401k Plan data: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST plan

RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 401k Plan overview

Plan Name	RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST
Plan identification number	001

RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RICHARD P. BAKER, D.D.S., LTD. has sponsored the creation of one or more 401k plans.

Company Name: RICHARD P. BAKER, D.D.S., LTD.

Employer identification number (EIN): 860389970

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-02-01 RICHARD BAKER RICHARD BAKER 2016-05-24
001 2014-02-01 RICHARD P BAKER RICHARD P BAKER 2015-11-12
001 2013-02-01 RICHARD BAKER RICHARD BAKER 2014-10-28
001 2012-02-01 RICHARD P BAKER RICHARD P BAKER 2013-11-11
001 2011-02-01 RICHARD BAKER RICHARD BAKER 2012-11-12
001 2009-02-01 RICHARD BAKER RICHARD BAKER 2011-10-03
001 2009-02-01 RICHARD BAKER RICHARD BAKER 2010-11-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-02-01	RICHARD BAKER	RICHARD BAKER	2016-05-24
001	2014-02-01	RICHARD P BAKER	RICHARD P BAKER	2015-11-12
001	2013-02-01	RICHARD BAKER	RICHARD BAKER	2014-10-28
001	2012-02-01	RICHARD P BAKER	RICHARD P BAKER	2013-11-11
001	2011-02-01	RICHARD BAKER	RICHARD BAKER	2012-11-12
001	2009-02-01	RICHARD BAKER	RICHARD BAKER	2011-10-03
001	2009-02-01	RICHARD BAKER	RICHARD BAKER	2010-11-15

Plan Statistics for RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST

401k plan membership statisitcs for RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST

Measure Date Value
2015: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-02-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-02-01 0
Number of retired or separated participants receiving benefits 2015-02-01 0
Number of other retired or separated participants entitled to future benefits 2015-02-01 0
Total of all active and inactive participants 2015-02-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-02-01 0
Total participants 2015-02-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-02-01 0
2014: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-02-01 10
Total number of active participants reported on line 7a of the Form 5500 2014-02-01 1
Number of retired or separated participants receiving benefits 2014-02-01 0
Number of other retired or separated participants entitled to future benefits 2014-02-01 1
Total of all active and inactive participants 2014-02-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-02-01 0
Total participants 2014-02-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-02-01 0
2013: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-02-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-02-01 8
Number of retired or separated participants receiving benefits 2013-02-01 0
Number of other retired or separated participants entitled to future benefits 2013-02-01 2
Total of all active and inactive participants 2013-02-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-02-01 0
Total participants 2013-02-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-02-01 0
2012: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-02-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-02-01 6
Number of retired or separated participants receiving benefits 2012-02-01 0
Number of other retired or separated participants entitled to future benefits 2012-02-01 2
Total of all active and inactive participants 2012-02-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-01 0
Total participants 2012-02-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-02-01 0
2011: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-02-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 7
Number of retired or separated participants receiving benefits 2011-02-01 0
Number of other retired or separated participants entitled to future benefits 2011-02-01 1
Total of all active and inactive participants 2011-02-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 0
Total participants 2011-02-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-02-01 0
2009: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-02-01 8
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 6
Number of retired or separated participants receiving benefits 2009-02-01 0
Number of other retired or separated participants entitled to future benefits 2009-02-01 2
Total of all active and inactive participants 2009-02-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-02-01 0
Total participants 2009-02-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-02-01 0

Measure	Date	Value
2015: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-02-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-02-01	0
Number of retired or separated participants receiving benefits	2015-02-01	0
Number of other retired or separated participants entitled to future benefits	2015-02-01	0
Total of all active and inactive participants	2015-02-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-02-01	0
Total participants	2015-02-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-02-01	0
2014: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-02-01	10
Total number of active participants reported on line 7a of the Form 5500	2014-02-01	1
Number of retired or separated participants receiving benefits	2014-02-01	0
Number of other retired or separated participants entitled to future benefits	2014-02-01	1
Total of all active and inactive participants	2014-02-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-02-01	0
Total participants	2014-02-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-02-01	0
2013: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-02-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-02-01	8
Number of retired or separated participants receiving benefits	2013-02-01	0
Number of other retired or separated participants entitled to future benefits	2013-02-01	2
Total of all active and inactive participants	2013-02-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-02-01	0
Total participants	2013-02-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-02-01	0
2012: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-02-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-02-01	6
Number of retired or separated participants receiving benefits	2012-02-01	0
Number of other retired or separated participants entitled to future benefits	2012-02-01	2
Total of all active and inactive participants	2012-02-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-01	0
Total participants	2012-02-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-02-01	0
2011: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-02-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	7
Number of retired or separated participants receiving benefits	2011-02-01	0
Number of other retired or separated participants entitled to future benefits	2011-02-01	1
Total of all active and inactive participants	2011-02-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	0
Total participants	2011-02-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-02-01	0
2009: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-02-01	8
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	6
Number of retired or separated participants receiving benefits	2009-02-01	0
Number of other retired or separated participants entitled to future benefits	2009-02-01	2
Total of all active and inactive participants	2009-02-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-02-01	0
Total participants	2009-02-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-02-01	0

Financial Data on RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST

Measure	Date	Value
2015 : RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2015 401k financial data
Total plan liabilities at end of year	2015-11-30	$0
Total plan liabilities at beginning of year	2015-11-30	$1,711
Total income from all sources	2015-11-30	$473
Expenses. Total of all expenses incurred	2015-11-30	$1,646,971
Benefits paid (including direct rollovers)	2015-11-30	$1,646,971
Total plan assets at end of year	2015-11-30	$0
Total plan assets at beginning of year	2015-11-30	$1,648,209
Value of fidelity bond covering the plan	2015-11-30	$300,000
Other income received	2015-11-30	$473
Net income (gross income less expenses)	2015-11-30	$-1,646,498
Net plan assets at end of year (total assets less liabilities)	2015-11-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-11-30	$1,646,498
Assets. Value of real-estate (other than employer real property)	2015-11-30	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-11-30	$180,000
Total plan liabilities at end of year	2015-01-31	$1,711
Total plan liabilities at beginning of year	2015-01-31	$0
Total income from all sources	2015-01-31	$7,302
Expenses. Total of all expenses incurred	2015-01-31	$423,308
Benefits paid (including direct rollovers)	2015-01-31	$402,959
Total plan assets at end of year	2015-01-31	$1,648,209
Total plan assets at beginning of year	2015-01-31	$2,062,504
Value of fidelity bond covering the plan	2015-01-31	$300,000
Expenses. Other expenses not covered elsewhere	2015-01-31	$2,486
Other income received	2015-01-31	$7,302
Net income (gross income less expenses)	2015-01-31	$-416,006
Net plan assets at end of year (total assets less liabilities)	2015-01-31	$1,646,498
Net plan assets at beginning of year (total assets less liabilities)	2015-01-31	$2,062,504
Assets. Value of participant loans	2015-01-31	$0
Assets. Value of real-estate (other than employer real property)	2015-01-31	$180,000
Expenses. Administrative service providers (salaries,fees and commissions)	2015-01-31	$17,863
2014 : RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2014 401k financial data
Total plan liabilities at end of year	2014-01-31	$0
Total plan liabilities at beginning of year	2014-01-31	$0
Total income from all sources	2014-01-31	$198,868
Expenses. Total of all expenses incurred	2014-01-31	$13,509
Total plan assets at end of year	2014-01-31	$2,062,504
Total plan assets at beginning of year	2014-01-31	$1,877,145
Value of fidelity bond covering the plan	2014-01-31	$190,000
Expenses. Other expenses not covered elsewhere	2014-01-31	$2,429
Other income received	2014-01-31	$-13,561
Net income (gross income less expenses)	2014-01-31	$185,359
Net plan assets at end of year (total assets less liabilities)	2014-01-31	$2,062,504
Net plan assets at beginning of year (total assets less liabilities)	2014-01-31	$1,877,145
Assets. Value of participant loans	2014-01-31	$8,485
Assets. Value of real-estate (other than employer real property)	2014-01-31	$180,000
Total contributions received or receivable from employer(s)	2014-01-31	$212,429
Expenses. Administrative service providers (salaries,fees and commissions)	2014-01-31	$11,080
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-01-31	$0
2013 : RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2013 401k financial data
Total plan liabilities at end of year	2013-01-31	$0
Total plan liabilities at beginning of year	2013-01-31	$0
Total income from all sources	2013-01-31	$146,292
Expenses. Total of all expenses incurred	2013-01-31	$13,910
Total plan assets at end of year	2013-01-31	$1,877,145
Total plan assets at beginning of year	2013-01-31	$1,744,763
Value of fidelity bond covering the plan	2013-01-31	$300,000
Total contributions received or receivable from participants	2013-01-31	$0
Expenses. Other expenses not covered elsewhere	2013-01-31	$2,469
Contributions received from other sources (not participants or employers)	2013-01-31	$0
Other income received	2013-01-31	$-3,282
Net income (gross income less expenses)	2013-01-31	$132,382
Net plan assets at end of year (total assets less liabilities)	2013-01-31	$1,877,145
Net plan assets at beginning of year (total assets less liabilities)	2013-01-31	$1,744,763
Assets. Value of participant loans	2013-01-31	$6,187
Assets. Value of real-estate (other than employer real property)	2013-01-31	$150,000
Total contributions received or receivable from employer(s)	2013-01-31	$149,574
Expenses. Administrative service providers (salaries,fees and commissions)	2013-01-31	$11,441
2012 : RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2012 401k financial data
Total plan liabilities at end of year	2012-01-31	$0
Total plan liabilities at beginning of year	2012-01-31	$0
Total income from all sources	2012-01-31	$341,485
Expenses. Total of all expenses incurred	2012-01-31	$15,404
Total plan assets at end of year	2012-01-31	$1,744,763
Total plan assets at beginning of year	2012-01-31	$1,418,682
Value of fidelity bond covering the plan	2012-01-31	$300,000
Total contributions received or receivable from participants	2012-01-31	$0
Assets. Value of loans (other than to participants)	2012-01-31	$0
Expenses. Other expenses not covered elsewhere	2012-01-31	$2,389
Contributions received from other sources (not participants or employers)	2012-01-31	$0
Other income received	2012-01-31	$82,296
Net income (gross income less expenses)	2012-01-31	$326,081
Net plan assets at end of year (total assets less liabilities)	2012-01-31	$1,744,763
Net plan assets at beginning of year (total assets less liabilities)	2012-01-31	$1,418,682
Assets. Value of participant loans	2012-01-31	$10,289
Assets. Value of real-estate (other than employer real property)	2012-01-31	$150,000
Total contributions received or receivable from employer(s)	2012-01-31	$259,189
Expenses. Administrative service providers (salaries,fees and commissions)	2012-01-31	$13,015
2011 : RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2011 401k financial data
Total plan liabilities at end of year	2011-01-31	$0
Total plan liabilities at beginning of year	2011-01-31	$0
Total income from all sources	2011-01-31	$209,743
Expenses. Total of all expenses incurred	2011-01-31	$10,795
Total plan assets at end of year	2011-01-31	$1,418,682
Total plan assets at beginning of year	2011-01-31	$1,219,734
Value of fidelity bond covering the plan	2011-01-31	$300,000
Assets. Value of loans (other than to participants)	2011-01-31	$200,000
Other income received	2011-01-31	$163,743
Net income (gross income less expenses)	2011-01-31	$198,948
Net plan assets at end of year (total assets less liabilities)	2011-01-31	$1,418,682
Net plan assets at beginning of year (total assets less liabilities)	2011-01-31	$1,219,734
Assets. Value of participant loans	2011-01-31	$14,347
Assets. Value of real-estate (other than employer real property)	2011-01-31	$86,000
Total contributions received or receivable from employer(s)	2011-01-31	$46,000
Expenses. Administrative service providers (salaries,fees and commissions)	2011-01-31	$10,795

Form 5500 Responses for RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST

2015: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2015 form 5500 responses
2015-02-01	Type of plan entity	Single employer plan
2015-02-01	Submission has been amended	No
2015-02-01	This submission is the final filing	Yes
2015-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-02-01	Plan is a collectively bargained plan	No
2015-02-01	Plan funding arrangement – Trust	Yes
2015-02-01	Plan benefit arrangement - Trust	Yes
2014: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2014 form 5500 responses
2014-02-01	Type of plan entity	Single employer plan
2014-02-01	Submission has been amended	No
2014-02-01	This submission is the final filing	No
2014-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-02-01	Plan is a collectively bargained plan	No
2014-02-01	Plan funding arrangement – Trust	Yes
2014-02-01	Plan benefit arrangement - Trust	Yes
2013: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2013 form 5500 responses
2013-02-01	Type of plan entity	Single employer plan
2013-02-01	Submission has been amended	No
2013-02-01	This submission is the final filing	No
2013-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-02-01	Plan is a collectively bargained plan	No
2013-02-01	Plan funding arrangement – Trust	Yes
2013-02-01	Plan benefit arrangement - Trust	Yes
2012: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2012 form 5500 responses
2012-02-01	Type of plan entity	Single employer plan
2012-02-01	Submission has been amended	No
2012-02-01	This submission is the final filing	No
2012-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-02-01	Plan is a collectively bargained plan	No
2012-02-01	Plan funding arrangement – Trust	Yes
2012-02-01	Plan benefit arrangement - Trust	Yes
2011: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2011 form 5500 responses
2011-02-01	Type of plan entity	Single employer plan
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2009: RICHARD P. BAKER, D.D.S., LTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2009 form 5500 responses
2009-02-01	Type of plan entity	Single employer plan
2009-02-01	Submission has been amended	Yes
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-02-01	Plan is a collectively bargained plan	No
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RICHARD P. BAKER, D.D.S., LTD.
Employer identification number (EIN):	860389970
NAIC Classification:	621210
NAIC Description:	Offices of Dentists