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ROBERT I. MERRILL, INC. 401(K) PLAN 401k Plan overview

Plan NameROBERT I. MERRILL, INC. 401(K) PLAN
Plan identification number 001

ROBERT I. MERRILL, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT I. MERRILL COMPANY has sponsored the creation of one or more 401k plans.

Company Name:ROBERT I. MERRILL COMPANY
Employer identification number (EIN):870331731
NAIC Classification:423700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT I. MERRILL, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01MICHAEL ELLSWORTH
0012017-01-01MICHAEL ELLSWORTH2018-05-03 MICHAEL ELLSWORTH2018-05-03
0012016-01-01MICHAEL ELLSWORTH2017-07-10 MICHAEL ELLSWORTH2017-07-10
0012015-01-01MICHAEL ELLSWORTH2016-07-05 MICHAEL ELLSWORTH2016-07-05
0012014-01-01MICHAEL ELLSWORTH2015-06-17 MICHAEL ELLSWORTH2015-06-17
0012013-01-01E. DUFF ELLSWORTH2014-07-18 E. DUFF ELLSWORTH2014-07-18
0012012-01-01E. DUFF ELLSWORTH2013-07-29 E. DUFF ELLSWORTH2013-07-29
0012011-01-01E. DUFF ELLSWORTH2012-07-20 E. DUFF ELLSWORTH2012-07-20
0012010-01-01E. DUFF ELLSWORTH2011-06-17 E. DUFF ELLSWORTH2011-06-17

Plan Statistics for ROBERT I. MERRILL, INC. 401(K) PLAN

401k plan membership statisitcs for ROBERT I. MERRILL, INC. 401(K) PLAN

Measure Date Value
2023: ROBERT I. MERRILL, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0145
Total number of active participants reported on line 7a of the Form 55002023-01-0135
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-018
Total of all active and inactive participants2023-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-0143
Number of participants with account balances2023-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: ROBERT I. MERRILL, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0142
Total number of active participants reported on line 7a of the Form 55002022-01-0136
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-019
Total of all active and inactive participants2022-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0145
Number of participants with account balances2022-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ROBERT I. MERRILL, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0139
Total number of active participants reported on line 7a of the Form 55002021-01-0138
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-0142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0142
Number of participants with account balances2021-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ROBERT I. MERRILL, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0137
Total number of active participants reported on line 7a of the Form 55002020-01-0135
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014
Total of all active and inactive participants2020-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0139
Number of participants with account balances2020-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ROBERT I. MERRILL, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0137
Total number of active participants reported on line 7a of the Form 55002019-01-0133
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0137
Number of participants with account balances2019-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ROBERT I. MERRILL, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0138
Total number of active participants reported on line 7a of the Form 55002018-01-0132
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-015
Total of all active and inactive participants2018-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0137
Number of participants with account balances2018-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010

Financial Data on ROBERT I. MERRILL, INC. 401(K) PLAN

Measure Date Value
2023 : ROBERT I. MERRILL, INC. 401(K) PLAN 2023 401k financial data
Transfers to/from the plan2023-12-31$0
Total plan liabilities at end of year2023-12-31$0
Total plan liabilities at beginning of year2023-12-31$0
Total income from all sources2023-12-31$1,007,366
Expenses. Total of all expenses incurred2023-12-31$57,033
Benefits paid (including direct rollovers)2023-12-31$34,714
Total plan assets at end of year2023-12-31$5,114,917
Total plan assets at beginning of year2023-12-31$4,164,584
Value of fidelity bond covering the plan2023-12-31$220,000
Assets. Value of tangible personal property2023-12-31$0
Total contributions received or receivable from participants2023-12-31$137,374
Assets. Value of loans (other than to participants)2023-12-31$0
Expenses. Other expenses not covered elsewhere2023-12-31$0
Contributions received from other sources (not participants or employers)2023-12-31$0
Other income received2023-12-31$707,610
Noncash contributions received2023-12-31$0
Net income (gross income less expenses)2023-12-31$950,333
Net plan assets at end of year (total assets less liabilities)2023-12-31$5,114,917
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$4,164,584
Assets. Value of participant loans2023-12-31$0
Assets. Value of assets in partnership/joint-venture interests2023-12-31$0
Assets. Value of real-estate (other than employer real property)2023-12-31$0
Assets. Value of employer securities2023-12-31$0
Assets. Value of employer real property2023-12-31$0
Total contributions received or receivable from employer(s)2023-12-31$162,382
Value of certain deemed distributions of participant loans2023-12-31$0
Value of corrective distributions2023-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$22,319
2022 : ROBERT I. MERRILL, INC. 401(K) PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-527,791
Expenses. Total of all expenses incurred2022-12-31$100,765
Benefits paid (including direct rollovers)2022-12-31$78,398
Total plan assets at end of year2022-12-31$4,164,584
Total plan assets at beginning of year2022-12-31$4,793,140
Value of fidelity bond covering the plan2022-12-31$220,000
Assets. Value of tangible personal property2022-12-31$0
Total contributions received or receivable from participants2022-12-31$133,183
Assets. Value of loans (other than to participants)2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$11,253
Other income received2022-12-31$-838,385
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-628,556
Net plan assets at end of year (total assets less liabilities)2022-12-31$4,164,584
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$4,793,140
Assets. Value of participant loans2022-12-31$0
Assets. Value of assets in partnership/joint-venture interests2022-12-31$0
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Assets. Value of employer securities2022-12-31$0
Assets. Value of employer real property2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$166,158
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$22,367
2021 : ROBERT I. MERRILL, INC. 401(K) PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$807,876
Expenses. Total of all expenses incurred2021-12-31$21,334
Benefits paid (including direct rollovers)2021-12-31$0
Total plan assets at end of year2021-12-31$4,793,140
Total plan assets at beginning of year2021-12-31$4,006,598
Value of fidelity bond covering the plan2021-12-31$220,000
Assets. Value of tangible personal property2021-12-31$0
Total contributions received or receivable from participants2021-12-31$130,116
Assets. Value of loans (other than to participants)2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$518,460
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$786,542
Net plan assets at end of year (total assets less liabilities)2021-12-31$4,793,140
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$4,006,598
Assets. Value of participant loans2021-12-31$0
Assets. Value of assets in partnership/joint-venture interests2021-12-31$0
Assets. Value of real-estate (other than employer real property)2021-12-31$0
Assets. Value of employer securities2021-12-31$0
Assets. Value of employer real property2021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$159,300
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$21,334
2020 : ROBERT I. MERRILL, INC. 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$855,998
Expenses. Total of all expenses incurred2020-12-31$15,704
Benefits paid (including direct rollovers)2020-12-31$0
Total plan assets at end of year2020-12-31$4,006,598
Total plan assets at beginning of year2020-12-31$3,166,304
Value of fidelity bond covering the plan2020-12-31$220,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$124,752
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$573,837
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$840,294
Net plan assets at end of year (total assets less liabilities)2020-12-31$4,006,598
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$3,166,304
Assets. Value of participant loans2020-12-31$0
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$157,409
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$15,704
2019 : ROBERT I. MERRILL, INC. 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$829,336
Expenses. Total of all expenses incurred2019-12-31$23,642
Benefits paid (including direct rollovers)2019-12-31$10,465
Total plan assets at end of year2019-12-31$3,166,304
Total plan assets at beginning of year2019-12-31$2,360,610
Value of fidelity bond covering the plan2019-12-31$220,000
Total contributions received or receivable from participants2019-12-31$118,150
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$49,558
Other income received2019-12-31$521,615
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$805,694
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,166,304
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,360,610
Total contributions received or receivable from employer(s)2019-12-31$140,013
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$13,177
2018 : ROBERT I. MERRILL, INC. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$4,789
Expenses. Total of all expenses incurred2018-12-31$270,618
Benefits paid (including direct rollovers)2018-12-31$269,053
Total plan assets at end of year2018-12-31$2,360,610
Total plan assets at beginning of year2018-12-31$2,626,439
Value of fidelity bond covering the plan2018-12-31$220,000
Total contributions received or receivable from participants2018-12-31$116,175
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-172,387
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-265,829
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,360,610
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,626,439
Total contributions received or receivable from employer(s)2018-12-31$61,001
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$1,565

Form 5500 Responses for ROBERT I. MERRILL, INC. 401(K) PLAN

2023: ROBERT I. MERRILL, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingNo
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ROBERT I. MERRILL, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROBERT I. MERRILL, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROBERT I. MERRILL, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROBERT I. MERRILL, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROBERT I. MERRILL, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes

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