401k Plan data: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST plan

ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPEDIC ASSOCIATES LLC has sponsored the creation of one or more 401k plans.

Company Name: ORTHOPEDIC ASSOCIATES LLC

Employer identification number (EIN): 841535245

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 DEBRA ROTH
001 2016-01-01 DEB ROTH 2017-09-25
001 2015-01-01 DEB ROTH 2016-09-23
001 2014-01-01 DEB ROTH 2015-10-02
001 2013-01-01 DEB ROTH 2014-10-03
001 2012-01-01 ORTHOPEDIC ASSOCIATES LLC
001 2011-01-01 ORTHOPEDIC ASSOCIATES LLC ORTHOPEDIC ASSOCIATES LLC 2012-08-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	DEBRA ROTH
001	2016-01-01	DEB ROTH	2017-09-25
001	2015-01-01	DEB ROTH	2016-09-23
001	2014-01-01	DEB ROTH	2015-10-02
001	2013-01-01	DEB ROTH	2014-10-03
001	2012-01-01	ORTHOPEDIC ASSOCIATES LLC
001	2011-01-01	ORTHOPEDIC ASSOCIATES LLC		ORTHOPEDIC ASSOCIATES LLC	2012-08-06

Plan Statistics for ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2017: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 64
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 43
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 23
Total of all active and inactive participants 2017-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 66
Number of participants with account balances 2017-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2012: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 36
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 30
Total of all active and inactive participants 2012-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 66
Number of participants with account balances 2012-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 6
2011: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 31
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 39
Total of all active and inactive participants 2011-01-01 70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 70
Number of participants with account balances 2011-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6

Measure	Date	Value
2017: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	64
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	43
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	23
Total of all active and inactive participants	2017-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	66
Number of participants with account balances	2017-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2012: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	36
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	30
Total of all active and inactive participants	2012-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	66
Number of participants with account balances	2012-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	6
2011: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	31
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	39
Total of all active and inactive participants	2011-01-01	70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	70
Number of participants with account balances	2011-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6

Financial Data on ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2017 : ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$3,199,129
Expenses. Total of all expenses incurred	2017-12-31	$88,594
Benefits paid (including direct rollovers)	2017-12-31	$82,822
Total plan assets at end of year	2017-12-31	$14,311,972
Total plan assets at beginning of year	2017-12-31	$11,201,437
Value of fidelity bond covering the plan	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$220,111
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$505,235
Other income received	2017-12-31	$2,120,704
Net income (gross income less expenses)	2017-12-31	$3,110,535
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$14,311,972
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$11,201,437
Assets. Value of participant loans	2017-12-31	$122,568
Total contributions received or receivable from employer(s)	2017-12-31	$353,079
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$5,772
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2017-12-31	$0
Minimum employer required contribution for this plan year	2017-12-31	$0
Amount contributed by the employer to the plan for this plan year	2017-12-31	$0
2012 : ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$1,581,510
Expenses. Total of all expenses incurred	2012-12-31	$198,039
Benefits paid (including direct rollovers)	2012-12-31	$198,039
Total plan assets at end of year	2012-12-31	$9,843,389
Total plan assets at beginning of year	2012-12-31	$8,459,918
Value of fidelity bond covering the plan	2012-12-31	$0
Total contributions received or receivable from participants	2012-12-31	$171,472
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$1,135,839
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$1,383,471
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$9,843,389
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$8,459,918
Total contributions received or receivable from employer(s)	2012-12-31	$274,199
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$83,519
Expenses. Total of all expenses incurred	2011-12-31	$959,086
Benefits paid (including direct rollovers)	2011-12-31	$958,511
Total plan assets at end of year	2011-12-31	$8,459,918
Total plan assets at beginning of year	2011-12-31	$9,335,485
Value of fidelity bond covering the plan	2011-12-31	$0
Total contributions received or receivable from participants	2011-12-31	$171,218
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-332,633
Net income (gross income less expenses)	2011-12-31	$-875,567
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$8,459,918
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$9,335,485
Assets. Value of participant loans	2011-12-31	$98,733
Total contributions received or receivable from employer(s)	2011-12-31	$244,934
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$575
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0

Form 5500 Responses for ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST

2017: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2012: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ORTHOPEDIC ASSOCIATES LLC 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ORTHOPEDIC ASSOCIATES LLC
Employer identification number (EIN):	841535245
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)