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IBEW LOCAL 40 - NECA 401K PLAN 401k Plan overview

Plan NameIBEW LOCAL 40 - NECA 401K PLAN
Plan identification number 001

IBEW LOCAL 40 - NECA 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BOARD OF TRUSTEES, IBEW LOCAL 40 - NECA 401K PLAN has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES, IBEW LOCAL 40 - NECA 401K PLAN
Employer identification number (EIN):912018522
NAIC Classification:238210
NAIC Description:Electrical Contractors and Other Wiring Installation Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IBEW LOCAL 40 - NECA 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-10-01
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01MILLER KAPLAN ARASE LLP
0012015-10-01MILLER KAPLAN ARASE LLP MILLER KAPLAN ARASE LLP2017-07-17
0012014-10-01MILLER KAPLAN ARASE LLP MILLER KAPLAN ARASE LLP2016-07-15
0012013-10-01SANDY S. GARCIA SANDY S. GARCIA2015-07-14
0012012-10-01JONNETTE TUCKER BILL BRINKMEYER2014-07-10
0012011-10-01JONNETTE TUCKER BILL BRINKMEYER2014-07-10
0012009-10-01JONNETTE TUCKER
0012008-10-01

Plan Statistics for IBEW LOCAL 40 - NECA 401K PLAN

401k plan membership statisitcs for IBEW LOCAL 40 - NECA 401K PLAN

Measure Date Value
2022: IBEW LOCAL 40 - NECA 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-10-01388
Total number of active participants reported on line 7a of the Form 55002022-10-01404
Number of retired or separated participants receiving benefits2022-10-012
Number of other retired or separated participants entitled to future benefits2022-10-0115
Total of all active and inactive participants2022-10-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-10-015
Total participants2022-10-01426
Number of participants with account balances2022-10-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-10-010
Number of employers contributing to the scheme2022-10-0116
2021: IBEW LOCAL 40 - NECA 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01350
Total number of active participants reported on line 7a of the Form 55002021-10-01367
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-0116
Total of all active and inactive participants2021-10-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-015
Total participants2021-10-01388
Number of participants with account balances2021-10-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
Number of employers contributing to the scheme2021-10-0116
2020: IBEW LOCAL 40 - NECA 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01346
Total number of active participants reported on line 7a of the Form 55002020-10-01326
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-0120
Total of all active and inactive participants2020-10-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-014
Total participants2020-10-01350
Number of participants with account balances2020-10-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
Number of employers contributing to the scheme2020-10-0116
2019: IBEW LOCAL 40 - NECA 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01324
Total number of active participants reported on line 7a of the Form 55002019-10-01327
Number of retired or separated participants receiving benefits2019-10-011
Number of other retired or separated participants entitled to future benefits2019-10-0115
Total of all active and inactive participants2019-10-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-013
Total participants2019-10-01346
Number of participants with account balances2019-10-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-016
Number of employers contributing to the scheme2019-10-0116
2018: IBEW LOCAL 40 - NECA 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01294
Total number of active participants reported on line 7a of the Form 55002018-10-01301
Number of retired or separated participants receiving benefits2018-10-011
Number of other retired or separated participants entitled to future benefits2018-10-0119
Total of all active and inactive participants2018-10-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-013
Total participants2018-10-01324
Number of participants with account balances2018-10-01324
Number of employers contributing to the scheme2018-10-0116
2017: IBEW LOCAL 40 - NECA 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01311
Total number of active participants reported on line 7a of the Form 55002017-10-01272
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0119
Total of all active and inactive participants2017-10-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-013
Total participants2017-10-01294
Number of participants with account balances2017-10-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
Number of employers contributing to the scheme2017-10-0116
2016: IBEW LOCAL 40 - NECA 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01365
Total number of active participants reported on line 7a of the Form 55002016-10-01290
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0117
Total of all active and inactive participants2016-10-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-014
Total participants2016-10-01311
Number of participants with account balances2016-10-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
Number of employers contributing to the scheme2016-10-0116
2015: IBEW LOCAL 40 - NECA 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01267
Total number of active participants reported on line 7a of the Form 55002015-10-01357
Number of retired or separated participants receiving benefits2015-10-012
Number of other retired or separated participants entitled to future benefits2015-10-016
Total of all active and inactive participants2015-10-01365
Total participants2015-10-01365
Number of participants with account balances2015-10-01282
Number of employers contributing to the scheme2015-10-0120
2014: IBEW LOCAL 40 - NECA 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01251
Total number of active participants reported on line 7a of the Form 55002014-10-01263
Number of retired or separated participants receiving benefits2014-10-014
Number of other retired or separated participants entitled to future benefits2014-10-010
Total of all active and inactive participants2014-10-01267
Total participants2014-10-01267
Number of employers contributing to the scheme2014-10-0120
2013: IBEW LOCAL 40 - NECA 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01319
Total number of active participants reported on line 7a of the Form 55002013-10-01251
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-010
Total of all active and inactive participants2013-10-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01251
Number of participants with account balances2013-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
Number of employers contributing to the scheme2013-10-0112
2012: IBEW LOCAL 40 - NECA 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01303
Total number of active participants reported on line 7a of the Form 55002012-10-01313
Number of retired or separated participants receiving benefits2012-10-012
Number of other retired or separated participants entitled to future benefits2012-10-014
Total of all active and inactive participants2012-10-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01319
Number of participants with account balances2012-10-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
Number of employers contributing to the scheme2012-10-0112
2011: IBEW LOCAL 40 - NECA 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01301
Total number of active participants reported on line 7a of the Form 55002011-10-01300
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-013
Total of all active and inactive participants2011-10-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01303
Number of participants with account balances2011-10-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
Number of employers contributing to the scheme2011-10-0112
2009: IBEW LOCAL 40 - NECA 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01283
Total number of active participants reported on line 7a of the Form 55002009-10-01198
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0189
Total of all active and inactive participants2009-10-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01287
Number of participants with account balances2009-10-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010
Number of employers contributing to the scheme2009-10-0170

Financial Data on IBEW LOCAL 40 - NECA 401K PLAN

Measure Date Value
2023 : IBEW LOCAL 40 - NECA 401K PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-09-30$6,317,808
Total of all expenses incurred2023-09-30$564,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-09-30$419,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-09-30$3,491,632
Value of total assets at end of year2023-09-30$27,649,370
Value of total assets at beginning of year2023-09-30$21,896,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-09-30$144,881
Total interest from all sources2023-09-30$12,749
Total dividends received (eg from common stock, registered investment company shares)2023-09-30$1,530,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-09-30$1,530,923
Administrative expenses professional fees incurred2023-09-30$19,116
Was this plan covered by a fidelity bond2023-09-30Yes
Value of fidelity bond cover2023-09-30$500,000
If this is an individual account plan, was there a blackout period2023-09-30No
Were there any nonexempt tranactions with any party-in-interest2023-09-30No
Contributions received from participants2023-09-30$59,472
Participant contributions at end of year2023-09-30$3,411
Participant contributions at beginning of year2023-09-30$6,207
Income. Received or receivable in cash from other sources (including rollovers)2023-09-30$20,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-09-30$230,712
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-09-30$285,125
Other income not declared elsewhere2023-09-30$78,756
Administrative expenses (other) incurred2023-09-30$70,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-09-30No
Value of net income/loss2023-09-30$5,753,254
Value of net assets at end of year (total assets less liabilities)2023-09-30$27,649,370
Value of net assets at beginning of year (total assets less liabilities)2023-09-30$21,896,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-09-30No
Were any leases to which the plan was party in default or uncollectible2023-09-30No
Investment advisory and management fees2023-09-30$21,150
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-09-30$26,967,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-09-30$21,200,933
Interest on participant loans2023-09-30$12,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-09-30$182,936
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-09-30$84,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-09-30$84,014
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-09-30$245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-09-30$1,203,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-09-30No
Was there a failure to transmit to the plan any participant contributions2023-09-30No
Has the plan failed to provide any benefit when due under the plan2023-09-30No
Contributions received in cash from employer2023-09-30$3,412,160
Employer contributions (assets) at end of year2023-09-30$264,503
Employer contributions (assets) at beginning of year2023-09-30$319,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-09-30$419,673
Contract administrator fees2023-09-30$34,500
Did the plan have assets held for investment2023-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-09-30No
Opinion of an independent qualified public accountant for this plan2023-09-30Unqualified
Accountancy firm name2023-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2023-09-30952036255
2022 : IBEW LOCAL 40 - NECA 401K PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-09-30$-917,793
Total of all expenses incurred2022-09-30$661,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$540,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$3,239,734
Value of total assets at end of year2022-09-30$21,896,116
Value of total assets at beginning of year2022-09-30$23,475,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$120,660
Total interest from all sources2022-09-30$8,541
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$2,550,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$2,550,011
Administrative expenses professional fees incurred2022-09-30$20,543
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$108,707
Participant contributions at end of year2022-09-30$6,207
Participant contributions at beginning of year2022-09-30$7,142
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$36,775
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$285,125
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$140,315
Other income not declared elsewhere2022-09-30$65,086
Administrative expenses (other) incurred2022-09-30$48,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-1,579,224
Value of net assets at end of year (total assets less liabilities)2022-09-30$21,896,116
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$23,475,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$21,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$21,200,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$23,065,499
Interest on participant loans2022-09-30$8,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-09-30$84,014
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$57,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$57,105
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$114
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-6,781,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$3,094,252
Employer contributions (assets) at end of year2022-09-30$319,837
Employer contributions (assets) at beginning of year2022-09-30$205,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$540,771
Contract administrator fees2022-09-30$30,000
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2022-09-30952036255
2021 : IBEW LOCAL 40 - NECA 401K PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-09-30$5,661,084
Total of all expenses incurred2021-09-30$905,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$606,551
Expenses. Certain deemed distributions of participant loans2021-09-30$189,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$2,161,115
Value of total assets at end of year2021-09-30$23,475,340
Value of total assets at beginning of year2021-09-30$18,719,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$109,745
Total interest from all sources2021-09-30$14,168
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$748,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$748,552
Administrative expenses professional fees incurred2021-09-30$16,627
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$76,995
Participant contributions at end of year2021-09-30$7,142
Participant contributions at beginning of year2021-09-30$5,272
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$16,188
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$140,315
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$272,359
Other income not declared elsewhere2021-09-30$72,382
Administrative expenses (other) incurred2021-09-30$48,118
Total non interest bearing cash at end of year2021-09-30$0
Total non interest bearing cash at beginning of year2021-09-30$34,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$4,755,721
Value of net assets at end of year (total assets less liabilities)2021-09-30$23,475,340
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$18,719,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$23,065,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$16,611,158
Interest on participant loans2021-09-30$14,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$57,105
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$1,672,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$1,672,957
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$64
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$2,664,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$2,067,932
Employer contributions (assets) at end of year2021-09-30$205,279
Employer contributions (assets) at beginning of year2021-09-30$123,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$606,551
Contract administrator fees2021-09-30$30,000
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2021-09-30952036255
2020 : IBEW LOCAL 40 - NECA 401K PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-09-30$3,243,443
Total of all expenses incurred2020-09-30$1,133,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$982,170
Expenses. Certain deemed distributions of participant loans2020-09-30$41,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,843,574
Value of total assets at end of year2020-09-30$18,719,619
Value of total assets at beginning of year2020-09-30$16,610,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$110,478
Total interest from all sources2020-09-30$6,508
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$307,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$307,425
Administrative expenses professional fees incurred2020-09-30$20,389
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$74,168
Participant contributions at end of year2020-09-30$5,272
Participant contributions at beginning of year2020-09-30$5,865
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$272,359
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$125,331
Other income not declared elsewhere2020-09-30$83,107
Administrative expenses (other) incurred2020-09-30$47,089
Total non interest bearing cash at end of year2020-09-30$34,858
Total non interest bearing cash at beginning of year2020-09-30$49,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$2,109,546
Value of net assets at end of year (total assets less liabilities)2020-09-30$18,719,619
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$16,610,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Investment advisory and management fees2020-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$16,611,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$15,285,916
Interest on participant loans2020-09-30$6,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$1,672,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$956,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$956,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$1,002,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$1,769,406
Employer contributions (assets) at end of year2020-09-30$123,015
Employer contributions (assets) at beginning of year2020-09-30$187,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$982,170
Contract administrator fees2020-09-30$28,000
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2020-09-30952036255
2019 : IBEW LOCAL 40 - NECA 401K PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-09-30$2,141,350
Total of all expenses incurred2019-09-30$518,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$375,483
Expenses. Certain deemed distributions of participant loans2019-09-30$36,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,667,395
Value of total assets at end of year2019-09-30$16,610,073
Value of total assets at beginning of year2019-09-30$14,987,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$107,359
Total interest from all sources2019-09-30$2,781
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$272,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$272,660
Administrative expenses professional fees incurred2019-09-30$20,348
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$36,301
Participant contributions at end of year2019-09-30$5,865
Participant contributions at beginning of year2019-09-30$2,559
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$125,331
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$35,000
Other income not declared elsewhere2019-09-30$112,610
Administrative expenses (other) incurred2019-09-30$46,562
Total non interest bearing cash at end of year2019-09-30$49,075
Total non interest bearing cash at beginning of year2019-09-30$133,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$1,622,431
Value of net assets at end of year (total assets less liabilities)2019-09-30$16,610,073
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$14,987,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$15,285,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$13,707,210
Interest on participant loans2019-09-30$2,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$956,589
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$1,009,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$1,009,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$85,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$1,631,094
Employer contributions (assets) at end of year2019-09-30$187,297
Employer contributions (assets) at beginning of year2019-09-30$100,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$375,483
Contract administrator fees2019-09-30$25,449
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2019-09-30952036255
2018 : IBEW LOCAL 40 - NECA 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-09-30$2,449,116
Total of all expenses incurred2018-09-30$1,340,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$1,260,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,291,344
Value of total assets at end of year2018-09-30$14,987,642
Value of total assets at beginning of year2018-09-30$13,879,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$79,798
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$246,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$246,170
Administrative expenses professional fees incurred2018-09-30$18,960
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$37,155
Participant contributions at end of year2018-09-30$2,559
Participant contributions at beginning of year2018-09-30$3,238
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$35,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$0
Other income not declared elsewhere2018-09-30$26,037
Administrative expenses (other) incurred2018-09-30$12,695
Total non interest bearing cash at end of year2018-09-30$133,858
Total non interest bearing cash at beginning of year2018-09-30$53,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$1,108,571
Value of net assets at end of year (total assets less liabilities)2018-09-30$14,987,642
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$13,879,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$17,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$13,707,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$12,661,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$1,009,014
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$1,096,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$1,096,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$885,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$1,254,189
Employer contributions (assets) at end of year2018-09-30$100,001
Employer contributions (assets) at beginning of year2018-09-30$64,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$1,260,747
Contract administrator fees2018-09-30$30,643
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2018-09-30952036255
2017 : IBEW LOCAL 40 - NECA 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-09-30$2,786,643
Total of all expenses incurred2017-09-30$743,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$678,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,316,406
Value of total assets at end of year2017-09-30$13,879,071
Value of total assets at beginning of year2017-09-30$11,835,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$64,446
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$308,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$308,379
Administrative expenses professional fees incurred2017-09-30$15,514
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$49,013
Participant contributions at end of year2017-09-30$3,238
Participant contributions at beginning of year2017-09-30$5,066
Other income not declared elsewhere2017-09-30$45,453
Administrative expenses (other) incurred2017-09-30$15,182
Total non interest bearing cash at end of year2017-09-30$53,393
Total non interest bearing cash at beginning of year2017-09-30$11,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$2,043,339
Value of net assets at end of year (total assets less liabilities)2017-09-30$13,879,071
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$11,835,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$12,661,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$10,494,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$1,096,815
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$1,179,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$1,179,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$1,116,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$1,267,393
Employer contributions (assets) at end of year2017-09-30$64,113
Employer contributions (assets) at beginning of year2017-09-30$145,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$678,858
Contract administrator fees2017-09-30$18,750
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2017-09-30952036255
2016 : IBEW LOCAL 40 - NECA 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$2,485,580
Total of all expenses incurred2016-09-30$548,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$480,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$1,634,008
Value of total assets at end of year2016-09-30$11,835,732
Value of total assets at beginning of year2016-09-30$9,898,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$67,714
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$428,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$428,857
Administrative expenses professional fees incurred2016-09-30$18,370
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$51,605
Participant contributions at end of year2016-09-30$5,066
Participant contributions at beginning of year2016-09-30$6,190
Other income not declared elsewhere2016-09-30$20,757
Administrative expenses (other) incurred2016-09-30$16,344
Total non interest bearing cash at end of year2016-09-30$11,716
Total non interest bearing cash at beginning of year2016-09-30$2,802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$1,936,960
Value of net assets at end of year (total assets less liabilities)2016-09-30$11,835,732
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$9,898,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$10,494,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$8,787,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$1,179,300
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$1,006,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$1,006,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$401,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$1,582,403
Employer contributions (assets) at end of year2016-09-30$145,315
Employer contributions (assets) at beginning of year2016-09-30$96,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$480,906
Contract administrator fees2016-09-30$18,000
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2016-09-30952036255
2015 : IBEW LOCAL 40 - NECA 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-09-30$1,411,985
Total of all expenses incurred2015-09-30$711,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$643,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,586,362
Value of total assets at end of year2015-09-30$9,898,772
Value of total assets at beginning of year2015-09-30$9,198,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$67,658
Total interest from all sources2015-09-30$119
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$456,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$456,261
Administrative expenses professional fees incurred2015-09-30$17,306
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$28,935
Participant contributions at end of year2015-09-30$6,190
Participant contributions at beginning of year2015-09-30$2,718
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$14,246
Other income not declared elsewhere2015-09-30$21,143
Administrative expenses (other) incurred2015-09-30$17,352
Total non interest bearing cash at end of year2015-09-30$2,802
Total non interest bearing cash at beginning of year2015-09-30$5,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$700,549
Value of net assets at end of year (total assets less liabilities)2015-09-30$9,898,772
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$9,198,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$8,787,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$7,906,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$1,006,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$1,171,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$1,171,432
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$119
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-651,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$1,543,181
Employer contributions (assets) at end of year2015-09-30$96,140
Employer contributions (assets) at beginning of year2015-09-30$112,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$643,778
Contract administrator fees2015-09-30$18,000
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2015-09-30952036255
2014 : IBEW LOCAL 40 - NECA 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-09-30$1,661,791
Total of all expenses incurred2014-09-30$238,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$177,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$881,446
Value of total assets at end of year2014-09-30$9,198,223
Value of total assets at beginning of year2014-09-30$7,774,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$60,917
Total interest from all sources2014-09-30$119
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$280,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$280,917
Administrative expenses professional fees incurred2014-09-30$15,594
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$25,801
Participant contributions at end of year2014-09-30$2,718
Participant contributions at beginning of year2014-09-30$4,067
Other income not declared elsewhere2014-09-30$9,910
Administrative expenses (other) incurred2014-09-30$12,058
Total non interest bearing cash at end of year2014-09-30$5,021
Total non interest bearing cash at beginning of year2014-09-30$1,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$1,423,422
Value of net assets at end of year (total assets less liabilities)2014-09-30$9,198,223
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$7,774,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$7,906,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$6,791,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$1,171,432
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$840,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$840,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$119
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$489,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$855,645
Employer contributions (assets) at end of year2014-09-30$112,471
Employer contributions (assets) at beginning of year2014-09-30$137,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$177,452
Contract administrator fees2014-09-30$18,265
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2014-09-30952036255
2013 : IBEW LOCAL 40 - NECA 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$2,089,504
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$447,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$396,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,329,046
Value of total assets at end of year2013-09-30$7,774,801
Value of total assets at beginning of year2013-09-30$6,133,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$51,762
Total interest from all sources2013-09-30$87
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$119,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$119,126
Administrative expenses professional fees incurred2013-09-30$14,000
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$41,150
Participant contributions at end of year2013-09-30$4,067
Participant contributions at beginning of year2013-09-30$2,292
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$6,191
Other income not declared elsewhere2013-09-30$4,968
Administrative expenses (other) incurred2013-09-30$10,262
Total non interest bearing cash at end of year2013-09-30$1,104
Total non interest bearing cash at beginning of year2013-09-30$7,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$1,641,740
Value of net assets at end of year (total assets less liabilities)2013-09-30$7,774,801
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$6,133,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$6,791,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$5,095,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$840,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$954,696
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$954,696
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$87
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$636,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$1,281,705
Employer contributions (assets) at end of year2013-09-30$137,276
Employer contributions (assets) at beginning of year2013-09-30$72,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$396,002
Contract administrator fees2013-09-30$12,500
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30MILLER,KAPLAN,ARASE, LLP
Accountancy firm EIN2013-09-30952036255
2012 : IBEW LOCAL 40 - NECA 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$1,353,267
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$172,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$117,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$617,564
Value of total assets at end of year2012-09-30$6,057,599
Value of total assets at beginning of year2012-09-30$4,876,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$54,443
Total interest from all sources2012-09-30$90
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$112,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$112,171
Administrative expenses professional fees incurred2012-09-30$28,834
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$20,052
Participant contributions at end of year2012-09-30$0
Participant contributions at beginning of year2012-09-30$915
Administrative expenses (other) incurred2012-09-30$54,443
Total non interest bearing cash at end of year2012-09-30$6,934
Total non interest bearing cash at beginning of year2012-09-30$6,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$1,181,055
Value of net assets at end of year (total assets less liabilities)2012-09-30$6,057,599
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$4,876,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$2,723
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$5,095,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$3,880,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$954,696
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$905,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$905,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$90
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$623,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$597,512
Employer contributions (assets) at end of year2012-09-30$0
Employer contributions (assets) at beginning of year2012-09-30$83,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$117,769
Contract administrator fees2012-09-30$12,000
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30MILLER,KAPLAN,ARASE AND CO,LLP
Accountancy firm EIN2012-09-30952036255
2011 : IBEW LOCAL 40 - NECA 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$699,345
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$367,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$309,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$797,497
Value of total assets at end of year2011-09-30$4,876,544
Value of total assets at beginning of year2011-09-30$4,544,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$58,068
Total interest from all sources2011-09-30$154
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$103,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$103,258
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$21,640
Participant contributions at end of year2011-09-30$915
Participant contributions at beginning of year2011-09-30$836
Administrative expenses (other) incurred2011-09-30$58,068
Total non interest bearing cash at end of year2011-09-30$6,934
Total non interest bearing cash at beginning of year2011-09-30$9,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$331,555
Value of net assets at end of year (total assets less liabilities)2011-09-30$4,876,544
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$4,544,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$3,880,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$3,358,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$905,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$1,143,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$1,143,258
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-201,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$775,857
Employer contributions (assets) at end of year2011-09-30$83,220
Employer contributions (assets) at beginning of year2011-09-30$32,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$309,722
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30MILLER,KAPLAN,ARASE AND CO., LLP
Accountancy firm EIN2011-09-30952036255
2010 : IBEW LOCAL 40 - NECA 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for IBEW LOCAL 40 - NECA 401K PLAN

2022: IBEW LOCAL 40 - NECA 401K PLAN 2022 form 5500 responses
2022-10-01Type of plan entityMulti-employer plan
2022-10-01Plan is a collectively bargained planYes
2022-10-01Plan funding arrangement – TrustYes
2022-10-01Plan benefit arrangement - TrustYes
2021: IBEW LOCAL 40 - NECA 401K PLAN 2021 form 5500 responses
2021-10-01Type of plan entityMulti-employer plan
2021-10-01Plan is a collectively bargained planYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: IBEW LOCAL 40 - NECA 401K PLAN 2020 form 5500 responses
2020-10-01Type of plan entityMulti-employer plan
2020-10-01Plan is a collectively bargained planYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: IBEW LOCAL 40 - NECA 401K PLAN 2019 form 5500 responses
2019-10-01Type of plan entityMulti-employer plan
2019-10-01Plan is a collectively bargained planYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: IBEW LOCAL 40 - NECA 401K PLAN 2018 form 5500 responses
2018-10-01Type of plan entityMulti-employer plan
2018-10-01Plan is a collectively bargained planYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: IBEW LOCAL 40 - NECA 401K PLAN 2017 form 5500 responses
2017-10-01Type of plan entityMulti-employer plan
2017-10-01Plan is a collectively bargained planYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: IBEW LOCAL 40 - NECA 401K PLAN 2016 form 5500 responses
2016-10-01Type of plan entityMulti-employer plan
2016-10-01Plan is a collectively bargained planYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: IBEW LOCAL 40 - NECA 401K PLAN 2015 form 5500 responses
2015-10-01Type of plan entityMulti-employer plan
2015-10-01Plan is a collectively bargained planYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: IBEW LOCAL 40 - NECA 401K PLAN 2014 form 5500 responses
2014-10-01Type of plan entityMulti-employer plan
2014-10-01Plan is a collectively bargained planYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: IBEW LOCAL 40 - NECA 401K PLAN 2013 form 5500 responses
2013-10-01Type of plan entityMulti-employer plan
2013-10-01Plan is a collectively bargained planYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: IBEW LOCAL 40 - NECA 401K PLAN 2012 form 5500 responses
2012-10-01Type of plan entityMulti-employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: IBEW LOCAL 40 - NECA 401K PLAN 2011 form 5500 responses
2011-10-01Type of plan entityMulti-employer plan
2011-10-01Submission has been amendedYes
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: IBEW LOCAL 40 - NECA 401K PLAN 2009 form 5500 responses
2009-10-01Type of plan entityMulti-employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: IBEW LOCAL 40 - NECA 401K PLAN 2008 form 5500 responses
2008-10-01Type of plan entityMulti-employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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