401k Plan data: FAMILIES AND YOUTH, INC. plan

FAMILIES AND YOUTH, INC. 401k Plan overview

Plan Name	FAMILIES AND YOUTH, INC.
Plan identification number	001

FAMILIES AND YOUTH, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FAMILIES AND YOUTH, INC has sponsored the creation of one or more 401k plans.

Company Name: FAMILIES AND YOUTH, INC

Employer identification number (EIN): 850275762

NAIC Classification: 624200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAMILIES AND YOUTH, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-10-01 BRIAN KAVANAUGH 2024-06-06
001 2021-10-01 BRIAN KAVANAUGH 2023-06-29
001 2020-10-01 BRIAN KAVANAUGH 2022-03-07
001 2019-10-01 BRIAN KAVANAUGH 2021-04-02
001 2018-10-01 BRIAN KAVANAUGH 2020-07-15 BRIAN KAVANAUGH 2020-07-15
001 2017-10-01 BRIAN KAVANAUGH 2019-03-28 BRIAN KAVANAUGH 2019-03-28
001 2016-10-01 BRIAN KAVANAUGH 2017-12-28 BRIAN KAVANAUGH 2017-12-28
001 2015-10-01 BRIAN KAVANAUGH 2017-01-20 BRIAN KAVANAUGH 2017-01-20
001 2014-10-01 JOSE V FRIETZE
001 2013-10-01 JOSE V. FRIETZE
001 2012-10-01 JOSE V. FRIETZE
001 2011-10-01 JOSE V. FRIETZE
001 2010-10-01 JOSE FRIETZE JOSE FRIETZE 2012-09-17
001 2009-10-01 GLORIA SABO
001 2009-01-01 RENEE BOUDREAU 2010-01-26
001 2009-01-01 RENEE BOUDREAU

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-10-01	BRIAN KAVANAUGH	2024-06-06
001	2021-10-01	BRIAN KAVANAUGH	2023-06-29
001	2020-10-01	BRIAN KAVANAUGH	2022-03-07
001	2019-10-01	BRIAN KAVANAUGH	2021-04-02
001	2018-10-01	BRIAN KAVANAUGH	2020-07-15	BRIAN KAVANAUGH	2020-07-15
001	2017-10-01	BRIAN KAVANAUGH	2019-03-28	BRIAN KAVANAUGH	2019-03-28
001	2016-10-01	BRIAN KAVANAUGH	2017-12-28	BRIAN KAVANAUGH	2017-12-28
001	2015-10-01	BRIAN KAVANAUGH	2017-01-20	BRIAN KAVANAUGH	2017-01-20
001	2014-10-01	JOSE V FRIETZE
001	2013-10-01	JOSE V. FRIETZE
001	2012-10-01	JOSE V. FRIETZE
001	2011-10-01	JOSE V. FRIETZE
001	2010-10-01	JOSE FRIETZE		JOSE FRIETZE	2012-09-17
001	2009-10-01	GLORIA SABO
001	2009-01-01			RENEE BOUDREAU	2010-01-26
001	2009-01-01	RENEE BOUDREAU

Plan Statistics for FAMILIES AND YOUTH, INC.

401k plan membership statisitcs for FAMILIES AND YOUTH, INC.

Measure Date Value
2014: FAMILIES AND YOUTH, INC. 2014 401k membership
Total participants, beginning-of-year 2014-10-01 113
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 63
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 46
Total of all active and inactive participants 2014-10-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 109
Number of participants with account balances 2014-10-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 4
2013: FAMILIES AND YOUTH, INC. 2013 401k membership
Total participants, beginning-of-year 2013-10-01 161
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 68
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 45
Total of all active and inactive participants 2013-10-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 113
Number of participants with account balances 2013-10-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: FAMILIES AND YOUTH, INC. 2012 401k membership
Total participants, beginning-of-year 2012-10-01 231
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 76
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 85
Total of all active and inactive participants 2012-10-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 161
Number of participants with account balances 2012-10-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 14
2011: FAMILIES AND YOUTH, INC. 2011 401k membership
Total participants, beginning-of-year 2011-10-01 672
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 199
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 31
Total of all active and inactive participants 2011-10-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 230
Number of participants with account balances 2011-10-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 5
2010: FAMILIES AND YOUTH, INC. 2010 401k membership
Total participants, beginning-of-year 2010-10-01 455
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 653
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 18
Total of all active and inactive participants 2010-10-01 671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 671
Number of participants with account balances 2010-10-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: FAMILIES AND YOUTH, INC. 2009 401k membership
Total participants, beginning-of-year 2009-10-01 63
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 56
Total of all active and inactive participants 2009-10-01 56
Total participants 2009-10-01 56
Number of participants with account balances 2009-10-01 63
Total participants, beginning-of-year 2009-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 62
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 62
Total participants 2009-01-01 62
Number of participants with account balances 2009-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
Number of employers contributing to the scheme 2009-01-01 0

Measure	Date	Value
2014: FAMILIES AND YOUTH, INC. 2014 401k membership
Total participants, beginning-of-year	2014-10-01	113
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	63
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	46
Total of all active and inactive participants	2014-10-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	109
Number of participants with account balances	2014-10-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	4
2013: FAMILIES AND YOUTH, INC. 2013 401k membership
Total participants, beginning-of-year	2013-10-01	161
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	68
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	45
Total of all active and inactive participants	2013-10-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	113
Number of participants with account balances	2013-10-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: FAMILIES AND YOUTH, INC. 2012 401k membership
Total participants, beginning-of-year	2012-10-01	231
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	76
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	85
Total of all active and inactive participants	2012-10-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	161
Number of participants with account balances	2012-10-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	14
2011: FAMILIES AND YOUTH, INC. 2011 401k membership
Total participants, beginning-of-year	2011-10-01	672
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	199
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	31
Total of all active and inactive participants	2011-10-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	230
Number of participants with account balances	2011-10-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	5
2010: FAMILIES AND YOUTH, INC. 2010 401k membership
Total participants, beginning-of-year	2010-10-01	455
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	653
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	18
Total of all active and inactive participants	2010-10-01	671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	671
Number of participants with account balances	2010-10-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: FAMILIES AND YOUTH, INC. 2009 401k membership
Total participants, beginning-of-year	2009-10-01	63
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	56
Total of all active and inactive participants	2009-10-01	56
Total participants	2009-10-01	56
Number of participants with account balances	2009-10-01	63
Total participants, beginning-of-year	2009-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	62
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	62
Total participants	2009-01-01	62
Number of participants with account balances	2009-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
Number of employers contributing to the scheme	2009-01-01	0

Financial Data on FAMILIES AND YOUTH, INC.

Measure	Date	Value
2015 : FAMILIES AND YOUTH, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$51,173
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$147,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$144,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$71,284
Value of total assets at end of year	2015-09-30	$1,106,435
Value of total assets at beginning of year	2015-09-30	$1,202,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$2,463
Total interest from all sources	2015-09-30	$2,185
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$12,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$12,096
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$300,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$48,859
Participant contributions at end of year	2015-09-30	$59,329
Participant contributions at beginning of year	2015-09-30	$72,357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-95,860
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$1,106,435
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$1,202,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$944,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$1,015,441
Interest on participant loans	2015-09-30	$2,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$102,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$114,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$114,497
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-34,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$22,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$144,570
Contract administrator fees	2015-09-30	$2,463
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	CLIFFORD, ROSS & COOPER
Accountancy firm EIN	2015-09-30	850438493
2014 : FAMILIES AND YOUTH, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$343,522
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$1,583,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,579,299
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$177,933
Value of total assets at end of year	2014-09-30	$1,202,295
Value of total assets at beginning of year	2014-09-30	$2,442,017
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$3,945
Total interest from all sources	2014-09-30	$29,535
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$19,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$19,265
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$300,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$51,608
Participant contributions at end of year	2014-09-30	$72,357
Participant contributions at beginning of year	2014-09-30	$99,558
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-30	$100,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$-1,239,722
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$1,202,295
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$2,442,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$1,015,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$2,190,589
Interest on participant loans	2014-09-30	$2,301
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$114,497
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$151,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$151,870
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-09-30	$27,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$116,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$25,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,579,299
Contract administrator fees	2014-09-30	$3,945
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	CLIFFORD, ROSS & COOPER
Accountancy firm EIN	2014-09-30	850438493
2013 : FAMILIES AND YOUTH, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$543,190
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$358,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$354,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$255,781
Value of total assets at end of year	2013-09-30	$2,442,017
Value of total assets at beginning of year	2013-09-30	$2,256,974
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$3,865
Total interest from all sources	2013-09-30	$4,043
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$25,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$25,015
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$300,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$167,212
Participant contributions at end of year	2013-09-30	$99,558
Participant contributions at beginning of year	2013-09-30	$113,037
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$12,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$185,043
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$2,442,017
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$2,256,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$2,190,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$1,854,017
Interest on participant loans	2013-09-30	$4,043
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$151,870
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$289,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$289,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$258,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$76,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$354,282
Contract administrator fees	2013-09-30	$3,865
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	CLIFFORD, ROSS & COOPER
Accountancy firm EIN	2013-09-30	850438493
2012 : FAMILIES AND YOUTH, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$606,959
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$420,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$416,538
Value of total corrective distributions	2012-09-30	$1,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$278,289
Value of total assets at end of year	2012-09-30	$2,256,974
Value of total assets at beginning of year	2012-09-30	$2,070,495
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$1,991
Total interest from all sources	2012-09-30	$6,428
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$24,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$24,203
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$300,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$181,432
Participant contributions at end of year	2012-09-30	$113,037
Participant contributions at beginning of year	2012-09-30	$109,907
Income. Received or receivable in cash from other sources (including rollovers)	2012-09-30	$11,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$186,479
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$2,256,974
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$2,070,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$1,854,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$1,507,528
Interest on participant loans	2012-09-30	$6,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$289,920
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-09-30	$1
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-09-30	$453,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$298,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$85,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$416,538
Contract administrator fees	2012-09-30	$1,991
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	CLIFFORD, ROSS AND COOPER
Accountancy firm EIN	2012-09-30	850438493
2011 : FAMILIES AND YOUTH, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$253,137
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$365,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$365,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$280,629
Value of total assets at end of year	2011-09-30	$2,070,495
Value of total assets at beginning of year	2011-09-30	$2,183,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$764
Total interest from all sources	2011-09-30	$22,799
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	No
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$152,050
Participant contributions at end of year	2011-09-30	$109,907
Participant contributions at beginning of year	2011-09-30	$104,009
Administrative expenses (other) incurred	2011-09-30	$764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-112,831
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$2,070,495
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$2,183,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$1,507,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$1,642,582
Interest on participant loans	2011-09-30	$5,467
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-09-30	$17,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-09-30	$453,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-09-30	$436,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-50,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$128,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$365,204
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	DENISE COOPER,CPA
Accountancy firm EIN	2011-09-30	850438493

Form 5500 Responses for FAMILIES AND YOUTH, INC.

2014: FAMILIES AND YOUTH, INC. 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: FAMILIES AND YOUTH, INC. 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: FAMILIES AND YOUTH, INC. 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: FAMILIES AND YOUTH, INC. 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Insurance	Yes
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: FAMILIES AND YOUTH, INC. 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Insurance	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: FAMILIES AND YOUTH, INC. 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Insurance	Yes
2009-10-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G75400

Policy instance

Insurance contract or identification number	G75400
Number of Individuals Covered	0
Insurance policy start date	2011-10-01
Insurance policy end date	2012-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G75400

Policy instance

Insurance contract or identification number	G75400
Number of Individuals Covered	78
Insurance policy start date	2010-10-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $5,439
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	FAMILIES AND YOUTH, INC
Employer identification number (EIN):	850275762
NAIC Classification:	624200