401k Plan data: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN plan

PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan Name	PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number	001

PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PRESCOTT COLLEGE has sponsored the creation of one or more 401k plans.

Company Name: PRESCOTT COLLEGE

Employer identification number (EIN): 880294012

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 ANNE LABRUZZO
001 2012-01-01 ANNE LABRUZZO
001 2011-01-01 ANNE LABRUZZO
001 2009-01-01 CATHERINE BOLAND
001 2008-01-01 LISA LUNDBERG
001 2007-01-01 LISA LUNDBERG
001 2006-01-01 LISA LUNDBERG
001 2005-01-01 LISA LUNDBERG
001 2004-01-01 LISA LUNDBERG
001 2003-01-01 LISA LUNDBERG

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01	ANNE LABRUZZO
001	2012-01-01	ANNE LABRUZZO
001	2011-01-01	ANNE LABRUZZO
001	2009-01-01	CATHERINE BOLAND
001	2008-01-01	LISA LUNDBERG
001	2007-01-01	LISA LUNDBERG
001	2006-01-01	LISA LUNDBERG
001	2005-01-01	LISA LUNDBERG
001	2004-01-01	LISA LUNDBERG
001	2003-01-01	LISA LUNDBERG

Plan Statistics for PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2013: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 363
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 143
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 204
Total of all active and inactive participants 2013-01-01 347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 348
Number of participants with account balances 2013-01-01 339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 386
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 169
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 193
Total of all active and inactive participants 2012-01-01 362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 363
Number of participants with account balances 2012-01-01 352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8
2011: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 392
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 201
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 184
Total of all active and inactive participants 2011-01-01 385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 386
Number of participants with account balances 2011-01-01 372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 10
2009: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 353
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 74
Total of all active and inactive participants 2009-01-01 427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 427
Number of participants with account balances 2009-01-01 389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	363
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	143
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	204
Total of all active and inactive participants	2013-01-01	347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	348
Number of participants with account balances	2013-01-01	339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	386
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	169
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	193
Total of all active and inactive participants	2012-01-01	362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	363
Number of participants with account balances	2012-01-01	352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	392
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	201
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	184
Total of all active and inactive participants	2011-01-01	385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	386
Number of participants with account balances	2011-01-01	372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	10
2009: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	353
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	74
Total of all active and inactive participants	2009-01-01	427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	427
Number of participants with account balances	2009-01-01	389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2013 : PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$813
Total income from all sources (including contributions)	2013-12-31	$1,693,069
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$407,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$398,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$361,010
Value of total assets at end of year	2013-12-31	$10,712,650
Value of total assets at beginning of year	2013-12-31	$9,427,512
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$9,042
Total interest from all sources	2013-12-31	$111,297
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$350,685
Participant contributions at end of year	2013-12-31	$10,599
Participant contributions at beginning of year	2013-12-31	$12,663
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$10,325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$813
Administrative expenses (other) incurred	2013-12-31	$9,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,285,951
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,712,650
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,426,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,450,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,406,374
Value of interest in pooled separate accounts at end of year	2013-12-31	$347,570
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$292,733
Interest earned on other investments	2013-12-31	$111,297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,903,852
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,715,742
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$47,909
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,191,029
Net investment gain/loss from pooled separate accounts	2013-12-31	$29,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$350,167
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MUKAI GREENLEE & CO
Accountancy firm EIN	2013-12-31	860695371
2012 : PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$813
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,194,231
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$424,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$410,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$376,325
Value of total assets at end of year	2012-12-31	$9,427,512
Value of total assets at beginning of year	2012-12-31	$8,657,208
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,650
Total interest from all sources	2012-12-31	$102,452
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$365,013
Participant contributions at end of year	2012-12-31	$12,663
Participant contributions at beginning of year	2012-12-31	$12,611
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$11,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$813
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$14,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$769,491
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,426,699
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,657,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,406,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,784,942
Value of interest in pooled separate accounts at end of year	2012-12-31	$292,733
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$249,923
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$102,452
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,715,742
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,609,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$690,288
Net investment gain/loss from pooled separate accounts	2012-12-31	$25,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$410,090
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MUKAI GREENLEE & CO
Accountancy firm EIN	2012-12-31	860695371
2011 : PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$7,106
Total income from all sources (including contributions)	2011-12-31	$856,133
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$175,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$175,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$754,516
Value of total assets at end of year	2011-12-31	$8,657,208
Value of total assets at beginning of year	2011-12-31	$7,984,150
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$99,756
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$414,363
Participant contributions at end of year	2011-12-31	$12,611
Participant contributions at beginning of year	2011-12-31	$14,825
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$28,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$680,164
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,657,208
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,977,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,784,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,306,101
Value of interest in pooled separate accounts at end of year	2011-12-31	$249,923
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$213,228
Interest earned on other investments	2011-12-31	$99,756
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,609,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,340,321
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-26,286
Net investment gain/loss from pooled separate accounts	2011-12-31	$28,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$312,143
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$109,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$175,969
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$7,106
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MUKAI GREENLEE & CO
Accountancy firm EIN	2011-12-31	860695371
2010 : PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$66,715
Total unrealized appreciation/depreciation of assets	2010-12-31	$66,715
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$7,106
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,389,239
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$236,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$229,101
Value of total corrective distributions	2010-12-31	$7,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$749,799
Value of total assets at end of year	2010-12-31	$7,984,150
Value of total assets at beginning of year	2010-12-31	$6,824,012
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$16,102
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$635
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$354,423
Participant contributions at end of year	2010-12-31	$14,825
Participant contributions at beginning of year	2010-12-31	$12,849
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,153,032
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,977,044
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,824,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,306,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,409,287
Value of interest in pooled separate accounts at end of year	2010-12-31	$213,228
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$159,378
Interest earned on other investments	2010-12-31	$16,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,340,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,086,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$555,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$394,529
Employer contributions (assets) at end of year	2010-12-31	$109,675
Employer contributions (assets) at beginning of year	2010-12-31	$156,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$229,101
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$7,106
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MUKAI GREENLEE & CO
Accountancy firm EIN	2010-12-31	860695371
2009 : PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

2013: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2007: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2006: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2006 form 5500 responses
2006-01-01	Type of plan entity	Single employer plan
2006-01-01	Submission has been amended	No
2006-01-01	This submission is the final filing	No
2006-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-01-01	Plan is a collectively bargained plan	No
2005: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2005 form 5500 responses
2005-01-01	Type of plan entity	Single employer plan
2005-01-01	Submission has been amended	No
2005-01-01	This submission is the final filing	No
2005-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2005-01-01	Plan is a collectively bargained plan	No
2004: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2004 form 5500 responses
2004-01-01	Type of plan entity	Single employer plan
2004-01-01	Submission has been amended	No
2004-01-01	This submission is the final filing	No
2004-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2004-01-01	Plan is a collectively bargained plan	No
2003: PRESCOTT COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2003 form 5500 responses
2003-01-01	Type of plan entity	Single employer plan
2003-01-01	Submission has been amended	Yes
2003-01-01	This submission is the final filing	No
2003-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2003-01-01	Plan is a collectively bargained plan	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	PRESCOTT COLLEGE
Employer identification number (EIN):	880294012
NAIC Classification:	611000