401k Plan data: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN plan

NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 401k Plan overview

Plan Name	NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN
Plan identification number	001

NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEW MEXICO SURGICAL ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name: NEW MEXICO SURGICAL ASSOCIATES, P.A.

Employer identification number (EIN): 850454918

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 DIANA PAUL
001 2014-01-01 DIANA PAUL
001 2013-01-01 DIANA PAUL
001 2012-01-01 ROBERT LOWE
001 2011-01-01 DIANA PAUL
001 2009-01-01 ROBERT LOWE

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	DIANA PAUL
001	2014-01-01	DIANA PAUL
001	2013-01-01	DIANA PAUL
001	2012-01-01	ROBERT LOWE
001	2011-01-01	DIANA PAUL
001	2009-01-01	ROBERT LOWE

Plan Statistics for NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN

401k plan membership statisitcs for NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN

Measure Date Value
2015: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1
Number of participants with account balances 2014-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 12
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 12
Number of participants with account balances 2013-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 11
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 12
Number of participants with account balances 2012-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 12
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 12
Number of participants with account balances 2011-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 11
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 11
Number of participants with account balances 2009-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1
Number of participants with account balances	2014-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	12
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	12
Number of participants with account balances	2013-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	11
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	12
Number of participants with account balances	2012-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	12
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	12
Number of participants with account balances	2011-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	11
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	11
Number of participants with account balances	2009-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN

Measure	Date	Value
2015 : NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-01-02	$0
Total plan liabilities at end of year	2015-01-02	$0
Total plan liabilities at beginning of year	2015-01-02	$0
Total income from all sources	2015-01-02	$-575
Expenses. Total of all expenses incurred	2015-01-02	$377,093
Benefits paid (including direct rollovers)	2015-01-02	$377,083
Total plan assets at end of year	2015-01-02	$0
Total plan assets at beginning of year	2015-01-02	$377,668
Value of fidelity bond covering the plan	2015-01-02	$120,000
Total contributions received or receivable from participants	2015-01-02	$0
Expenses. Other expenses not covered elsewhere	2015-01-02	$0
Contributions received from other sources (not participants or employers)	2015-01-02	$0
Other income received	2015-01-02	$-575
Noncash contributions received	2015-01-02	$0
Net income (gross income less expenses)	2015-01-02	$-377,668
Net plan assets at end of year (total assets less liabilities)	2015-01-02	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-01-02	$377,668
Total contributions received or receivable from employer(s)	2015-01-02	$0
Value of certain deemed distributions of participant loans	2015-01-02	$0
Value of corrective distributions	2015-01-02	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-01-02	$10
2014 : NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$147,050
Expenses. Total of all expenses incurred	2014-12-31	$528,910
Benefits paid (including direct rollovers)	2014-12-31	$524,421
Total plan assets at end of year	2014-12-31	$377,668
Total plan assets at beginning of year	2014-12-31	$759,528
Value of fidelity bond covering the plan	2014-12-31	$120,000
Total contributions received or receivable from participants	2014-12-31	$81,211
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$36,443
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-381,860
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$377,668
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$759,528
Total contributions received or receivable from employer(s)	2014-12-31	$29,396
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,489
2013 : NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$318,422
Expenses. Total of all expenses incurred	2013-12-31	$626,080
Benefits paid (including direct rollovers)	2013-12-31	$622,020
Total plan assets at end of year	2013-12-31	$759,528
Total plan assets at beginning of year	2013-12-31	$1,067,186
Value of fidelity bond covering the plan	2013-12-31	$120,000
Total contributions received or receivable from participants	2013-12-31	$97,529
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$182,559
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-307,658
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$759,528
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,067,186
Total contributions received or receivable from employer(s)	2013-12-31	$38,334
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,060
2012 : NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$206,329
Expenses. Total of all expenses incurred	2012-12-31	$310,038
Benefits paid (including direct rollovers)	2012-12-31	$306,038
Total plan assets at end of year	2012-12-31	$1,067,186
Total plan assets at beginning of year	2012-12-31	$1,170,895
Value of fidelity bond covering the plan	2012-12-31	$120,000
Total contributions received or receivable from participants	2012-12-31	$77,090
Other income received	2012-12-31	$99,944
Net income (gross income less expenses)	2012-12-31	$-103,709
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,067,186
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,170,895
Total contributions received or receivable from employer(s)	2012-12-31	$29,295
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$4,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$108,531
Expenses. Total of all expenses incurred	2011-12-31	$179,189
Benefits paid (including direct rollovers)	2011-12-31	$174,924
Total plan assets at end of year	2011-12-31	$1,170,895
Total plan assets at beginning of year	2011-12-31	$1,241,553
Value of fidelity bond covering the plan	2011-12-31	$120,000
Total contributions received or receivable from participants	2011-12-31	$79,903
Other income received	2011-12-31	$-2,720
Net income (gross income less expenses)	2011-12-31	$-70,658
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,170,895
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,241,553
Total contributions received or receivable from employer(s)	2011-12-31	$31,348
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$4,265
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$235,626
Expenses. Total of all expenses incurred	2010-12-31	$49,585
Benefits paid (including direct rollovers)	2010-12-31	$45,225
Total plan assets at end of year	2010-12-31	$1,241,553
Total plan assets at beginning of year	2010-12-31	$1,055,512
Value of fidelity bond covering the plan	2010-12-31	$120,000
Total contributions received or receivable from participants	2010-12-31	$71,649
Other income received	2010-12-31	$136,079
Net income (gross income less expenses)	2010-12-31	$186,041
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,241,553
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,055,512
Total contributions received or receivable from employer(s)	2010-12-31	$27,898
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$4,360
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN

2015: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NEW MEXICO SURGICAL ASSOCIATES, PA 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NEW MEXICO SURGICAL ASSOCIATES, P.A.
Employer identification number (EIN):	850454918
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)