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PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN 401k Plan overview

Plan NamePROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN
Plan identification number 001

PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEWART M KRAKOVER CRESCENT SECURITIES has sponsored the creation of one or more 401k plans.

Company Name:STEWART M KRAKOVER CRESCENT SECURITIES
Employer identification number (EIN):911882137
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012011-01-01STEWART KRAKOVER
0012009-01-01STEWART KRAKOVER

Plan Statistics for PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN

401k plan membership statisitcs for PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN

Measure Date Value
2011: PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011
Number of retired or separated participants receiving benefits2011-01-011
Total of all active and inactive participants2011-01-011
Total participants2011-01-011
Number of participants with account balances2011-01-010
2009: PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011
Number of retired or separated participants receiving benefits2009-01-011
Total of all active and inactive participants2009-01-011
Total participants2009-01-011
Number of participants with account balances2009-01-011

Financial Data on PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN

Measure Date Value
2011 : PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$-1,965,022
Total income from all sources2011-12-31$-5,604
Expenses. Total of all expenses incurred2011-12-31$109,354
Benefits paid (including direct rollovers)2011-12-31$107,600
Total plan assets at end of year2011-12-31$0
Total plan assets at beginning of year2011-12-31$2,079,980
Other income received2011-12-31$-5,604
Net income (gross income less expenses)2011-12-31$-114,958
Net plan assets at end of year (total assets less liabilities)2011-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,079,980
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,754
2010 : PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$248,913
Expenses. Total of all expenses incurred2010-12-31$100,523
Benefits paid (including direct rollovers)2010-12-31$100,000
Total plan assets at end of year2010-12-31$2,079,980
Total plan assets at beginning of year2010-12-31$1,931,590
Other income received2010-12-31$248,913
Net income (gross income less expenses)2010-12-31$148,390
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,079,980
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,931,590
Assets. Value of assets in partnership/joint-venture interests2010-12-31$110,434
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$523

Form 5500 Responses for PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN

2011: PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PROFIT SHARING PLAN STEWART M KRAKOVER SELF-EMPLOYED WACHOVIA PROTOTYPE PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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