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DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 401k Plan overview

Plan NameDIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN
Plan identification number 001

DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIGESTIVE HEALTH SPECIALISTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:DIGESTIVE HEALTH SPECIALISTS, INC.
Employer identification number (EIN):910880426
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about DIGESTIVE HEALTH SPECIALISTS, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 2009-11-16
Company Identification Number: C3263884
Legal Registered Office Address: 1045 Atlantic Ave, Ste 907

Long Beach
United States of America (USA)
90813

More information about DIGESTIVE HEALTH SPECIALISTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01CINDY FRUGE
0012013-01-01CINDY FRUGE
0012012-01-01CINDY FRUGE
0012011-01-01CINDY FRUGE CINDY FRUGE2012-10-08
0012009-01-01CINDY FRUGE

Plan Statistics for DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN

401k plan membership statisitcs for DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN

Measure Date Value
2017: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01328
Total number of active participants reported on line 7a of the Form 55002017-01-01235
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01111
Total of all active and inactive participants2017-01-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01346
Number of participants with account balances2017-01-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0125
2016: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01326
Total number of active participants reported on line 7a of the Form 55002016-01-01232
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0196
Total of all active and inactive participants2016-01-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01328
Number of participants with account balances2016-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0129
2015: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01322
Total number of active participants reported on line 7a of the Form 55002015-01-01238
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0188
Total of all active and inactive participants2015-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01326
Number of participants with account balances2015-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01315
Total number of active participants reported on line 7a of the Form 55002014-01-01245
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0177
Total of all active and inactive participants2014-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01322
Number of participants with account balances2014-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01332
Total number of active participants reported on line 7a of the Form 55002013-01-01246
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0169
Total of all active and inactive participants2013-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01315
Number of participants with account balances2013-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0115
2012: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01310
Total number of active participants reported on line 7a of the Form 55002012-01-01245
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0187
Total of all active and inactive participants2012-01-01332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01332
Number of participants with account balances2012-01-01322
2011: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01310
Total number of active participants reported on line 7a of the Form 55002011-01-01245
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0165
Total of all active and inactive participants2011-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01310
Number of participants with account balances2011-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01228
Total number of active participants reported on line 7a of the Form 55002009-01-01199
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0153
Total of all active and inactive participants2009-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01252
Number of participants with account balances2009-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN

Measure Date Value
2017 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,396
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$9,232
Total income from all sources (including contributions)2017-12-31$10,001,361
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,411,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,278,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,451,355
Value of total assets at end of year2017-12-31$45,488,012
Value of total assets at beginning of year2017-12-31$36,904,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$133,457
Total interest from all sources2017-12-31$6,550,006
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$133,457
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,326,624
Participant contributions at end of year2017-12-31$306,319
Participant contributions at beginning of year2017-12-31$289,136
Participant contributions at end of year2017-12-31$257
Participant contributions at beginning of year2017-12-31$144
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$143,372
Liabilities. Value of operating payables at end of year2017-12-31$2,396
Liabilities. Value of operating payables at beginning of year2017-12-31$9,232
Total non interest bearing cash at end of year2017-12-31$102,381
Total non interest bearing cash at beginning of year2017-12-31$54,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,589,896
Value of net assets at end of year (total assets less liabilities)2017-12-31$45,485,616
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,895,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$43,097,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$34,664,483
Interest on participant loans2017-12-31$13,175
Interest earned on other investments2017-12-31$6,536,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,981,359
Employer contributions (assets) at end of year2017-12-31$1,981,359
Employer contributions (assets) at beginning of year2017-12-31$1,897,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,278,008
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2017-12-31911503183
2016 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$9,232
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$36,045
Total income from all sources (including contributions)2016-12-31$5,384,047
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,323,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,237,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,155,220
Value of total assets at end of year2016-12-31$36,904,952
Value of total assets at beginning of year2016-12-31$36,871,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$85,853
Total interest from all sources2016-12-31$2,228,827
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$85,853
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,249,000
Participant contributions at end of year2016-12-31$289,136
Participant contributions at beginning of year2016-12-31$334,125
Participant contributions at end of year2016-12-31$144
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$9,133
Liabilities. Value of operating payables at end of year2016-12-31$9,232
Liabilities. Value of operating payables at beginning of year2016-12-31$36,045
Total non interest bearing cash at end of year2016-12-31$54,102
Total non interest bearing cash at beginning of year2016-12-31$46,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$60,400
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,895,720
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,835,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$34,664,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,430,291
Interest on participant loans2016-12-31$13,972
Interest earned on other investments2016-12-31$2,214,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,897,087
Employer contributions (assets) at end of year2016-12-31$1,897,087
Employer contributions (assets) at beginning of year2016-12-31$2,060,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,237,794
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2016-12-31911503183
2015 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$36,045
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$28,355
Total income from all sources (including contributions)2015-12-31$3,472,416
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,348,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,218,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,420,794
Value of total assets at end of year2015-12-31$36,871,365
Value of total assets at beginning of year2015-12-31$34,739,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$129,482
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$40,634
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,270,657
Participant contributions at end of year2015-12-31$334,125
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$89,344
Other income not declared elsewhere2015-12-31$51,622
Liabilities. Value of operating payables at end of year2015-12-31$36,045
Liabilities. Value of operating payables at beginning of year2015-12-31$28,355
Total non interest bearing cash at end of year2015-12-31$46,156
Total non interest bearing cash at beginning of year2015-12-31$27,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,124,335
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,835,320
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$34,710,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$88,848
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,430,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,520,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,060,793
Employer contributions (assets) at end of year2015-12-31$2,060,793
Employer contributions (assets) at beginning of year2015-12-31$2,190,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,218,599
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2015-12-31911503183
2014 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$28,355
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$19,974
Total income from all sources (including contributions)2014-12-31$5,690,590
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,246,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,132,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,563,111
Value of total assets at end of year2014-12-31$34,739,340
Value of total assets at beginning of year2014-12-31$30,286,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$114,043
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$25,993
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,257,317
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$109,643
Liabilities. Value of operating payables at end of year2014-12-31$28,355
Liabilities. Value of operating payables at beginning of year2014-12-31$19,974
Total non interest bearing cash at end of year2014-12-31$27,880
Total non interest bearing cash at beginning of year2014-12-31$36,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,444,521
Value of net assets at end of year (total assets less liabilities)2014-12-31$34,710,985
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,266,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$88,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,520,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$28,460,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,127,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,196,151
Employer contributions (assets) at end of year2014-12-31$2,190,569
Employer contributions (assets) at beginning of year2014-12-31$1,788,559
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,132,026
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2014-12-31911503183
2013 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$19,974
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$31,005
Total income from all sources (including contributions)2013-12-31$7,196,689
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,900,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,822,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,026,713
Value of total assets at end of year2013-12-31$30,286,438
Value of total assets at beginning of year2013-12-31$25,001,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$78,276
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$139
Administrative expenses professional fees incurred2013-12-31$20,424
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,209,207
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$28,947
Other income not declared elsewhere2013-12-31$13,992
Liabilities. Value of operating payables at end of year2013-12-31$19,974
Liabilities. Value of operating payables at beginning of year2013-12-31$31,005
Total non interest bearing cash at end of year2013-12-31$36,971
Total non interest bearing cash at beginning of year2013-12-31$72,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,296,132
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,266,464
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,970,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$57,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$28,460,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$23,230,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,155,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,788,559
Employer contributions (assets) at end of year2013-12-31$1,788,559
Employer contributions (assets) at beginning of year2013-12-31$1,697,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,822,281
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2013-12-31911503183
2012 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$31,005
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,530
Total income from all sources (including contributions)2012-12-31$5,713,774
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$923,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$862,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,914,811
Value of total assets at end of year2012-12-31$25,001,337
Value of total assets at beginning of year2012-12-31$20,191,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$61,507
Total interest from all sources2012-12-31$140
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$19,475
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,164,759
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$52,062
Liabilities. Value of operating payables at end of year2012-12-31$31,005
Liabilities. Value of operating payables at beginning of year2012-12-31$11,530
Total non interest bearing cash at end of year2012-12-31$72,393
Total non interest bearing cash at beginning of year2012-12-31$17,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,790,161
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,970,332
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$20,180,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$42,032
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$23,230,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$18,504,483
Interest earned on other investments2012-12-31$140
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,798,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,697,990
Employer contributions (assets) at end of year2012-12-31$1,697,990
Employer contributions (assets) at beginning of year2012-12-31$1,670,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$862,106
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2012-12-31911503183
2011 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,530
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$20,008
Total income from all sources (including contributions)2011-12-31$2,756,838
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$701,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$601,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,824,016
Value of total assets at end of year2011-12-31$20,191,701
Value of total assets at beginning of year2011-12-31$18,145,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$100,193
Total interest from all sources2011-12-31$134
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$11,605
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,130,045
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$300
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$23,860
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$120
Administrative expenses (other) incurred2011-12-31$447
Liabilities. Value of operating payables at end of year2011-12-31$11,530
Liabilities. Value of operating payables at beginning of year2011-12-31$19,888
Total non interest bearing cash at end of year2011-12-31$17,107
Total non interest bearing cash at beginning of year2011-12-31$25,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$2,054,929
Value of net assets at end of year (total assets less liabilities)2011-12-31$20,180,171
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$18,125,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$64,288
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$18,504,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,911,255
Interest earned on other investments2011-12-31$134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-67,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,670,111
Employer contributions (assets) at end of year2011-12-31$1,670,111
Employer contributions (assets) at beginning of year2011-12-31$1,207,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$601,716
Contract administrator fees2011-12-31$23,853
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2011-12-31911503183
2010 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$20,008
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,386
Total income from all sources (including contributions)2010-12-31$4,404,250
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,105,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,979,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,183,623
Value of total assets at end of year2010-12-31$18,145,250
Value of total assets at beginning of year2010-12-31$16,832,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$125,645
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$42,268
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$963,347
Participant contributions at end of year2010-12-31$300
Participant contributions at beginning of year2010-12-31$14,629
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$12,406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$120
Administrative expenses (other) incurred2010-12-31$214
Liabilities. Value of operating payables at end of year2010-12-31$19,888
Liabilities. Value of operating payables at beginning of year2010-12-31$6,386
Total non interest bearing cash at end of year2010-12-31$25,825
Total non interest bearing cash at beginning of year2010-12-31$17,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,299,048
Value of net assets at end of year (total assets less liabilities)2010-12-31$18,125,242
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,826,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$46,868
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,911,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$15,833,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,220,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,207,870
Employer contributions (assets) at end of year2010-12-31$1,207,870
Employer contributions (assets) at beginning of year2010-12-31$966,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,979,557
Contract administrator fees2010-12-31$36,295
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DWYER, PEMBERTON & COULSON, P.C.
Accountancy firm EIN2010-12-31911503183
2009 : DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN

2017: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DIGESTIVE HEALTH SPECIALISTS, INC., P.S. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23947
Policy instance 1
Insurance contract or identification number23947
Number of Individuals Covered531
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,653
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19653
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker namePANAGIOTU PENSION ADVISORS INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23947
Policy instance 1
Insurance contract or identification number23947
Number of Individuals Covered339
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $111,473
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees88848
Additional information about fees paid to insurance brokerRIA FEES
Insurance broker organization code?4
Insurance broker namePANAGIOTU PENSION ADVISORS INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23947
Policy instance 1
Insurance contract or identification number23947
Number of Individuals Covered332
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $103,022
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees88050
Additional information about fees paid to insurance brokerRIA FEES
Insurance broker organization code?4
Insurance broker namePANAGIOTU PENSION ADVISORS INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23947
Policy instance 1
Insurance contract or identification number23947
Number of Individuals Covered326
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $73,433
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees63061
Additional information about fees paid to insurance brokerRIA FEES
Insurance broker organization code?4
Insurance broker namePANAGIOTU PENSION ADVISORS INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23947
Policy instance 1
Insurance contract or identification number23947
Number of Individuals Covered326
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $63,061
Total amount of fees paid to insurance companyUSD $10,372
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $63,061
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerRIA FEES
Insurance broker organization code?4
Insurance broker namePPA
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23947
Policy instance 1
Insurance contract or identification number23947
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $57,666
Total amount of fees paid to insurance companyUSD $9,209
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23947
Policy instance 1
Insurance contract or identification number23947
Number of Individuals Covered279
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $47,082
Total amount of fees paid to insurance companyUSD $7,982
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $46,868
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Amount paid for insurance broker fees7982
Insurance broker nameVANGUARD GROUP INC.

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