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BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 401k Plan overview

Plan NameBENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC
Plan identification number 003

BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEXEO HOLDINGS, LLC has sponsored the creation of one or more 401k plans.

Company Name:NEXEO HOLDINGS, LLC
Employer identification number (EIN):880518545
NAIC Classification:561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01SPENCER BARCLAY
0032016-01-01SPENCER BARCLAY
0032015-01-01SPENCER BARCLAY
0032015-01-01SPENCER BARCLAY
0032014-01-01SPENCER BARCLAY
0032014-01-01SPENCER BARCLAY
0032013-03-16SPENCER BARCLAY2014-07-24

Plan Statistics for BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC

401k plan membership statisitcs for BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC

Measure Date Value
2017: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2017 401k membership
Total participants, beginning-of-year2017-01-01134
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2016 401k membership
Total participants, beginning-of-year2016-01-01187
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01134
Total of all active and inactive participants2016-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01134
Number of participants with account balances2016-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2015 401k membership
Total participants, beginning-of-year2015-01-01691
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0115
Number of participants with account balances2015-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2014 401k membership
Total participants, beginning-of-year2014-01-01579
Total number of active participants reported on line 7a of the Form 55002014-01-01690
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-01691
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01691
Number of participants with account balances2014-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC

Measure Date Value
2017 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$4,652
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$136,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$114,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$0
Value of total assets at end of year2017-03-31$0
Value of total assets at beginning of year2017-03-31$131,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$21,983
Total interest from all sources2017-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-03-31$0
Administrative expenses professional fees incurred2017-03-31$13,168
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-03-31$0
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$-131,829
Value of net assets at end of year (total assets less liabilities)2017-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$131,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Assets. Value of investments in 103.12 investment entities at end of year2017-03-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-03-31$131,829
Net gain/loss from 103.12 investment entities2017-03-31$4,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$114,498
Contract administrator fees2017-03-31$8,815
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31SQUIRE & COMPANY, PC
Accountancy firm EIN2017-03-31870343246
2016 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$43,463
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$139,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$117,094
Value of total corrective distributions2016-12-31$8,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$24,672
Value of total assets at end of year2016-12-31$131,829
Value of total assets at beginning of year2016-12-31$227,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,014
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$7,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-95,742
Value of net assets at end of year (total assets less liabilities)2016-12-31$131,829
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$227,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,147
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$131,829
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$227,571
Net gain/loss from 103.12 investment entities2016-12-31$18,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$24,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$117,094
Contract administrator fees2016-12-31$5,867
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SQUIRE & COMPANY, PC
Accountancy firm EIN2016-12-31870343246
2015 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$35,421
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$74,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$26,713
Value of total corrective distributions2015-12-31$43,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$38,627
Value of total assets at end of year2015-12-31$227,571
Value of total assets at beginning of year2015-12-31$266,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,640
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$38,627
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$2,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-38,977
Value of net assets at end of year (total assets less liabilities)2015-12-31$227,571
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$266,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,290
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$227,571
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$263,596
Net gain/loss from 103.12 investment entities2015-12-31$-3,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$26,713
Contract administrator fees2015-12-31$3,350
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SQUIRE & COMPANY, PC
Accountancy firm EIN2015-12-31870343246
2014 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$125,017
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$36,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$28,344
Value of total corrective distributions2014-12-31$4,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$110,863
Value of total assets at end of year2014-12-31$266,548
Value of total assets at beginning of year2014-12-31$177,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,814
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$5,204
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$107,785
Participant contributions at end of year2014-12-31$2,952
Participant contributions at beginning of year2014-12-31$2,717
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,078
Other income not declared elsewhere2014-12-31$11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$88,841
Value of net assets at end of year (total assets less liabilities)2014-12-31$266,548
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$177,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$2,221
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$263,596
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$174,990
Net gain/loss from 103.12 investment entities2014-12-31$8,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$28,344
Contract administrator fees2014-12-31$1,593
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SQUIRE & COMPANY, PC
Accountancy firm EIN2014-12-31870343246

Form 5500 Responses for BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC

2017: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BENEFITGUARD RETIREMENT INCOME SECURITY PLAN-NEXEO HOLDINGS, LLC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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