401k Plan data: M CAPITAL SERVICES LLC 401K PROFIT SHARING PLAN AND TRUST plan

M CAPITAL SERVICES LLC 401K PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	M CAPITAL SERVICES LLC 401K PROFIT SHARING PLAN AND TRUST
Plan identification number	001

M CAPITAL SERVICES LLC 401K PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

M CAPITAL SERVICES LLC has sponsored the creation of one or more 401k plans.

Company Name: M CAPITAL SERVICES LLC

Employer identification number (EIN): 880503729

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about M CAPITAL SERVICES LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3423192

More information about M CAPITAL SERVICES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan M CAPITAL SERVICES LLC 401K PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 SHAWNNA EARNEST 2018-10-12
001 2016-01-01 SHAWNNA EARNEST 2017-08-08
001 2015-01-01 SHAWNNA EARNEST 2016-08-16
001 2014-01-01 SHAWNNA EARNEST 2015-10-05 SHAWNNA EARNEST 2015-10-05
001 2013-01-01 SHAWNNA EARNEST 2014-08-04
001 2012-01-01 SHAWNNA EARNEST 2013-07-09 SHAWNNA EARNEST 2013-07-09
001 2011-01-01 AMY VAN TASSEL 2012-07-31 AMY VAN TASSEL 2012-07-31
001 2010-01-01 AMY VANTASSEL 2011-04-27 AMY VANTASSEL 2011-04-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	SHAWNNA EARNEST	2018-10-12
001	2016-01-01	SHAWNNA EARNEST	2017-08-08
001	2015-01-01	SHAWNNA EARNEST	2016-08-16
001	2014-01-01	SHAWNNA EARNEST	2015-10-05	SHAWNNA EARNEST	2015-10-05
001	2013-01-01	SHAWNNA EARNEST	2014-08-04
001	2012-01-01	SHAWNNA EARNEST	2013-07-09	SHAWNNA EARNEST	2013-07-09
001	2011-01-01	AMY VAN TASSEL	2012-07-31	AMY VAN TASSEL	2012-07-31
001	2010-01-01	AMY VANTASSEL	2011-04-27	AMY VANTASSEL	2011-04-27

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Company Name:	M CAPITAL SERVICES LLC
Employer identification number (EIN):	880503729
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3423192