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BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameBRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN
Plan identification number 002

BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BRIAN G. GRAF, D.M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name:BRIAN G. GRAF, D.M.D., P.C.
Employer identification number (EIN):841376114
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01BRIAN GRAF2022-09-19 BRIAN GRAF2022-09-19
0022020-01-01
0022019-01-01
0022018-01-01
0022018-01-01
0022017-01-01BRIAN GRAF BRIAN GRAF2018-04-16
0022016-01-01BRIAN GRAF BRIAN GRAF2017-04-21
0022015-01-01BRIAN GRAF BRIAN GRAF2016-10-16
0022014-01-01BRIAN GRAF BRIAN GRAF2015-04-04

Plan Statistics for BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN

Measure Date Value
2020: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0118
Total number of active participants reported on line 7a of the Form 55002020-01-0112
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013
Total of all active and inactive participants2020-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0115
Number of participants with account balances2020-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0116
Total number of active participants reported on line 7a of the Form 55002019-01-0112
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-015
Total of all active and inactive participants2019-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0117
Number of participants with account balances2019-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0116
Total number of active participants reported on line 7a of the Form 55002018-01-0114
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0115
Number of participants with account balances2018-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0120
Total number of active participants reported on line 7a of the Form 55002017-01-0115
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0115
Number of participants with account balances2017-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0119
Total number of active participants reported on line 7a of the Form 55002016-01-0116
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0119
Number of participants with account balances2016-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0125
Total number of active participants reported on line 7a of the Form 55002015-01-0115
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0118
Number of participants with account balances2015-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0126
Total number of active participants reported on line 7a of the Form 55002014-01-0119
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0125
Number of participants with account balances2014-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011

Financial Data on BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN

Measure Date Value
2020 : BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$499,145
Expenses. Total of all expenses incurred2020-12-31$45,298
Benefits paid (including direct rollovers)2020-12-31$43,904
Total plan assets at end of year2020-12-31$2,843,694
Total plan assets at beginning of year2020-12-31$2,389,847
Value of fidelity bond covering the plan2020-12-31$150,000
Total contributions received or receivable from participants2020-12-31$56,944
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$426,575
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$453,847
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,843,694
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,389,847
Assets. Value of participant loans2020-12-31$1,856
Total contributions received or receivable from employer(s)2020-12-31$15,626
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$1,394
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$429,884
Expenses. Total of all expenses incurred2019-12-31$3,350
Benefits paid (including direct rollovers)2019-12-31$734
Total plan assets at end of year2019-12-31$2,389,847
Total plan assets at beginning of year2019-12-31$1,963,313
Value of fidelity bond covering the plan2019-12-31$150,000
Total contributions received or receivable from participants2019-12-31$54,831
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$363,654
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$426,534
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,389,847
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,963,313
Assets. Value of participant loans2019-12-31$4,617
Total contributions received or receivable from employer(s)2019-12-31$11,399
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$2,616
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-157,363
Expenses. Total of all expenses incurred2018-12-31$1,592
Benefits paid (including direct rollovers)2018-12-31$0
Total plan assets at end of year2018-12-31$1,963,313
Total plan assets at beginning of year2018-12-31$2,122,268
Value of fidelity bond covering the plan2018-12-31$150,000
Total contributions received or receivable from participants2018-12-31$9,594
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-177,873
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-158,955
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,963,313
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,122,268
Assets. Value of participant loans2018-12-31$6,565
Total contributions received or receivable from employer(s)2018-12-31$10,916
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$1,592
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$319,734
Expenses. Total of all expenses incurred2017-12-31$17,067
Benefits paid (including direct rollovers)2017-12-31$16,251
Total plan assets at end of year2017-12-31$2,122,268
Total plan assets at beginning of year2017-12-31$1,819,601
Value of fidelity bond covering the plan2017-12-31$150,000
Total contributions received or receivable from participants2017-12-31$52,684
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$250,956
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$302,667
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,122,268
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,819,601
Assets. Value of participant loans2017-12-31$8,395
Total contributions received or receivable from employer(s)2017-12-31$16,094
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$816
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$172,389
Expenses. Total of all expenses incurred2016-12-31$16,619
Benefits paid (including direct rollovers)2016-12-31$14,928
Total plan assets at end of year2016-12-31$1,819,601
Total plan assets at beginning of year2016-12-31$1,663,831
Value of fidelity bond covering the plan2016-12-31$150,000
Total contributions received or receivable from participants2016-12-31$52,808
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$103,122
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$155,770
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,819,601
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,663,831
Assets. Value of participant loans2016-12-31$574
Total contributions received or receivable from employer(s)2016-12-31$16,459
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,691
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$24,434
Expenses. Total of all expenses incurred2015-12-31$58,092
Benefits paid (including direct rollovers)2015-12-31$56,462
Total plan assets at end of year2015-12-31$1,663,831
Total plan assets at beginning of year2015-12-31$1,697,489
Value of fidelity bond covering the plan2015-12-31$150,000
Total contributions received or receivable from participants2015-12-31$55,220
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-48,819
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-33,658
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,663,831
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,697,489
Assets. Value of participant loans2015-12-31$3,987
Total contributions received or receivable from employer(s)2015-12-31$18,033
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,630
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$305,603
Expenses. Total of all expenses incurred2014-12-31$32,811
Benefits paid (including direct rollovers)2014-12-31$12,869
Total plan assets at end of year2014-12-31$1,697,489
Total plan assets at beginning of year2014-12-31$1,424,697
Value of fidelity bond covering the plan2014-12-31$150,000
Total contributions received or receivable from participants2014-12-31$51,554
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$93,072
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$272,792
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,697,489
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,424,697
Assets. Value of participant loans2014-12-31$9,298
Total contributions received or receivable from employer(s)2014-12-31$160,977
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$19,942
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0

Form 5500 Responses for BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN

2020: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BRIAN G. GRAF, D.M.D., P.C. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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