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THOMAS J. HERRICK, D.D.S. 401(K) PLAN 401k Plan overview

Plan NameTHOMAS J. HERRICK, D.D.S. 401(K) PLAN
Plan identification number 001

THOMAS J. HERRICK, D.D.S. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS J. HERRICK, D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:THOMAS J. HERRICK, D.D.S.
Employer identification number (EIN):911607793
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS J. HERRICK, D.D.S. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01THOMAS J HERRICK2024-10-01
0012022-01-01
0012021-01-01THOMAS J. HERRICK2022-10-04 THOMAS J. HERRICK2022-10-04
0012020-01-01THOMAS J. HERRICK2021-09-21 THOMAS J. HERRICK2021-09-21
0012019-01-01THOMAS J. HERRICK2020-09-02
0012018-01-01THOMAS J. HERRICK2019-10-07
0012017-01-01
0012016-01-01THOMAS J. HERRICK
0012015-01-01THOMAS J. HERRICK
0012014-01-01THOMAS J. HERRICK
0012013-01-01THOMAS J. HERRICK2014-10-13
0012012-01-01THOMAS J. HERRICK2013-07-24
0012011-01-01THOMAS J. HERRICK2012-10-05
0012010-01-01THOMAS J. HERRICK2011-10-14

Plan Statistics for THOMAS J. HERRICK, D.D.S. 401(K) PLAN

401k plan membership statisitcs for THOMAS J. HERRICK, D.D.S. 401(K) PLAN

Measure Date Value
2023: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0110
Total number of active participants reported on line 7a of the Form 55002023-01-017
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-012
Total of all active and inactive participants2023-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-019
Number of participants with account balances2023-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-019
Total number of active participants reported on line 7a of the Form 55002022-01-016
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-016
Number of participants with account balances2022-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-019
Total number of active participants reported on line 7a of the Form 55002021-01-015
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-019
Number of participants with account balances2021-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-018
Total number of active participants reported on line 7a of the Form 55002020-01-015
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014
Total of all active and inactive participants2020-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-019
Number of participants with account balances2020-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016
Total number of active participants reported on line 7a of the Form 55002019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-018
Total participants2019-01-018
Number of participants with account balances2019-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-018
Total number of active participants reported on line 7a of the Form 55002018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-014
Total of all active and inactive participants2018-01-016
Total participants2018-01-016
Number of participants with account balances2018-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-018
Number of participants with account balances2017-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018
Total number of active participants reported on line 7a of the Form 55002016-01-014
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-014
Total of all active and inactive participants2016-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-018
Number of participants with account balances2016-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-016
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-017
Number of participants with account balances2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-017
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017
Number of participants with account balances2014-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on THOMAS J. HERRICK, D.D.S. 401(K) PLAN

Measure Date Value
2023 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2023 401k financial data
Total income from all sources2023-12-31$485,588
Expenses. Total of all expenses incurred2023-12-31$16,615
Benefits paid (including direct rollovers)2023-12-31$16,602
Total plan assets at end of year2023-12-31$3,179,416
Total plan assets at beginning of year2023-12-31$2,710,443
Value of fidelity bond covering the plan2023-12-31$500,000
Total contributions received or receivable from participants2023-12-31$37,330
Contributions received from other sources (not participants or employers)2023-12-31$0
Other income received2023-12-31$395,903
Net income (gross income less expenses)2023-12-31$468,973
Net plan assets at end of year (total assets less liabilities)2023-12-31$3,179,416
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$2,710,443
Assets. Value of assets in partnership/joint-venture interests2023-12-31$125,000
Total contributions received or receivable from employer(s)2023-12-31$52,355
Value of certain deemed distributions of participant loans2023-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$13
2022 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2022 401k financial data
Total plan liabilities at beginning of year2022-12-31$7,000
Total income from all sources2022-12-31$-391,625
Expenses. Total of all expenses incurred2022-12-31$5,421
Benefits paid (including direct rollovers)2022-12-31$5,421
Total plan assets at end of year2022-12-31$2,710,443
Total plan assets at beginning of year2022-12-31$3,114,489
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$35,201
Other income received2022-12-31$-473,685
Net income (gross income less expenses)2022-12-31$-397,046
Net plan assets at end of year (total assets less liabilities)2022-12-31$2,710,443
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$3,107,489
Assets. Value of assets in partnership/joint-venture interests2022-12-31$125,000
Total contributions received or receivable from employer(s)2022-12-31$46,859
2021 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$7,000
Total income from all sources2021-12-31$536,358
Expenses. Total of all expenses incurred2021-12-31$69,023
Benefits paid (including direct rollovers)2021-12-31$57,421
Total plan assets at end of year2021-12-31$3,114,489
Total plan assets at beginning of year2021-12-31$2,640,154
Total contributions received or receivable from participants2021-12-31$34,211
Other income received2021-12-31$466,564
Net income (gross income less expenses)2021-12-31$467,335
Net plan assets at end of year (total assets less liabilities)2021-12-31$3,107,489
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,640,154
Assets. Value of assets in partnership/joint-venture interests2021-12-31$140,000
Total contributions received or receivable from employer(s)2021-12-31$35,583
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$11,602
2020 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$468,211
Expenses. Total of all expenses incurred2020-12-31$8,371
Total plan assets at end of year2020-12-31$2,640,154
Total plan assets at beginning of year2020-12-31$2,180,314
Total contributions received or receivable from participants2020-12-31$32,608
Other income received2020-12-31$359,507
Net income (gross income less expenses)2020-12-31$459,840
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,640,154
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,180,314
Assets. Value of assets in partnership/joint-venture interests2020-12-31$130,000
Total contributions received or receivable from employer(s)2020-12-31$76,096
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$8,371
2019 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$529,079
Expenses. Total of all expenses incurred2019-12-31$72,670
Benefits paid (including direct rollovers)2019-12-31$65,104
Total plan assets at end of year2019-12-31$2,180,314
Total plan assets at beginning of year2019-12-31$1,723,905
Total contributions received or receivable from participants2019-12-31$29,805
Contributions received from other sources (not participants or employers)2019-12-31$62,718
Other income received2019-12-31$392,799
Net income (gross income less expenses)2019-12-31$456,409
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,180,314
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,723,905
Assets. Value of assets in partnership/joint-venture interests2019-12-31$125,000
Total contributions received or receivable from employer(s)2019-12-31$43,757
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$7,566
2018 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$-25,201
Expenses. Total of all expenses incurred2018-12-31$162,106
Benefits paid (including direct rollovers)2018-12-31$155,917
Total plan assets at end of year2018-12-31$1,723,905
Total plan assets at beginning of year2018-12-31$1,911,212
Total contributions received or receivable from participants2018-12-31$30,000
Other income received2018-12-31$-91,124
Net income (gross income less expenses)2018-12-31$-187,307
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,723,905
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,911,212
Assets. Value of assets in partnership/joint-venture interests2018-12-31$120,000
Total contributions received or receivable from employer(s)2018-12-31$35,923
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$6,189
2017 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$327,602
Expenses. Total of all expenses incurred2017-12-31$1,970
Total plan assets at end of year2017-12-31$1,911,212
Total plan assets at beginning of year2017-12-31$1,585,580
Total contributions received or receivable from participants2017-12-31$31,600
Other income received2017-12-31$245,173
Net income (gross income less expenses)2017-12-31$325,632
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,911,212
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,585,580
Assets. Value of real-estate (other than employer real property)2017-12-31$120,000
Total contributions received or receivable from employer(s)2017-12-31$50,829
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$1,970
2016 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$236,174
Expenses. Total of all expenses incurred2016-12-31$6,443
Total plan assets at end of year2016-12-31$1,585,580
Total plan assets at beginning of year2016-12-31$1,355,849
Total contributions received or receivable from participants2016-12-31$36,400
Other income received2016-12-31$141,024
Net income (gross income less expenses)2016-12-31$229,731
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,585,580
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,355,849
Assets. Value of real-estate (other than employer real property)2016-12-31$100,000
Total contributions received or receivable from employer(s)2016-12-31$58,750
Value of corrective distributions2016-12-31$4,218
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$2,225
2015 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$133,710
Expenses. Total of all expenses incurred2015-12-31$14,190
Total plan assets at end of year2015-12-31$1,355,849
Total plan assets at beginning of year2015-12-31$1,236,329
Total contributions received or receivable from participants2015-12-31$31,200
Contributions received from other sources (not participants or employers)2015-12-31$4,000
Other income received2015-12-31$51,884
Net income (gross income less expenses)2015-12-31$119,520
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,355,849
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,236,329
Assets. Value of real-estate (other than employer real property)2015-12-31$100,000
Total contributions received or receivable from employer(s)2015-12-31$46,626
Value of corrective distributions2015-12-31$11,194
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,996
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$125,098
Total plan assets at end of year2014-12-31$1,236,329
Total plan assets at beginning of year2014-12-31$1,111,231
Total contributions received or receivable from participants2014-12-31$31,500
Contributions received from other sources (not participants or employers)2014-12-31$3,000
Other income received2014-12-31$36,916
Net income (gross income less expenses)2014-12-31$125,098
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,236,329
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,111,231
Assets. Value of real-estate (other than employer real property)2014-12-31$100,000
Total contributions received or receivable from employer(s)2014-12-31$53,682
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0

Form 5500 Responses for THOMAS J. HERRICK, D.D.S. 401(K) PLAN

2023: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THOMAS J. HERRICK, D.D.S. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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