401k Plan data: FAMILY EYECARE ASSOCIATES 401(K) plan

FAMILY EYECARE ASSOCIATES 401(K) 401k Plan overview

Plan Name	FAMILY EYECARE ASSOCIATES 401(K)
Plan identification number	002

FAMILY EYECARE ASSOCIATES 401(K) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HUMPHREYS, MARCHANT AND HUMPHREYS, ODS, LTD has sponsored the creation of one or more 401k plans.

Company Name: HUMPHREYS, MARCHANT AND HUMPHREYS, ODS, LTD

Employer identification number (EIN): 880168176

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAMILY EYECARE ASSOCIATES 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01 TROY HUMPHREYS 2021-09-21 TROY HUMPHREYS 2021-09-21
002 2019-01-01 SALLIE M SMITH 2020-10-12
002 2018-01-01 SALLIE SMITH 2019-09-20 FAMILY EYECARE ASSOCIATES 2019-09-20
002 2017-01-01 TROY HUMPHREYS 2018-10-03 TROY HUMPHREYS 2018-10-03
002 2016-01-01 TROY HUMPHREYS 2017-09-28 TROY HUMPHREYS 2017-09-28
002 2015-01-01 TROY HUMPHREYS 2016-05-07 TROY HUMPHREYS 2016-05-07
002 2014-01-01 TROY HUMPHREYS 2015-07-12 TROY HUMPHREYS 2015-07-12
002 2013-01-01 TROY HUMPHREYS 2014-07-18 TROY HUMPHREYS 2014-07-18
002 2012-01-01 DENIS HUMPHREYS 2013-07-22 KELLI CHARBONNEAU 2013-07-22
002 2011-01-01 DENIS M HUMPHREYS 2012-05-24 TINA M HUMPHREYS 2012-05-24
002 2010-01-01 DENIS HUMPHREYS 2012-01-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2020-01-01	TROY HUMPHREYS	2021-09-21	TROY HUMPHREYS	2021-09-21
002	2019-01-01	SALLIE M SMITH	2020-10-12
002	2018-01-01	SALLIE SMITH	2019-09-20	FAMILY EYECARE ASSOCIATES	2019-09-20
002	2017-01-01	TROY HUMPHREYS	2018-10-03	TROY HUMPHREYS	2018-10-03
002	2016-01-01	TROY HUMPHREYS	2017-09-28	TROY HUMPHREYS	2017-09-28
002	2015-01-01	TROY HUMPHREYS	2016-05-07	TROY HUMPHREYS	2016-05-07
002	2014-01-01	TROY HUMPHREYS	2015-07-12	TROY HUMPHREYS	2015-07-12
002	2013-01-01	TROY HUMPHREYS	2014-07-18	TROY HUMPHREYS	2014-07-18
002	2012-01-01	DENIS HUMPHREYS	2013-07-22	KELLI CHARBONNEAU	2013-07-22
002	2011-01-01	DENIS M HUMPHREYS	2012-05-24	TINA M HUMPHREYS	2012-05-24
002	2010-01-01	DENIS HUMPHREYS	2012-01-19

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Company Name:	HUMPHREYS, MARCHANT AND HUMPHREYS, ODS, LTD
Employer identification number (EIN):	880168176
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists