KATZ & ASSOCIATES INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
401k plan membership statisitcs for KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2022: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 59 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 43 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 28 |
| Total of all active and inactive participants | 2022-01-01 | 71 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 71 |
| Number of participants with account balances | 2022-01-01 | 66 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 31 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 28 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 59 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 59 |
| Number of participants with account balances | 2021-01-01 | 58 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 49 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
| Total of all active and inactive participants | 2020-01-01 | 31 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 31 |
| Number of participants with account balances | 2020-01-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 43 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 21 |
| Total of all active and inactive participants | 2019-01-01 | 49 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 49 |
| Number of participants with account balances | 2019-01-01 | 49 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 4 |
| Measure | Date | Value |
|---|
| 2022 : KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2022-12-31 | $0 |
| Total income from all sources | 2022-12-31 | $258,553 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $130,453 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $115,038 |
| Total plan assets at end of year | 2022-12-31 | $1,824,632 |
| Total plan assets at beginning of year | 2022-12-31 | $1,696,532 |
| Value of fidelity bond covering the plan | 2022-12-31 | $450,000 |
| Other income received | 2022-12-31 | $87,039 |
| Net income (gross income less expenses) | 2022-12-31 | $128,100 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $1,824,632 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,696,532 |
| Assets. Value of employer securities | 2022-12-31 | $1,378,089 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $171,514 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $15,415 |
| 2021 : KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data |
|---|
| Total plan liabilities at end of year | 2021-12-31 | $0 |
| Total plan liabilities at beginning of year | 2021-12-31 | $258,491 |
| Total income from all sources | 2021-12-31 | $627,106 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $55,148 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $48,182 |
| Total plan assets at end of year | 2021-12-31 | $1,696,532 |
| Total plan assets at beginning of year | 2021-12-31 | $1,383,065 |
| Value of fidelity bond covering the plan | 2021-12-31 | $450,000 |
| Other income received | 2021-12-31 | $451,754 |
| Net income (gross income less expenses) | 2021-12-31 | $571,958 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $1,696,532 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,124,574 |
| Assets. Value of employer securities | 2021-12-31 | $1,359,450 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $175,352 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $6,966 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data |
|---|
| Total plan liabilities at end of year | 2020-12-31 | $258,491 |
| Total plan liabilities at beginning of year | 2020-12-31 | $404,884 |
| Total income from all sources | 2020-12-31 | $239,002 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $56,293 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $49,843 |
| Total plan assets at end of year | 2020-12-31 | $1,383,065 |
| Total plan assets at beginning of year | 2020-12-31 | $1,346,749 |
| Value of fidelity bond covering the plan | 2020-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2020-12-31 | $0 |
| Other income received | 2020-12-31 | $81,331 |
| Noncash contributions received | 2020-12-31 | $0 |
| Net income (gross income less expenses) | 2020-12-31 | $182,709 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $1,124,574 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $941,865 |
| Assets. Value of employer securities | 2020-12-31 | $983,597 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $157,671 |
| Value of corrective distributions | 2020-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $6,450 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data |
|---|
| Total plan liabilities at end of year | 2019-12-31 | $404,884 |
| Total plan liabilities at beginning of year | 2019-12-31 | $0 |
| Total income from all sources | 2019-12-31 | $243,797 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $30,958 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $29,353 |
| Total plan assets at end of year | 2019-12-31 | $1,346,749 |
| Total plan assets at beginning of year | 2019-12-31 | $729,026 |
| Value of fidelity bond covering the plan | 2019-12-31 | $450,000 |
| Other income received | 2019-12-31 | $80,492 |
| Net income (gross income less expenses) | 2019-12-31 | $212,839 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $941,865 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $729,026 |
| Assets. Value of employer securities | 2019-12-31 | $784,079 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $163,305 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $1,605 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2022: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: KATZ & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
