firm EIN2011-12-31521511275
2010 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2010 401k financial data
Total transfer of assets to this plan2010-12-31$12,464
Total income from all sources (including contributions)2010-12-31$10,597,378
Total of all expenses incurred2010-12-31$861,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$861,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,712,617
Value of total assets at end of year2010-12-31$47,893,705
Value of total assets at beginning of year2010-12-31$38,157,898
Total interest from all sources2010-12-31$535,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,356,477
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,356,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,735,807
Value of net assets at end of year (total assets less liabilities)2010-12-31$47,893,705
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$38,157,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,853,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,839,654
Value of interest in pooled separate accounts at end of year2010-12-31$1,863,721
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,376,573
Interest earned on other investments2010-12-31$535,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$17,093,731
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$13,916,862
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$70,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,146,510
Net investment gain/loss from pooled separate accounts2010-12-31$202,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,999,797
Employer contributions (assets) at end of year2010-12-31$82,510
Employer contributions (assets) at beginning of year2010-12-31$24,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$791,141
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RAFFA, PC
Accountancy firm EIN2010-12-31521511275
2009 : TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST.

2023: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TIAA-CREF RETIREMENT PLAN FOR ALL EMPLOYEES OF THE ASPEN INST. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151147
Policy instance 1
Insurance contract or identification number151147
Number of Individuals Covered760
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151147
Policy instance 1
Insurance contract or identification number151147
Number of Individuals Covered744
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151147
Policy instance 1
Insurance contract or identification number151147
Number of Individuals Covered692
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151147
Policy instance 1
Insurance contract or identification number151147
Number of Individuals Covered652
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151147
Policy instance 1
Insurance contract or identification number151147
Number of Individuals Covered654
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151147
Policy instance 1
Insurance contract or identification number151147
Number of Individuals Covered640
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151147
Policy instance 1
Insurance contract or identification number151147
Number of Individuals Covered608
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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