401k Plan data: CLARK & SRSICH, LLC 401(K) PLAN plan

CLARK & SRSICH, LLC 401(K) PLAN 401k Plan overview

Plan Name	CLARK & SRSICH, LLC 401(K) PLAN
Plan identification number	001

CLARK & SRSICH, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CLARK & SRSICH LLC has sponsored the creation of one or more 401k plans.

Company Name: CLARK & SRSICH LLC

Employer identification number (EIN): 841446314

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Additional information about CLARK & SRSICH LLC

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1998-01-16

Company Identification Number: 19981010663

Legal Registered Office Address: 440 Indiana St., Ste 200

Golden
United States of America (USA)
80401-5021

More information about CLARK & SRSICH LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLARK & SRSICH, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 LAURA SRSICH 2013-10-09
001 2011-01-01 LAURA SRSICH 2012-09-13
001 2010-01-01 KATHLEEN P. CLARK 2011-07-07 KATHLEEN P. CLARK 2011-07-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	LAURA SRSICH	2013-10-09
001	2011-01-01	LAURA SRSICH	2012-09-13
001	2010-01-01	KATHLEEN P. CLARK	2011-07-07	KATHLEEN P. CLARK	2011-07-07

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Company Name:	CLARK & SRSICH LLC
Employer identification number (EIN):	841446314
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1998-01-16
Company Identification Number:	19981010663
Legal Registered Office Address:	440 Indiana St., Ste 200 Golden United States of America (USA) 80401-5021