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ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

ENGINEERING & RESEARCH ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ENGINEERING & RESEARCH ASSOCIATES, INC.
Employer identification number (EIN):860276374
NAIC Classification:339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032011-10-01CYNTHIA FLORIAN ROGER VOGEL2013-05-09
0032009-10-01CYNTHIA FLORIAN

Plan Statistics for ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2011: ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01104
Total number of active participants reported on line 7a of the Form 55002011-10-0146
Number of retired or separated participants receiving benefits2011-10-017
Number of other retired or separated participants entitled to future benefits2011-10-0145
Total of all active and inactive participants2011-10-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-0198
Number of participants with account balances2011-10-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01109
Total number of active participants reported on line 7a of the Form 55002009-10-0154
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0151
Total of all active and inactive participants2009-10-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01105
Number of participants with account balances2009-10-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2012 : ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year2012-09-30$1,548
Total income from all sources2012-09-30$34,414
Expenses. Total of all expenses incurred2012-09-30$308,235
Benefits paid (including direct rollovers)2012-09-30$308,235
Total plan assets at end of year2012-09-30$4,661,930
Total plan assets at beginning of year2012-09-30$4,934,203
Value of fidelity bond covering the plan2012-09-30$500,000
Other income received2012-09-30$34,414
Net income (gross income less expenses)2012-09-30$-273,821
Net plan assets at end of year (total assets less liabilities)2012-09-30$4,660,382
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$4,934,203
Assets. Value of employer securities2012-09-30$4,653,529
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$306,690
2011 : ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources2011-09-30$-841,373
Expenses. Total of all expenses incurred2011-09-30$467,373
Benefits paid (including direct rollovers)2011-09-30$459,634
Total plan assets at end of year2011-09-30$4,934,203
Total plan assets at beginning of year2011-09-30$6,242,949
Value of fidelity bond covering the plan2011-09-30$500,000
Expenses. Other expenses not covered elsewhere2011-09-30$7,739
Other income received2011-09-30$-841,373
Net income (gross income less expenses)2011-09-30$-1,308,746
Net plan assets at end of year (total assets less liabilities)2011-09-30$4,934,203
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$6,242,949
Assets. Value of employer securities2011-09-30$4,925,808
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$180,731

Form 5500 Responses for ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2011: ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: ENGINEERING & RESEARCH ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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