401k Plan data: GRIFFIN AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN plan

GRIFFIN AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	GRIFFIN AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

GRIFFIN AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GRIFFIN AND ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: GRIFFIN AND ASSOCIATES, INC.

Employer identification number (EIN): 850462493

NAIC Classification: 541800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRIFFIN AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 DEZAREE VEGA GARCIA 2024-10-09 DEZAREE VEGA GARCIA 2024-10-09
001 2022-01-01 JOAN ROSLEY-GRIFFIN 2023-10-02 JOAN ROSLEY-GRIFFIN 2023-10-02
001 2021-01-01 JOAN GRIFFIN 2022-08-23 JOAN GRIFFIN 2022-08-23
001 2020-01-01 JOAN GRIFFIN 2021-10-02 JOAN GRIFFIN 2021-10-02
001 2019-01-01 JAMES TURK 2020-09-18 JAMES TURK 2020-09-18
001 2018-01-01 JOAN GRIFFIN 2019-07-10 JOAN GRIFFIN 2019-07-10
001 2017-01-01 JOAN GRIFFIN 2018-07-17 JOAN GRIFFIN 2018-07-17
001 2016-01-01 JOAN GRIFFIN 2017-09-21 JOAN GRIFFIN 2017-09-21
001 2015-01-01 JOAN GRIFFIN 2016-07-15 JOAN GRIFFIN 2016-07-15
001 2014-01-01 JOAN GRIFFIN 2015-09-15 JOAN GRIFFIN 2015-09-15
001 2013-01-01 JOAN GRIFFIN 2014-06-19 JOAN GRIFFIN 2014-06-19
001 2012-01-01 JOAN GRIFFIN 2013-10-04 JOAN GRIFFIN 2013-10-04

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	DEZAREE VEGA GARCIA	2024-10-09	DEZAREE VEGA GARCIA	2024-10-09
001	2022-01-01	JOAN ROSLEY-GRIFFIN	2023-10-02	JOAN ROSLEY-GRIFFIN	2023-10-02
001	2021-01-01	JOAN GRIFFIN	2022-08-23	JOAN GRIFFIN	2022-08-23
001	2020-01-01	JOAN GRIFFIN	2021-10-02	JOAN GRIFFIN	2021-10-02
001	2019-01-01	JAMES TURK	2020-09-18	JAMES TURK	2020-09-18
001	2018-01-01	JOAN GRIFFIN	2019-07-10	JOAN GRIFFIN	2019-07-10
001	2017-01-01	JOAN GRIFFIN	2018-07-17	JOAN GRIFFIN	2018-07-17
001	2016-01-01	JOAN GRIFFIN	2017-09-21	JOAN GRIFFIN	2017-09-21
001	2015-01-01	JOAN GRIFFIN	2016-07-15	JOAN GRIFFIN	2016-07-15
001	2014-01-01	JOAN GRIFFIN	2015-09-15	JOAN GRIFFIN	2015-09-15
001	2013-01-01	JOAN GRIFFIN	2014-06-19	JOAN GRIFFIN	2014-06-19
001	2012-01-01	JOAN GRIFFIN	2013-10-04	JOAN GRIFFIN	2013-10-04

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Company Name:	GRIFFIN AND ASSOCIATES, INC.
Employer identification number (EIN):	850462493
NAIC Classification:	541800