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TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN
Plan identification number 002

TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

TOHONO O ODHAM GAMING ENTERPRISE has sponsored the creation of one or more 401k plans.

Company Name:TOHONO O ODHAM GAMING ENTERPRISE
Employer identification number (EIN):860489635
NAIC Classification:921000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01FRANK ESPINO
0022016-01-01FRANK ESPINO
0022015-01-01FRANK ESPINO
0022014-01-01FRANK ESPINO
0022013-01-01ALLEN POAG
0022012-01-01MICHAEL MORGAN
0022011-01-01KIMBERLY SWANBERG
0022009-01-01KEYNA GUTIERREZ

Plan Statistics for TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN

Measure Date Value
2023: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-013,036
Total number of active participants reported on line 7a of the Form 55002023-01-012,644
Number of retired or separated participants receiving benefits2023-01-016
Number of other retired or separated participants entitled to future benefits2023-01-01458
Total of all active and inactive participants2023-01-013,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0116
Total participants2023-01-013,124
Number of participants with account balances2023-01-013,065
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-01257
2022: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,744
Total number of active participants reported on line 7a of the Form 55002022-01-012,560
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01452
Total of all active and inactive participants2022-01-013,018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0114
Total participants2022-01-013,032
Number of participants with account balances2022-01-012,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01240
2021: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,208
Total number of active participants reported on line 7a of the Form 55002021-01-012,330
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01391
Total of all active and inactive participants2021-01-012,726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0114
Total participants2021-01-012,740
Number of participants with account balances2021-01-012,682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01136
2020: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,299
Total number of active participants reported on line 7a of the Form 55002020-01-012,828
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01364
Total of all active and inactive participants2020-01-013,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0114
Total participants2020-01-013,208
Number of participants with account balances2020-01-012,907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01163
2019: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,175
Total number of active participants reported on line 7a of the Form 55002019-01-012,004
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01276
Total of all active and inactive participants2019-01-012,284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0113
Total participants2019-01-012,297
Number of participants with account balances2019-01-012,267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01190
2018: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,038
Total number of active participants reported on line 7a of the Form 55002018-01-011,883
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01273
Total of all active and inactive participants2018-01-012,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-012,171
Number of participants with account balances2018-01-012,131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01216
2017: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,872
Total number of active participants reported on line 7a of the Form 55002017-01-011,766
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-01259
Total of all active and inactive participants2017-01-012,029
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-019
Total participants2017-01-012,038
Number of participants with account balances2017-01-011,993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01184
2016: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,433
Total number of active participants reported on line 7a of the Form 55002016-01-011,639
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01223
Total of all active and inactive participants2016-01-011,864
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-011,872
Number of participants with account balances2016-01-011,834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0179
2015: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,380
Total number of active participants reported on line 7a of the Form 55002015-01-011,188
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01232
Total of all active and inactive participants2015-01-011,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0110
Total participants2015-01-011,433
Number of participants with account balances2015-01-011,401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0152
2014: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,371
Total number of active participants reported on line 7a of the Form 55002014-01-011,153
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01218
Total of all active and inactive participants2014-01-011,373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-011,380
Number of participants with account balances2014-01-011,357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0139
2013: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,852
Total number of active participants reported on line 7a of the Form 55002013-01-011,163
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01198
Total of all active and inactive participants2013-01-011,362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-011,367
Number of participants with account balances2013-01-011,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,944
Total number of active participants reported on line 7a of the Form 55002012-01-011,139
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01712
Total of all active and inactive participants2012-01-011,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,851
Number of participants with account balances2012-01-011,850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01178
2011: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,906
Total number of active participants reported on line 7a of the Form 55002011-01-011,173
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01751
Total of all active and inactive participants2011-01-011,924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,924
Number of participants with account balances2011-01-011,922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01188
2009: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,963
Total number of active participants reported on line 7a of the Form 55002009-01-011,305
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01598
Total of all active and inactive participants2009-01-011,903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,903
Number of participants with account balances2009-01-011,899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01200

Financial Data on TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$33,048,756
Total of all expenses incurred2023-12-31$6,522,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$6,237,462
Expenses. Certain deemed distributions of participant loans2023-12-31$29,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$17,627,621
Value of total assets at end of year2023-12-31$113,969,989
Value of total assets at beginning of year2023-12-31$87,443,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$255,165
Total interest from all sources2023-12-31$279,400
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$2,357,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$2,357,651
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$8,401,798
Participant contributions at end of year2023-12-31$5,413,798
Participant contributions at beginning of year2023-12-31$4,561,765
Participant contributions at end of year2023-12-31$288,263
Participant contributions at beginning of year2023-12-31$269,997
Assets. Other investments not covered elsewhere at end of year2023-12-31$2,246,173
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$1,851,868
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$725,770
Other income not declared elsewhere2023-12-31$206,048
Total non interest bearing cash at end of year2023-12-31$40,487
Total non interest bearing cash at beginning of year2023-12-31$40,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$26,526,574
Value of net assets at end of year (total assets less liabilities)2023-12-31$113,969,989
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$87,443,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$105,655,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$80,417,826
Interest on participant loans2023-12-31$278,336
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$16,434
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$30,217
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$30,217
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$1,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$12,578,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$8,500,053
Employer contributions (assets) at end of year2023-12-31$309,395
Employer contributions (assets) at beginning of year2023-12-31$271,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$6,237,462
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31REDW
Accountancy firm EIN2023-12-31850203431
2022 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$1,817,296
Total of all expenses incurred2022-12-31$7,683,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,400,671
Expenses. Certain deemed distributions of participant loans2022-12-31$4,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$16,098,622
Value of total assets at end of year2022-12-31$87,443,415
Value of total assets at beginning of year2022-12-31$93,309,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$278,804
Total interest from all sources2022-12-31$208,443
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,304,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,304,034
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,622,670
Participant contributions at end of year2022-12-31$4,561,765
Participant contributions at beginning of year2022-12-31$4,207,379
Participant contributions at end of year2022-12-31$269,997
Participant contributions at beginning of year2022-12-31$242,011
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,851,868
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,361,524
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$824,105
Other income not declared elsewhere2022-12-31$-563,838
Administrative expenses (other) incurred2022-12-31$276,842
Total non interest bearing cash at end of year2022-12-31$40,487
Total non interest bearing cash at beginning of year2022-12-31$42,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,866,270
Value of net assets at end of year (total assets less liabilities)2022-12-31$87,443,415
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$93,309,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$1,962
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$80,417,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$86,109,031
Interest on participant loans2022-12-31$208,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$30,217
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$86,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$86,447
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-16,229,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$7,651,847
Employer contributions (assets) at end of year2022-12-31$271,255
Employer contributions (assets) at beginning of year2022-12-31$261,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,400,671
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31REDW
Accountancy firm EIN2022-12-31850203431
2021 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$21,043,013
Total of all expenses incurred2021-12-31$6,150,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,876,960
Expenses. Certain deemed distributions of participant loans2021-12-31$6,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$11,071,823
Value of total assets at end of year2021-12-31$93,309,685
Value of total assets at beginning of year2021-12-31$78,417,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$267,514
Total interest from all sources2021-12-31$221,122
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,434,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,434,555
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,208,962
Participant contributions at end of year2021-12-31$4,207,379
Participant contributions at beginning of year2021-12-31$4,224,302
Participant contributions at end of year2021-12-31$242,011
Participant contributions at beginning of year2021-12-31$191,754
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,361,524
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,169,844
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$627,009
Other income not declared elsewhere2021-12-31$80,481
Administrative expenses (other) incurred2021-12-31$265,561
Total non interest bearing cash at end of year2021-12-31$42,086
Total non interest bearing cash at beginning of year2021-12-31$42,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$14,892,140
Value of net assets at end of year (total assets less liabilities)2021-12-31$93,309,685
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$78,417,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$1,953
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$86,109,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$71,638,601
Interest on participant loans2021-12-31$221,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$86,447
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$16,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$16,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,235,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,235,852
Employer contributions (assets) at end of year2021-12-31$261,207
Employer contributions (assets) at beginning of year2021-12-31$134,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,876,960
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31REDW
Accountancy firm EIN2021-12-31850203431
2020 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$18,915,408
Total of all expenses incurred2020-12-31$11,814,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,503,533
Expenses. Certain deemed distributions of participant loans2020-12-31$66,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,919,808
Value of total assets at end of year2020-12-31$78,417,545
Value of total assets at beginning of year2020-12-31$71,316,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$244,300
Total interest from all sources2020-12-31$188,186
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,472,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,472,410
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,955,741
Participant contributions at end of year2020-12-31$4,224,302
Participant contributions at beginning of year2020-12-31$3,750,167
Participant contributions at end of year2020-12-31$191,754
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,169,844
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,638,173
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,028,274
Other income not declared elsewhere2020-12-31$51,210
Administrative expenses (other) incurred2020-12-31$241,261
Total non interest bearing cash at end of year2020-12-31$42,086
Total non interest bearing cash at beginning of year2020-12-31$42,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,100,750
Value of net assets at end of year (total assets less liabilities)2020-12-31$78,417,545
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$71,316,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,039
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$71,638,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$65,777,142
Interest on participant loans2020-12-31$188,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$16,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$109,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$109,227
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,283,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,935,793
Employer contributions (assets) at end of year2020-12-31$134,879
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,503,533
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31REDW
Accountancy firm EIN2020-12-31850203431
2019 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$20,102,864
Total income from all sources (including contributions)2019-12-31$20,102,864
Total of all expenses incurred2019-12-31$5,359,636
Total of all expenses incurred2019-12-31$5,359,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,140,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,140,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,995,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,995,460
Value of total assets at end of year2019-12-31$71,316,795
Value of total assets at beginning of year2019-12-31$56,573,567
Value of total assets at beginning of year2019-12-31$56,573,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$219,010
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$219,010
Total interest from all sources2019-12-31$183,303
Total interest from all sources2019-12-31$183,303
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,351,640
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,351,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,351,640
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,351,640
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,164,583
Contributions received from participants2019-12-31$4,164,583
Participant contributions at end of year2019-12-31$3,750,167
Participant contributions at beginning of year2019-12-31$3,353,593
Participant contributions at beginning of year2019-12-31$3,353,593
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,638,173
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,303,540
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,303,540
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$372,413
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$372,413
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$-378,196
Other income not declared elsewhere2019-12-31$-378,196
Administrative expenses (other) incurred2019-12-31$215,695
Administrative expenses (other) incurred2019-12-31$215,695
Total non interest bearing cash at end of year2019-12-31$42,086
Total non interest bearing cash at end of year2019-12-31$42,086
Total non interest bearing cash at beginning of year2019-12-31$42,790
Total non interest bearing cash at beginning of year2019-12-31$42,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$14,743,228
Value of net income/loss2019-12-31$14,743,228
Value of net assets at end of year (total assets less liabilities)2019-12-31$71,316,795
Value of net assets at end of year (total assets less liabilities)2019-12-31$71,316,795
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$56,573,567
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$56,573,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,315
Investment advisory and management fees2019-12-31$3,315
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$65,777,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$51,871,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$51,871,782
Interest on participant loans2019-12-31$182,960
Interest on participant loans2019-12-31$182,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$109,227
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,862
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,862
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$343
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$343
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,950,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,950,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,458,464
Contributions received in cash from employer2019-12-31$4,458,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,140,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,140,626
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31REDW
Accountancy firm name2019-12-31REDW
Accountancy firm EIN2019-12-31850203431
Accountancy firm EIN2019-12-31850203431
2018 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$4,081,902
Total of all expenses incurred2018-12-31$5,423,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,229,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,324,265
Value of total assets at end of year2018-12-31$56,573,567
Value of total assets at beginning of year2018-12-31$57,915,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$194,418
Total interest from all sources2018-12-31$157,673
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,255,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,255,453
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,570,025
Participant contributions at end of year2018-12-31$3,353,593
Participant contributions at beginning of year2018-12-31$3,370,625
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,303,540
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,322,789
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$132,145
Other income not declared elsewhere2018-12-31$-285,771
Administrative expenses (other) incurred2018-12-31$194,418
Total non interest bearing cash at end of year2018-12-31$42,790
Total non interest bearing cash at beginning of year2018-12-31$44,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,341,835
Value of net assets at end of year (total assets less liabilities)2018-12-31$56,573,567
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$57,915,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$51,871,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$53,095,040
Interest on participant loans2018-12-31$157,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,862
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$82,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$82,302
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,369,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,622,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,229,319
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31REDW
Accountancy firm EIN2018-12-31850203431
2017 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$14,463,286
Total of all expenses incurred2017-12-31$3,153,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,964,215
Expenses. Certain deemed distributions of participant loans2017-12-31$8,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,677,664
Value of total assets at end of year2017-12-31$57,915,402
Value of total assets at beginning of year2017-12-31$46,605,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$180,712
Total interest from all sources2017-12-31$131,098
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$945,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$945,746
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,128,843
Participant contributions at end of year2017-12-31$3,370,625
Participant contributions at beginning of year2017-12-31$2,912,496
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,322,789
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$903,887
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$185,320
Other income not declared elsewhere2017-12-31$293,653
Administrative expenses (other) incurred2017-12-31$180,712
Total non interest bearing cash at end of year2017-12-31$44,646
Total non interest bearing cash at beginning of year2017-12-31$46,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,310,242
Value of net assets at end of year (total assets less liabilities)2017-12-31$57,915,402
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$46,605,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$53,095,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$42,714,026
Interest on participant loans2017-12-31$131,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$82,302
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$27,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$27,841
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$48
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,415,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,363,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,964,215
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31REDW
Accountancy firm EIN2017-12-31850203431
2016 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$8,628,374
Total of all expenses incurred2016-12-31$3,913,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,772,095
Expenses. Certain deemed distributions of participant loans2016-12-31$1,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,867,894
Value of total assets at end of year2016-12-31$46,605,160
Value of total assets at beginning of year2016-12-31$41,890,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$140,192
Total interest from all sources2016-12-31$123,279
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$592,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$592,418
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,658,766
Participant contributions at end of year2016-12-31$2,912,496
Participant contributions at beginning of year2016-12-31$3,201,096
Assets. Other investments not covered elsewhere at end of year2016-12-31$903,887
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$946,182
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$516,965
Other income not declared elsewhere2016-12-31$-12,816
Administrative expenses (other) incurred2016-12-31$140,192
Total non interest bearing cash at end of year2016-12-31$46,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,714,414
Value of net assets at end of year (total assets less liabilities)2016-12-31$46,605,160
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$41,890,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$42,714,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$37,743,468
Interest on participant loans2016-12-31$123,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$27,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,057,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,692,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,772,095
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31REDW
Accountancy firm EIN2016-12-31850203431
2015 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$4,982,344
Total of all expenses incurred2015-12-31$3,967,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,825,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,578,562
Value of total assets at end of year2015-12-31$41,890,746
Value of total assets at beginning of year2015-12-31$40,875,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$141,516
Total interest from all sources2015-12-31$122,481
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,053,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,053,095
Administrative expenses professional fees incurred2015-12-31$141,516
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,243,007
Participant contributions at end of year2015-12-31$3,201,096
Participant contributions at beginning of year2015-12-31$2,956,760
Assets. Other investments not covered elsewhere at end of year2015-12-31$946,182
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$454,851
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$134,145
Other income not declared elsewhere2015-12-31$60,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,015,004
Value of net assets at end of year (total assets less liabilities)2015-12-31$41,890,746
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$40,875,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$37,743,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$37,464,131
Interest on participant loans2015-12-31$122,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-832,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,201,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,825,824
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31REDW
Accountancy firm EIN2015-12-31850203431
2014 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$7,191,304
Total of all expenses incurred2014-12-31$3,787,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,685,637
Expenses. Certain deemed distributions of participant loans2014-12-31$28,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,623,960
Value of total assets at end of year2014-12-31$40,875,742
Value of total assets at beginning of year2014-12-31$37,471,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$72,639
Total interest from all sources2014-12-31$113,343
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$761,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$761,179
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,197,295
Participant contributions at end of year2014-12-31$2,956,760
Participant contributions at beginning of year2014-12-31$2,662,010
Participant contributions at beginning of year2014-12-31$30,620
Assets. Other investments not covered elsewhere at end of year2014-12-31$454,851
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$275,188
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$207,020
Other income not declared elsewhere2014-12-31$12,662
Administrative expenses (other) incurred2014-12-31$72,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,404,131
Value of net assets at end of year (total assets less liabilities)2014-12-31$40,875,742
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$37,471,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$37,464,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$34,473,193
Interest on participant loans2014-12-31$113,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,680,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,219,645
Employer contributions (assets) at beginning of year2014-12-31$30,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,685,637
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31REDW
Accountancy firm EIN2014-12-31850203431
2013 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$9,050,865
Total of all expenses incurred2013-12-31$6,066,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,978,355
Expenses. Certain deemed distributions of participant loans2013-12-31$21,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,173,739
Value of total assets at end of year2013-12-31$37,471,611
Value of total assets at beginning of year2013-12-31$34,487,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$66,158
Total interest from all sources2013-12-31$107,797
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$475,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$475,603
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,307,147
Participant contributions at end of year2013-12-31$2,662,010
Participant contributions at beginning of year2013-12-31$2,492,869
Participant contributions at end of year2013-12-31$30,620
Assets. Other investments not covered elsewhere at end of year2013-12-31$275,188
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$329,366
Other income not declared elsewhere2013-12-31$3,025,485
Administrative expenses (other) incurred2013-12-31$58,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,984,505
Value of net assets at end of year (total assets less liabilities)2013-12-31$37,471,611
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,487,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$34,473,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,040,877
Interest on participant loans2013-12-31$107,604
Interest earned on other investments2013-12-31$32
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,953,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,268,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,537,226
Employer contributions (assets) at end of year2013-12-31$30,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,978,355
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31REDW
Accountancy firm EIN2013-12-31850203431
2012 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,345,417
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,036,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,531,595
Expenses. Certain deemed distributions of participant loans2012-12-31$468,167
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,521,749
Value of total assets at end of year2012-12-31$34,487,106
Value of total assets at beginning of year2012-12-31$32,177,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$36,415
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$194,259
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$769,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$769,502
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,151,051
Participant contributions at end of year2012-12-31$2,492,869
Participant contributions at beginning of year2012-12-31$2,363,156
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$17,494
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$22,468
Administrative expenses (other) incurred2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$2,309,240
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,487,106
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$32,177,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$28,040,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$26,259,547
Interest on participant loans2012-12-31$96,670
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$97,589
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in master investment trust accounts at end of year2012-12-31$0
Value of interest in master investment trust accounts at beginning of year2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,953,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,555,163
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,837,439
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Assets. Value of employer real property at end of year2012-12-31$0
Assets. Value of employer real property at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$1,353,204
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,531,595
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Contract administrator fees2012-12-31$36,415
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31REDW
Accountancy firm EIN2012-12-31850203431
2011 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$176,084
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,365,424
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,267,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,632,659
Expenses. Certain deemed distributions of participant loans2011-12-31$593,604
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,568,480
Value of total assets at end of year2011-12-31$32,177,866
Value of total assets at beginning of year2011-12-31$32,904,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$41,639
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$200,339
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$594,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$594,279
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,194,827
Participant contributions at end of year2011-12-31$2,363,156
Participant contributions at beginning of year2011-12-31$3,631,282
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$52,251
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-902,478
Value of net assets at end of year (total assets less liabilities)2011-12-31$32,177,866
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$32,904,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$54
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$26,259,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$26,183,106
Interest on participant loans2011-12-31$134,127
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$66,212
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,555,163
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,089,872
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-997,674
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$1,321,402
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,632,659
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$41,585
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31REDW, LLC
Accountancy firm EIN2011-12-31850203431
2010 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,593,390
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,411,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,094,699
Expenses. Certain deemed distributions of participant loans2010-12-31$271,799
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,559,301
Value of total assets at end of year2010-12-31$32,904,260
Value of total assets at beginning of year2010-12-31$29,722,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$45,465
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$241,976
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$628,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$628,576
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,229,416
Participant contributions at end of year2010-12-31$3,631,282
Participant contributions at beginning of year2010-12-31$3,310,918
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$3,975
Administrative expenses (other) incurred2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$3,181,427
Value of net assets at end of year (total assets less liabilities)2010-12-31$32,904,260
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$29,722,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$26,183,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$23,211,491
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$163,243
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$78,733
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,089,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,200,424
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,159,562
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$1,329,885
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,094,699
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$45,465
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31REDW, LLC
Accountancy firm EIN2010-12-31850203431
2009 : TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN

2023: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TOHONO O'ODHAM GAMING ENTERPRISE RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number38442201
Policy instance 1
Insurance contract or identification number38442201
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-02-08
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384422-01
Policy instance 1
Insurance contract or identification number384422-01
Number of Individuals Covered215
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,370
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,185
Insurance broker organization code?3
Insurance broker nameROBERT QUIROZ
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384422-01
Policy instance 1
Insurance contract or identification number384422-01
Number of Individuals Covered224
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,560
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number384422-01
Policy instance 1
Insurance contract or identification number384422-01
Number of Individuals Covered241
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,876
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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