401k Plan data: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST plan

NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST
Plan identification number	002

NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEAL L. ROCKOWITZ, M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name: NEAL L. ROCKOWITZ, M.D., P.C.

Employer identification number (EIN): 860671518

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 ALAN GOLD, CPA 2019-12-31
002 2018-01-01
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 ROBERT BESSEN
002 2011-01-01 ROBERT BESSEN
002 2009-01-01 NEAL L. ROCKOWITZ, M.D.

Plan Statistics for NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST

Measure Date Value
2019: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 6
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 2
Total of all active and inactive participants 2018-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 8
Number of participants with account balances 2018-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 6
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 6
Number of participants with account balances 2017-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 7
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 8
Number of participants with account balances 2016-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 7
Number of participants with account balances 2015-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 8
Number of participants with account balances 2014-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 8
Number of participants with account balances 2013-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 6
Number of participants with account balances 2009-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	6
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	2
Total of all active and inactive participants	2018-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	8
Number of participants with account balances	2018-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	6
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	6
Number of participants with account balances	2017-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	7
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	8
Number of participants with account balances	2016-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	7
Number of participants with account balances	2015-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	8
Number of participants with account balances	2014-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	8
Number of participants with account balances	2013-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	6
Number of participants with account balances	2009-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2019 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total income from all sources	2019-11-30	$187,367
Expenses. Total of all expenses incurred	2019-11-30	$1,853,748
Benefits paid (including direct rollovers)	2019-11-30	$1,835,784
Total plan assets at end of year	2019-11-30	$0
Total plan assets at beginning of year	2019-11-30	$1,666,381
Value of fidelity bond covering the plan	2019-11-30	$200,000
Other income received	2019-11-30	$187,367
Net income (gross income less expenses)	2019-11-30	$-1,666,381
Net plan assets at end of year (total assets less liabilities)	2019-11-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-11-30	$1,666,381
Assets. Value of participant loans	2019-11-30	$0
Assets. Value of assets in partnership/joint-venture interests	2019-11-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-11-30	$17,964
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-11-30	$0
2018 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total income from all sources	2018-12-31	$-124,336
Expenses. Total of all expenses incurred	2018-12-31	$21,796
Total plan assets at end of year	2018-12-31	$1,666,381
Total plan assets at beginning of year	2018-12-31	$1,812,513
Value of fidelity bond covering the plan	2018-12-31	$200,000
Total contributions received or receivable from participants	2018-12-31	$0
Other income received	2018-12-31	$-124,336
Net income (gross income less expenses)	2018-12-31	$-146,132
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,666,381
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,812,513
Assets. Value of participant loans	2018-12-31	$3,773
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$115,722
Total contributions received or receivable from employer(s)	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$21,796
2017 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$268,685
Expenses. Total of all expenses incurred	2017-12-31	$26,375
Benefits paid (including direct rollovers)	2017-12-31	$6,639
Total plan assets at end of year	2017-12-31	$1,812,513
Total plan assets at beginning of year	2017-12-31	$1,570,203
Value of fidelity bond covering the plan	2017-12-31	$200,000
Other income received	2017-12-31	$260,268
Net income (gross income less expenses)	2017-12-31	$242,310
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,812,513
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,570,203
Assets. Value of participant loans	2017-12-31	$5,777
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$118,956
Total contributions received or receivable from employer(s)	2017-12-31	$8,417
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$19,736
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$126,049
Expenses. Total of all expenses incurred	2016-12-31	$35,139
Benefits paid (including direct rollovers)	2016-12-31	$16,976
Total plan assets at end of year	2016-12-31	$1,570,203
Total plan assets at beginning of year	2016-12-31	$1,479,293
Value of fidelity bond covering the plan	2016-12-31	$200,000
Other income received	2016-12-31	$105,736
Net income (gross income less expenses)	2016-12-31	$90,910
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,570,203
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,479,293
Assets. Value of participant loans	2016-12-31	$8,665
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$122,207
Total contributions received or receivable from employer(s)	2016-12-31	$20,313
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$18,163
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$85,360
Expenses. Total of all expenses incurred	2015-12-31	$24,180
Benefits paid (including direct rollovers)	2015-12-31	$6,565
Total plan assets at end of year	2015-12-31	$1,480,089
Total plan assets at beginning of year	2015-12-31	$1,418,909
Value of fidelity bond covering the plan	2015-12-31	$149,000
Other income received	2015-12-31	$71,443
Net income (gross income less expenses)	2015-12-31	$61,180
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,480,089
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,418,909
Assets. Value of participant loans	2015-12-31	$11,434
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$125,607
Total contributions received or receivable from employer(s)	2015-12-31	$13,917
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$17,615
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$109,944
Expenses. Total of all expenses incurred	2014-12-31	$5,168
Benefits paid (including direct rollovers)	2014-12-31	$5,168
Total plan assets at end of year	2014-12-31	$1,418,909
Total plan assets at beginning of year	2014-12-31	$1,314,133
Value of fidelity bond covering the plan	2014-12-31	$200,000
Other income received	2014-12-31	$86,644
Net income (gross income less expenses)	2014-12-31	$104,776
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,418,909
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,314,133
Assets. Value of participant loans	2014-12-31	$14,088
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$117,603
Total contributions received or receivable from employer(s)	2014-12-31	$23,300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$215,745
Expenses. Total of all expenses incurred	2013-12-31	$12,411
Benefits paid (including direct rollovers)	2013-12-31	$12,411
Total plan assets at end of year	2013-12-31	$1,314,133
Total plan assets at beginning of year	2013-12-31	$1,110,799
Value of fidelity bond covering the plan	2013-12-31	$300,000
Other income received	2013-12-31	$199,230
Net income (gross income less expenses)	2013-12-31	$203,334
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,314,133
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,110,799
Assets. Value of participant loans	2013-12-31	$21,799
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$148,711
Total contributions received or receivable from employer(s)	2013-12-31	$16,515
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$65,386
Expenses. Total of all expenses incurred	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$1,110,799
Total plan assets at beginning of year	2012-12-31	$1,045,413
Value of fidelity bond covering the plan	2012-12-31	$300,000
Other income received	2012-12-31	$47,665
Net income (gross income less expenses)	2012-12-31	$65,386
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,110,799
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,045,413
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$171,295
Total contributions received or receivable from employer(s)	2012-12-31	$17,721
2011 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$3,210
Expenses. Total of all expenses incurred	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$1,045,413
Total plan assets at beginning of year	2011-12-31	$1,042,203
Value of fidelity bond covering the plan	2011-12-31	$300,000
Other income received	2011-12-31	$-19,169
Net income (gross income less expenses)	2011-12-31	$3,210
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,045,413
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,042,203
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$203,089
Total contributions received or receivable from employer(s)	2011-12-31	$22,379
2010 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$159,178
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$1,042,203
Total plan assets at beginning of year	2010-12-31	$883,025
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$0
Noncash contributions received	2010-12-31	$96,829
Net income (gross income less expenses)	2010-12-31	$159,178
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,042,203
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$883,025
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$203,089
Total contributions received or receivable from employer(s)	2010-12-31	$62,349
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST

2019: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NEAL L. ROCKOWITZ, M.D., P.C. PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NEAL L. ROCKOWITZ, M.D., P.C.
Employer identification number (EIN):	860671518
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2019-01-01	ALAN GOLD, CPA	2019-12-31
002	2018-01-01
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01
002	2012-01-01	ROBERT BESSEN
002	2011-01-01	ROBERT BESSEN
002	2009-01-01	NEAL L. ROCKOWITZ, M.D.