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CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 401k Plan overview

Plan NameCAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC
Plan identification number 001

CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GOLDEN EAGLE DISTRIBUTORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:GOLDEN EAGLE DISTRIBUTORS, INC.
Employer identification number (EIN):860081076
NAIC Classification:424800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01JAY MERIDEW JAY MERIDEW2017-04-18
0012015-01-01JAY MERIDEW JAY MERIDEW2016-03-18
0012014-01-01JAY MERIDEW
0012014-01-01JAY MERIDEW
0012013-01-01JAY MERIDEW JAY MERIDEW2014-07-15
0012012-01-01MIKE ELLERSON
0012011-01-01MIKE ELLERSON
0012010-01-01MIKE ELLERSON
0012009-01-01MIKE ELLERSON
0012009-01-01MIKE ELLERSON

Plan Statistics for CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC

401k plan membership statisitcs for CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC

Measure Date Value
2016: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2016 401k membership
Total participants, beginning-of-year2016-01-01399
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2015 401k membership
Total participants, beginning-of-year2015-01-01372
Total number of active participants reported on line 7a of the Form 55002015-01-01361
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01399
Number of participants with account balances2015-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2014 401k membership
Total participants, beginning-of-year2014-01-01372
Total number of active participants reported on line 7a of the Form 55002014-01-01329
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01363
Number of participants with account balances2014-01-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2013 401k membership
Total participants, beginning-of-year2013-01-01368
Total number of active participants reported on line 7a of the Form 55002013-01-01339
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01362
Number of participants with account balances2013-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2012 401k membership
Total participants, beginning-of-year2012-01-01412
Total number of active participants reported on line 7a of the Form 55002012-01-01334
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0133
Total of all active and inactive participants2012-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01367
Number of participants with account balances2012-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2011 401k membership
Total participants, beginning-of-year2011-01-01414
Total number of active participants reported on line 7a of the Form 55002011-01-01369
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0133
Total of all active and inactive participants2011-01-01402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01402
Number of participants with account balances2011-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2010 401k membership
Total participants, beginning-of-year2010-01-01485
Total number of active participants reported on line 7a of the Form 55002010-01-01385
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01409
Number of participants with account balances2010-01-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2009 401k membership
Total participants, beginning-of-year2009-01-01446
Total number of active participants reported on line 7a of the Form 55002009-01-01442
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01480
Number of participants with account balances2009-01-01405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC

Measure Date Value
2016 : CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-05-19$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-19$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-19$0
Total income from all sources (including contributions)2016-05-19$622,433
Total loss/gain on sale of assets2016-05-19$0
Total of all expenses incurred2016-05-19$19,337,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-19$19,278,115
Value of total corrective distributions2016-05-19$4,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-19$404,191
Value of total assets at end of year2016-05-19$0
Value of total assets at beginning of year2016-05-19$18,715,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-19$55,531
Total interest from all sources2016-05-19$0
Total dividends received (eg from common stock, registered investment company shares)2016-05-19$32,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-19Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-05-19$0
Total dividends received from registered investment company shares (eg mutual funds)2016-05-19$32,518
Was this plan covered by a fidelity bond2016-05-19Yes
Value of fidelity bond cover2016-05-19$500,000
If this is an individual account plan, was there a blackout period2016-05-19Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-19$0
Were there any nonexempt tranactions with any party-in-interest2016-05-19No
Contributions received from participants2016-05-19$255,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-19No
Value of net income/loss2016-05-19$-18,715,359
Value of net assets at end of year (total assets less liabilities)2016-05-19$0
Value of net assets at beginning of year (total assets less liabilities)2016-05-19$18,715,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-19No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-19No
Were any leases to which the plan was party in default or uncollectible2016-05-19No
Investment advisory and management fees2016-05-19$17,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-19$17,691,510
Value of interest in common/collective trusts at beginning of year2016-05-19$1,023,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-19$179,143
Net investment gain or loss from common/collective trusts2016-05-19$6,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-19No
Was there a failure to transmit to the plan any participant contributions2016-05-19No
Has the plan failed to provide any benefit when due under the plan2016-05-19No
Contributions received in cash from employer2016-05-19$148,781
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-19$19,278,115
Contract administrator fees2016-05-19$38,396
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-05-19Yes
Did the plan have assets held for investment2016-05-19No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-19No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-19Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-19Yes
Opinion of an independent qualified public accountant for this plan2016-05-19Disclaimer
Accountancy firm name2016-05-19BEACHFLEISCHMAN
Accountancy firm EIN2016-05-19860683059
2015 : CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,321,695
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,516,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,465,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,391,639
Value of total assets at end of year2015-12-31$18,715,359
Value of total assets at beginning of year2015-12-31$21,910,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$51,576
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$395,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$395,426
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$875,985
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$16,242
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,195,292
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,715,359
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,910,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,691,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,066,761
Value of interest in common/collective trusts at end of year2015-12-31$1,023,849
Value of interest in common/collective trusts at beginning of year2015-12-31$1,824,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-481,801
Net investment gain or loss from common/collective trusts2015-12-31$16,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$511,310
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$3,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,465,411
Contract administrator fees2015-12-31$24,576
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BEACHFLEISCHMAN
Accountancy firm EIN2015-12-31860683059
2014 : CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,901,908
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,962,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,905,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,423,965
Value of total assets at end of year2014-12-31$21,910,651
Value of total assets at beginning of year2014-12-31$20,970,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$56,486
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$419,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$419,365
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$896,188
Participant contributions at end of year2014-12-31$16,242
Other income not declared elsewhere2014-12-31$1,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$939,796
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,910,651
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,970,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,066,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,898,724
Value of interest in common/collective trusts at end of year2014-12-31$1,824,357
Value of interest in common/collective trusts at beginning of year2014-12-31$2,072,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,032,820
Net investment gain or loss from common/collective trusts2014-12-31$24,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$527,777
Employer contributions (assets) at end of year2014-12-31$3,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,905,626
Contract administrator fees2014-12-31$29,486
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BEACHFLEISCHMAN
Accountancy firm EIN2014-12-31860683059
2013 : CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,068,311
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,511,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,455,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,331,193
Value of total assets at end of year2013-12-31$20,970,855
Value of total assets at beginning of year2013-12-31$19,413,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,880
Total interest from all sources2013-12-31$32,920
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$381,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$381,853
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$833,318
Participant contributions at beginning of year2013-12-31$16
Other income not declared elsewhere2013-12-31$216,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,557,160
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,970,855
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,413,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,898,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,018,588
Interest earned on other investments2013-12-31$32,920
Value of interest in common/collective trusts at end of year2013-12-31$2,072,131
Value of interest in common/collective trusts at beginning of year2013-12-31$2,395,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,073,433
Net investment gain or loss from common/collective trusts2013-12-31$32,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$497,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,455,271
Contract administrator fees2013-12-31$28,880
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BEACHFLEISCHMAN
Accountancy firm EIN2013-12-31860683059
2012 : CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,237,640
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,651,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,599,152
Value of total corrective distributions2012-12-31$143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,373,490
Value of total assets at end of year2012-12-31$19,413,695
Value of total assets at beginning of year2012-12-31$18,827,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$52,381
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$396,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$396,319
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$872,700
Participant contributions at end of year2012-12-31$16
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$585,964
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,413,695
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,827,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,018,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,993,874
Value of interest in common/collective trusts at end of year2012-12-31$2,395,091
Value of interest in common/collective trusts at beginning of year2012-12-31$2,833,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,421,678
Net investment gain or loss from common/collective trusts2012-12-31$46,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$500,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,599,152
Contract administrator fees2012-12-31$25,381
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BEACHFLEISCHMAN
Accountancy firm EIN2012-12-31860683059
2011 : CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,992,642
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,124,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,059,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,697,243
Value of total assets at end of year2011-12-31$18,827,731
Value of total assets at beginning of year2011-12-31$17,959,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$64,867
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$249,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$249,218
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$957,424
Participant contributions at beginning of year2011-12-31$20,965
Administrative expenses (other) incurred2011-12-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$868,607
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,827,731
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,959,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,993,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,921,719
Value of interest in common/collective trusts at end of year2011-12-31$2,833,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$46,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$739,819
Employer contributions (assets) at beginning of year2011-12-31$15,242
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,059,168
Contract administrator fees2011-12-31$37,848
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BEACHFLEISCHMAN
Accountancy firm EIN2011-12-31860683059
2010 : CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,599,879
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,395,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,364,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,870,419
Value of total assets at end of year2010-12-31$17,959,124
Value of total assets at beginning of year2010-12-31$16,754,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,137
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$54,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$54,874
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,038,152
Participant contributions at end of year2010-12-31$20,965
Administrative expenses (other) incurred2010-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,204,845
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,959,124
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,754,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$15,825
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,921,719
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,142,738
Value of interest in common/collective trusts at beginning of year2010-12-31$2,611,541
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$669,965
Net investment gain or loss from common/collective trusts2010-12-31$4,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$832,267
Employer contributions (assets) at end of year2010-12-31$15,242
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,364,897
Contract administrator fees2010-12-31$14,187
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CLIFTON GUNDERSON
Accountancy firm EIN2010-12-31360802863

Form 5500 Responses for CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC

2016: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CAPITAL ACCUMULATION PLAN OF GOLDEN EAGLE DISTRIBUTORS, INC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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