401k Plan data: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN plan

RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 401k Plan overview

Plan Name	RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN
Plan identification number	001

RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARDS SHEET METAL WORKS INC has sponsored the creation of one or more 401k plans.

Company Name: RICHARDS SHEET METAL WORKS INC

Employer identification number (EIN): 870169400

NAIC Classification: 332110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 STEPHEN R RICHARDS STEPHEN R RICHARDS 2014-06-10
001 2012-01-01 STEPHEN R RICHARDS STEPHEN R RICHARDS 2013-05-27
001 2011-01-01 STEPHEN R. RICHARDS STEPHEN R. RICHARDS 2012-05-16
001 2010-01-01 STEPHEN R. RICHARDS STEPHEN R. RICHARDS 2011-09-22
001 2009-01-01 STEPHEN R. RICHARDS STEPHEN R. RICHARDS 2010-06-22

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	STEPHEN R RICHARDS	STEPHEN R RICHARDS	2014-06-10
001	2012-01-01	STEPHEN R RICHARDS	STEPHEN R RICHARDS	2013-05-27
001	2011-01-01	STEPHEN R. RICHARDS	STEPHEN R. RICHARDS	2012-05-16
001	2010-01-01	STEPHEN R. RICHARDS	STEPHEN R. RICHARDS	2011-09-22
001	2009-01-01	STEPHEN R. RICHARDS	STEPHEN R. RICHARDS	2010-06-22

Plan Statistics for RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN

401k plan membership statisitcs for RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN

Measure Date Value
2013: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 15
Number of participants with account balances 2013-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Total of all active and inactive participants 2012-01-01 16
Total participants 2012-01-01 16
Number of participants with account balances 2012-01-01 16
2011: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 16
Number of retired or separated participants receiving benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 17
Total participants 2011-01-01 17
Number of participants with account balances 2011-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 15
Number of retired or separated participants receiving benefits 2010-01-01 2
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 17
Total participants 2010-01-01 17
Number of participants with account balances 2010-01-01 16
2009: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 16
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 17
Number of participants with account balances 2009-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	15
Number of participants with account balances	2013-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Total of all active and inactive participants	2012-01-01	16
Total participants	2012-01-01	16
Number of participants with account balances	2012-01-01	16
2011: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	16
Number of retired or separated participants receiving benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	17
Total participants	2011-01-01	17
Number of participants with account balances	2011-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	15
Number of retired or separated participants receiving benefits	2010-01-01	2
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	17
Total participants	2010-01-01	17
Number of participants with account balances	2010-01-01	16
2009: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	16
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	17
Number of participants with account balances	2009-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN

Measure	Date	Value
2013 : RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$589,688
Expenses. Total of all expenses incurred	2013-12-31	$56,410
Benefits paid (including direct rollovers)	2013-12-31	$40,754
Total plan assets at end of year	2013-12-31	$4,015,832
Total plan assets at beginning of year	2013-12-31	$3,482,554
Value of fidelity bond covering the plan	2013-12-31	$275,000
Total contributions received or receivable from participants	2013-12-31	$15,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$1,657
Other income received	2013-12-31	$532,810
Net income (gross income less expenses)	2013-12-31	$533,278
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,015,832
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,482,554
Assets. Value of participant loans	2013-12-31	$52,312
Assets. Value of real-estate (other than employer real property)	2013-12-31	$320,874
Total contributions received or receivable from employer(s)	2013-12-31	$41,878
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$13,999
2012 : RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total income from all sources	2012-12-31	$381,339
Expenses. Total of all expenses incurred	2012-12-31	$383,587
Benefits paid (including direct rollovers)	2012-12-31	$372,222
Total plan assets at end of year	2012-12-31	$3,482,555
Total plan assets at beginning of year	2012-12-31	$3,484,803
Value of fidelity bond covering the plan	2012-12-31	$275,000
Total contributions received or receivable from participants	2012-12-31	$13,900
Expenses. Other expenses not covered elsewhere	2012-12-31	$11,365
Other income received	2012-12-31	$215,389
Net income (gross income less expenses)	2012-12-31	$-2,248
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,482,555
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,484,803
Assets. Value of real-estate (other than employer real property)	2012-12-31	$320,874
Total contributions received or receivable from employer(s)	2012-12-31	$152,050
2011 : RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$58,996
Expenses. Total of all expenses incurred	2011-12-31	$48,367
Benefits paid (including direct rollovers)	2011-12-31	$34,040
Total plan assets at end of year	2011-12-31	$3,484,803
Total plan assets at beginning of year	2011-12-31	$3,472,484
Value of fidelity bond covering the plan	2011-12-31	$275,000
Total contributions received or receivable from participants	2011-12-31	$2,570
Expenses. Other expenses not covered elsewhere	2011-12-31	$14,327
Other income received	2011-12-31	$-94,404
Net income (gross income less expenses)	2011-12-31	$10,629
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,484,803
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,472,484
Assets. Value of real-estate (other than employer real property)	2011-12-31	$320,874
Total contributions received or receivable from employer(s)	2011-12-31	$150,830
2010 : RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$407,183
Expenses. Total of all expenses incurred	2010-12-31	$25,741
Benefits paid (including direct rollovers)	2010-12-31	$19,090
Total plan assets at end of year	2010-12-31	$3,472,484
Total plan assets at beginning of year	2010-12-31	$3,091,042
Value of fidelity bond covering the plan	2010-12-31	$275,000
Total contributions received or receivable from participants	2010-12-31	$2,350
Expenses. Other expenses not covered elsewhere	2010-12-31	$6,651
Other income received	2010-12-31	$247,303
Net income (gross income less expenses)	2010-12-31	$381,442
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,472,484
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,091,042
Assets. Value of real-estate (other than employer real property)	2010-12-31	$320,874
Total contributions received or receivable from employer(s)	2010-12-31	$157,530

Form 5500 Responses for RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN

2013: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: RICHARDS SHEET METAL WORKS PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RICHARDS SHEET METAL WORKS INC
Employer identification number (EIN):	870169400
NAIC Classification:	332110