ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN
401k plan membership statisitcs for ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN
Measure | Date | Value |
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2016 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
Total income from all sources (including contributions) | 2016-11-30 | $61,806 |
Total loss/gain on sale of assets | 2016-11-30 | $0 |
Total of all expenses incurred | 2016-11-30 | $5,316,826 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $5,288,709 |
Value of total corrective distributions | 2016-11-30 | $20,854 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $0 |
Value of total assets at end of year | 2016-11-30 | $0 |
Value of total assets at beginning of year | 2016-11-30 | $5,255,020 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $7,263 |
Total interest from all sources | 2016-11-30 | $192 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $1,497 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-11-30 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-11-30 | $1,497 |
Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
Value of fidelity bond cover | 2016-11-30 | $5,600,000 |
If this is an individual account plan, was there a blackout period | 2016-11-30 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
Participant contributions at end of year | 2016-11-30 | $0 |
Participant contributions at beginning of year | 2016-11-30 | $179,861 |
Total non interest bearing cash at end of year | 2016-11-30 | $0 |
Total non interest bearing cash at beginning of year | 2016-11-30 | $5,458 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
Value of net income/loss | 2016-11-30 | $-5,255,020 |
Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $5,255,020 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $4,391,521 |
Interest on participant loans | 2016-11-30 | $192 |
Value of interest in common/collective trusts at end of year | 2016-11-30 | $0 |
Value of interest in common/collective trusts at beginning of year | 2016-11-30 | $678,180 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-11-30 | $59,625 |
Net investment gain or loss from common/collective trusts | 2016-11-30 | $492 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $5,288,709 |
Contract administrator fees | 2016-11-30 | $7,263 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-11-30 | Yes |
Did the plan have assets held for investment | 2016-11-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Disclaimer |
Accountancy firm name | 2016-11-30 | WATSON COON & ASSOCIATES, P.C. |
Accountancy firm EIN | 2016-11-30 | 840805144 |
Total unrealized appreciation/depreciation of assets | 2016-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
Total income from all sources (including contributions) | 2016-03-31 | $804,560 |
Total loss/gain on sale of assets | 2016-03-31 | $0 |
Total of all expenses incurred | 2016-03-31 | $780,296 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $734,178 |
Value of total corrective distributions | 2016-03-31 | $3,219 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $819,768 |
Value of total assets at end of year | 2016-03-31 | $5,255,020 |
Value of total assets at beginning of year | 2016-03-31 | $5,230,756 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $42,899 |
Total interest from all sources | 2016-03-31 | $10,964 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $206,414 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-03-31 | $206,414 |
Was this plan covered by a fidelity bond | 2016-03-31 | Yes |
Value of fidelity bond cover | 2016-03-31 | $5,600,000 |
If this is an individual account plan, was there a blackout period | 2016-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-03-31 | No |
Contributions received from participants | 2016-03-31 | $560,610 |
Participant contributions at end of year | 2016-03-31 | $179,861 |
Participant contributions at beginning of year | 2016-03-31 | $323,031 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-03-31 | $13,639 |
Total non interest bearing cash at end of year | 2016-03-31 | $5,458 |
Total non interest bearing cash at beginning of year | 2016-03-31 | $3,026 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Value of net income/loss | 2016-03-31 | $24,264 |
Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $5,255,020 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $5,230,756 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-03-31 | No |
Investment advisory and management fees | 2016-03-31 | $10,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-03-31 | $4,391,521 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-03-31 | $4,155,425 |
Interest on participant loans | 2016-03-31 | $10,964 |
Value of interest in common/collective trusts at end of year | 2016-03-31 | $678,180 |
Value of interest in common/collective trusts at beginning of year | 2016-03-31 | $749,274 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-03-31 | $-232,648 |
Net investment gain or loss from common/collective trusts | 2016-03-31 | $62 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-03-31 | No |
Contributions received in cash from employer | 2016-03-31 | $245,519 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-03-31 | $734,178 |
Contract administrator fees | 2016-03-31 | $32,899 |
Did the plan have assets held for investment | 2016-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-03-31 | Disclaimer |
Accountancy firm name | 2016-03-31 | YANARI WATSON MCGAUGHEY P.C. |
Accountancy firm EIN | 2016-03-31 | 840805144 |
2015 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $0 |
Total income from all sources (including contributions) | 2015-03-31 | $892,702 |
Total loss/gain on sale of assets | 2015-03-31 | $0 |
Total of all expenses incurred | 2015-03-31 | $916,693 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $872,929 |
Value of total corrective distributions | 2015-03-31 | $3,461 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $535,064 |
Value of total assets at end of year | 2015-03-31 | $5,230,756 |
Value of total assets at beginning of year | 2015-03-31 | $5,254,747 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $40,303 |
Total interest from all sources | 2015-03-31 | $35,433 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $216,661 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-03-31 | $216,661 |
Was this plan covered by a fidelity bond | 2015-03-31 | Yes |
Value of fidelity bond cover | 2015-03-31 | $5,600,000 |
If this is an individual account plan, was there a blackout period | 2015-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-03-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2015-03-31 | $18,260 |
Contributions received from participants | 2015-03-31 | $393,024 |
Participant contributions at end of year | 2015-03-31 | $323,031 |
Participant contributions at beginning of year | 2015-03-31 | $362,825 |
Participant contributions at end of year | 2015-03-31 | $0 |
Participant contributions at beginning of year | 2015-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-03-31 | $0 |
Total non interest bearing cash at end of year | 2015-03-31 | $3,026 |
Total non interest bearing cash at beginning of year | 2015-03-31 | $168 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Value of net income/loss | 2015-03-31 | $-23,991 |
Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $5,230,756 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $5,254,747 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-03-31 | No |
Investment advisory and management fees | 2015-03-31 | $10,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-03-31 | $4,155,425 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-03-31 | $4,267,759 |
Interest on participant loans | 2015-03-31 | $35,433 |
Value of interest in common/collective trusts at end of year | 2015-03-31 | $749,274 |
Value of interest in common/collective trusts at beginning of year | 2015-03-31 | $623,995 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-03-31 | $105,544 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-03-31 | No |
Contributions received in cash from employer | 2015-03-31 | $142,040 |
Employer contributions (assets) at end of year | 2015-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-03-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-03-31 | $872,929 |
Contract administrator fees | 2015-03-31 | $30,303 |
Did the plan have assets held for investment | 2015-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-03-31 | Disclaimer |
Accountancy firm name | 2015-03-31 | YANARI WATSON MCGAUGHEY P.C. |
Accountancy firm EIN | 2015-03-31 | 840805144 |
2014 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
Total income from all sources (including contributions) | 2014-03-31 | $1,084,391 |
Total loss/gain on sale of assets | 2014-03-31 | $0 |
Total of all expenses incurred | 2014-03-31 | $484,519 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $445,353 |
Value of total corrective distributions | 2014-03-31 | $11,659 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $500,863 |
Value of total assets at end of year | 2014-03-31 | $5,254,747 |
Value of total assets at beginning of year | 2014-03-31 | $4,654,875 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $27,507 |
Total interest from all sources | 2014-03-31 | $14,047 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $147,611 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-03-31 | $147,611 |
Was this plan covered by a fidelity bond | 2014-03-31 | Yes |
Value of fidelity bond cover | 2014-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-03-31 | No |
Contributions received from participants | 2014-03-31 | $360,813 |
Participant contributions at end of year | 2014-03-31 | $362,825 |
Participant contributions at beginning of year | 2014-03-31 | $410,604 |
Participant contributions at end of year | 2014-03-31 | $0 |
Participant contributions at beginning of year | 2014-03-31 | $6,157 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-03-31 | $2,041 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-03-31 | $0 |
Total non interest bearing cash at end of year | 2014-03-31 | $168 |
Total non interest bearing cash at beginning of year | 2014-03-31 | $11,387 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Value of net income/loss | 2014-03-31 | $599,872 |
Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $5,254,747 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $4,654,875 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-03-31 | No |
Investment advisory and management fees | 2014-03-31 | $10,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-03-31 | $4,267,759 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-03-31 | $3,604,210 |
Interest on participant loans | 2014-03-31 | $14,047 |
Value of interest in common/collective trusts at end of year | 2014-03-31 | $623,995 |
Value of interest in common/collective trusts at beginning of year | 2014-03-31 | $620,281 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-03-31 | $421,659 |
Net investment gain or loss from common/collective trusts | 2014-03-31 | $211 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-03-31 | No |
Contributions received in cash from employer | 2014-03-31 | $138,009 |
Employer contributions (assets) at end of year | 2014-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-03-31 | $2,236 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-03-31 | $445,353 |
Contract administrator fees | 2014-03-31 | $17,507 |
Did the plan have assets held for investment | 2014-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-03-31 | Disclaimer |
Accountancy firm name | 2014-03-31 | YANARI WATSON MCGAUGHEY P.C. |
Accountancy firm EIN | 2014-03-31 | 840805144 |
2013 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $0 |
Total income from all sources (including contributions) | 2013-03-31 | $898,676 |
Total loss/gain on sale of assets | 2013-03-31 | $0 |
Total of all expenses incurred | 2013-03-31 | $1,088,017 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $1,058,291 |
Value of total corrective distributions | 2013-03-31 | $1,883 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $507,452 |
Value of total assets at end of year | 2013-03-31 | $4,654,875 |
Value of total assets at beginning of year | 2013-03-31 | $4,844,216 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $27,843 |
Total interest from all sources | 2013-03-31 | $15,816 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $122,143 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-03-31 | $122,143 |
Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
Value of fidelity bond cover | 2013-03-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
Contributions received from participants | 2013-03-31 | $373,996 |
Participant contributions at end of year | 2013-03-31 | $410,604 |
Participant contributions at beginning of year | 2013-03-31 | $428,591 |
Participant contributions at end of year | 2013-03-31 | $6,157 |
Participant contributions at beginning of year | 2013-03-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-03-31 | $606 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-03-31 | $0 |
Total non interest bearing cash at end of year | 2013-03-31 | $11,387 |
Total non interest bearing cash at beginning of year | 2013-03-31 | $200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Value of net income/loss | 2013-03-31 | $-189,341 |
Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $4,654,875 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $4,844,216 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
Investment advisory and management fees | 2013-03-31 | $10,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-03-31 | $3,604,210 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-03-31 | $3,740,451 |
Interest on participant loans | 2013-03-31 | $15,816 |
Value of interest in common/collective trusts at end of year | 2013-03-31 | $620,281 |
Value of interest in common/collective trusts at beginning of year | 2013-03-31 | $674,974 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-03-31 | $253,263 |
Net investment gain or loss from common/collective trusts | 2013-03-31 | $2 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
Contributions received in cash from employer | 2013-03-31 | $132,850 |
Employer contributions (assets) at end of year | 2013-03-31 | $2,236 |
Employer contributions (assets) at beginning of year | 2013-03-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $1,058,291 |
Contract administrator fees | 2013-03-31 | $17,843 |
Did the plan have assets held for investment | 2013-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Disclaimer |
Accountancy firm name | 2013-03-31 | YANARI WATSON MCGAUGHEY P.C. |
Accountancy firm EIN | 2013-03-31 | 840805144 |
2012 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $0 |
Total income from all sources (including contributions) | 2012-03-31 | $686,431 |
Total loss/gain on sale of assets | 2012-03-31 | $0 |
Total of all expenses incurred | 2012-03-31 | $877,952 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $839,855 |
Value of total corrective distributions | 2012-03-31 | $12,595 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $499,571 |
Value of total assets at end of year | 2012-03-31 | $4,844,216 |
Value of total assets at beginning of year | 2012-03-31 | $5,035,737 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $25,502 |
Total interest from all sources | 2012-03-31 | $47,530 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $105,556 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-03-31 | $105,556 |
Was this plan covered by a fidelity bond | 2012-03-31 | Yes |
Value of fidelity bond cover | 2012-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-03-31 | No |
Contributions received from participants | 2012-03-31 | $132,177 |
Participant contributions at end of year | 2012-03-31 | $428,591 |
Participant contributions at beginning of year | 2012-03-31 | $411,106 |
Participant contributions at end of year | 2012-03-31 | $0 |
Participant contributions at beginning of year | 2012-03-31 | $5,940 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-03-31 | $367,394 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-03-31 | $0 |
Total non interest bearing cash at end of year | 2012-03-31 | $200 |
Total non interest bearing cash at beginning of year | 2012-03-31 | $10,266 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Value of net income/loss | 2012-03-31 | $-191,521 |
Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $4,844,216 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $5,035,737 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-03-31 | No |
Investment advisory and management fees | 2012-03-31 | $10,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-03-31 | $3,740,451 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-03-31 | $4,606,347 |
Interest on participant loans | 2012-03-31 | $47,530 |
Value of interest in common/collective trusts at end of year | 2012-03-31 | $674,974 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-03-31 | $33,774 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-03-31 | No |
Employer contributions (assets) at end of year | 2012-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2012-03-31 | $2,078 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-03-31 | $839,855 |
Contract administrator fees | 2012-03-31 | $15,502 |
Did the plan have assets held for investment | 2012-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-03-31 | Unqualified |
Accountancy firm name | 2012-03-31 | HALL ROHN & ASSOCIATES, LLC |
Accountancy firm EIN | 2012-03-31 | 800001772 |
2011 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total income from all sources (including contributions) | 2011-03-31 | $959,403 |
Total loss/gain on sale of assets | 2011-03-31 | $0 |
Total of all expenses incurred | 2011-03-31 | $1,457,359 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $1,436,804 |
Value of total corrective distributions | 2011-03-31 | $2,191 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $491,694 |
Value of total assets at end of year | 2011-03-31 | $5,035,737 |
Value of total assets at beginning of year | 2011-03-31 | $5,533,693 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $18,364 |
Total interest from all sources | 2011-03-31 | $42,074 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $116,062 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-31 | $116,062 |
Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
Value of fidelity bond cover | 2011-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-03-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
Contributions received from participants | 2011-03-31 | $361,458 |
Participant contributions at end of year | 2011-03-31 | $411,106 |
Participant contributions at beginning of year | 2011-03-31 | $342,912 |
Participant contributions at end of year | 2011-03-31 | $5,940 |
Participant contributions at beginning of year | 2011-03-31 | $3,037 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-03-31 | $229 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-03-31 | $0 |
Total non interest bearing cash at end of year | 2011-03-31 | $10,266 |
Total non interest bearing cash at beginning of year | 2011-03-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Value of net income/loss | 2011-03-31 | $-497,956 |
Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $5,035,737 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $5,533,693 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
Investment advisory and management fees | 2011-03-31 | $2,500 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $4,606,347 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $5,186,698 |
Interest on participant loans | 2011-03-31 | $42,074 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-03-31 | $309,573 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
Contributions received in cash from employer | 2011-03-31 | $130,007 |
Employer contributions (assets) at end of year | 2011-03-31 | $2,078 |
Employer contributions (assets) at beginning of year | 2011-03-31 | $1,046 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $1,436,804 |
Contract administrator fees | 2011-03-31 | $15,864 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-03-31 | Yes |
Did the plan have assets held for investment | 2011-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Unqualified |
Accountancy firm name | 2011-03-31 | HALL ROHN & ASSOCIATES, LLC |
Accountancy firm EIN | 2011-03-31 | 800001772 |
2010 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2010 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-03-31 | $0 |