401k Plan data: THOMAS G. BROOKS, D.M.D. 401K PLAN plan

THOMAS G. BROOKS, D.M.D. 401K PLAN 401k Plan overview

Plan Name	THOMAS G. BROOKS, D.M.D. 401K PLAN
Plan identification number	001

THOMAS G. BROOKS, D.M.D. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS G. BROOKS, D.M.D. has sponsored the creation of one or more 401k plans.

Company Name: THOMAS G. BROOKS, D.M.D.

Employer identification number (EIN): 930922125

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS G. BROOKS, D.M.D. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 THOMAS BROOKS 2020-09-22
001 2018-01-01 THOMAS BROOKS 2019-09-16
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 THOMAS BROOKS
001 2013-01-01 THOMAS BROOKS
001 2012-01-01 THOMAS BROOKS
001 2011-01-01 THOMAS BROOKS
001 2010-01-01 THOMAS BROOKS
001 2009-01-01 THOMAS BROOKS

Plan Statistics for THOMAS G. BROOKS, D.M.D. 401K PLAN

401k plan membership statisitcs for THOMAS G. BROOKS, D.M.D. 401K PLAN

Measure Date Value
2019: THOMAS G. BROOKS, D.M.D. 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 5
Number of participants with account balances 2019-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THOMAS G. BROOKS, D.M.D. 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 6
Number of participants with account balances 2018-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THOMAS G. BROOKS, D.M.D. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 6
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 6
Number of participants with account balances 2017-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THOMAS G. BROOKS, D.M.D. 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 5
Number of participants with account balances 2016-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THOMAS G. BROOKS, D.M.D. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 6
Number of participants with account balances 2015-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THOMAS G. BROOKS, D.M.D. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THOMAS G. BROOKS, D.M.D. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THOMAS G. BROOKS, D.M.D. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 5
Number of participants with account balances 2012-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THOMAS G. BROOKS, D.M.D. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 5
Number of participants with account balances 2011-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: THOMAS G. BROOKS, D.M.D. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 4
Number of participants with account balances 2010-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: THOMAS G. BROOKS, D.M.D. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 4
Number of participants with account balances 2009-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: THOMAS G. BROOKS, D.M.D. 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	5
Number of participants with account balances	2019-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THOMAS G. BROOKS, D.M.D. 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	6
Number of participants with account balances	2018-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THOMAS G. BROOKS, D.M.D. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	6
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	6
Number of participants with account balances	2017-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THOMAS G. BROOKS, D.M.D. 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	5
Number of participants with account balances	2016-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THOMAS G. BROOKS, D.M.D. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	6
Number of participants with account balances	2015-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THOMAS G. BROOKS, D.M.D. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THOMAS G. BROOKS, D.M.D. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THOMAS G. BROOKS, D.M.D. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	5
Number of participants with account balances	2012-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THOMAS G. BROOKS, D.M.D. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	5
Number of participants with account balances	2011-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THOMAS G. BROOKS, D.M.D. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	4
Number of participants with account balances	2010-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THOMAS G. BROOKS, D.M.D. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	4
Number of participants with account balances	2009-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THOMAS G. BROOKS, D.M.D. 401K PLAN

Measure	Date	Value
2019 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$292,297
Expenses. Total of all expenses incurred	2019-12-31	$24,546
Benefits paid (including direct rollovers)	2019-12-31	$6
Total plan assets at end of year	2019-12-31	$1,579,843
Total plan assets at beginning of year	2019-12-31	$1,312,092
Value of fidelity bond covering the plan	2019-12-31	$1,027,670
Total contributions received or receivable from participants	2019-12-31	$28,750
Assets. Value of loans (other than to participants)	2019-12-31	$50,000
Other income received	2019-12-31	$224,524
Net income (gross income less expenses)	2019-12-31	$267,751
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,579,843
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,312,092
Assets. Value of participant loans	2019-12-31	$44,620
Assets. Value of real-estate (other than employer real property)	2019-12-31	$952,670
Total contributions received or receivable from employer(s)	2019-12-31	$39,023
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$24,540
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$165,917
Expenses. Total of all expenses incurred	2018-12-31	$63,548
Total plan assets at end of year	2018-12-31	$1,312,092
Total plan assets at beginning of year	2018-12-31	$1,209,723
Value of fidelity bond covering the plan	2018-12-31	$889,440
Total contributions received or receivable from participants	2018-12-31	$28,500
Assets. Value of loans (other than to participants)	2018-12-31	$50,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$63,548
Other income received	2018-12-31	$100,306
Net income (gross income less expenses)	2018-12-31	$102,369
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,312,092
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,209,723
Assets. Value of participant loans	2018-12-31	$31,802
Assets. Value of real-estate (other than employer real property)	2018-12-31	$839,440
Total contributions received or receivable from employer(s)	2018-12-31	$37,111
2017 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2017 401k financial data
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$42,640
Expenses. Total of all expenses incurred	2017-12-31	$15,472
Total plan assets at end of year	2017-12-31	$1,209,723
Total plan assets at beginning of year	2017-12-31	$1,182,555
Value of fidelity bond covering the plan	2017-12-31	$860,000
Total contributions received or receivable from participants	2017-12-31	$3,550
Assets. Value of loans (other than to participants)	2017-12-31	$50,000
Other income received	2017-12-31	$9,779
Net income (gross income less expenses)	2017-12-31	$27,168
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,209,723
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,182,555
Assets. Value of real-estate (other than employer real property)	2017-12-31	$695,235
Total contributions received or receivable from employer(s)	2017-12-31	$29,311
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$15,472
2016 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$276,428
Expenses. Total of all expenses incurred	2016-12-31	$17,726
Benefits paid (including direct rollovers)	2016-12-31	$16,092
Total plan assets at end of year	2016-12-31	$1,182,555
Total plan assets at beginning of year	2016-12-31	$923,853
Value of fidelity bond covering the plan	2016-12-31	$1,182,555
Total contributions received or receivable from participants	2016-12-31	$2,400
Assets. Value of loans (other than to participants)	2016-12-31	$50,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Noncash contributions received	2016-12-31	$241,565
Net income (gross income less expenses)	2016-12-31	$258,702
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,182,555
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$923,853
Assets. Value of real-estate (other than employer real property)	2016-12-31	$801,910
Total contributions received or receivable from employer(s)	2016-12-31	$32,463
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,634
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$18,765
Total income from all sources	2015-12-31	$-46,308
Expenses. Total of all expenses incurred	2015-12-31	$68,909
Benefits paid (including direct rollovers)	2015-12-31	$35,967
Total plan assets at end of year	2015-12-31	$923,853
Total plan assets at beginning of year	2015-12-31	$1,057,835
Value of fidelity bond covering the plan	2015-12-31	$923,853
Total contributions received or receivable from participants	2015-12-31	$0
Assets. Value of loans (other than to participants)	2015-12-31	$50,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-70,693
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-115,217
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$923,853
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,039,070
Assets. Value of real-estate (other than employer real property)	2015-12-31	$677,810
Total contributions received or receivable from employer(s)	2015-12-31	$24,385
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$32,942
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$18,765
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$-84,476
Expenses. Total of all expenses incurred	2014-12-31	$4,448
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$1,057,835
Total plan assets at beginning of year	2014-12-31	$1,127,994
Value of fidelity bond covering the plan	2014-12-31	$809,630
Total contributions received or receivable from participants	2014-12-31	$0
Assets. Value of loans (other than to participants)	2014-12-31	$65,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$3,458
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$-111,900
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-88,924
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,039,070
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,127,994
Assets. Value of real-estate (other than employer real property)	2014-12-31	$744,630
Total contributions received or receivable from employer(s)	2014-12-31	$27,424
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$990
2013 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$93,096
Expenses. Total of all expenses incurred	2013-12-31	$16,055
Benefits paid (including direct rollovers)	2013-12-31	$13,889
Total plan assets at end of year	2013-12-31	$1,127,994
Total plan assets at beginning of year	2013-12-31	$1,050,953
Value of fidelity bond covering the plan	2013-12-31	$572,020
Total contributions received or receivable from participants	2013-12-31	$24,200
Assets. Value of loans (other than to participants)	2013-12-31	$50,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$165
Other income received	2013-12-31	$18,290
Net income (gross income less expenses)	2013-12-31	$77,041
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,127,994
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,050,953
Assets. Value of real-estate (other than employer real property)	2013-12-31	$522,020
Total contributions received or receivable from employer(s)	2013-12-31	$50,606
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$2,001
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$203,351
Expenses. Total of all expenses incurred	2012-12-31	$21,712
Benefits paid (including direct rollovers)	2012-12-31	$13,889
Total plan assets at end of year	2012-12-31	$1,043,492
Total plan assets at beginning of year	2012-12-31	$861,853
Value of fidelity bond covering the plan	2012-12-31	$400,000
Total contributions received or receivable from participants	2012-12-31	$22,700
Assets. Value of loans (other than to participants)	2012-12-31	$50,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$7,823
Other income received	2012-12-31	$172,341
Net income (gross income less expenses)	2012-12-31	$181,639
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,043,492
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$861,853
Assets. Value of real-estate (other than employer real property)	2012-12-31	$344,372
Total contributions received or receivable from employer(s)	2012-12-31	$8,310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$-220,733
Expenses. Total of all expenses incurred	2011-12-31	$15,405
Benefits paid (including direct rollovers)	2011-12-31	$13,889
Total plan assets at end of year	2011-12-31	$861,853
Total plan assets at beginning of year	2011-12-31	$1,097,991
Value of fidelity bond covering the plan	2011-12-31	$210,000
Other income received	2011-12-31	$-257,415
Net income (gross income less expenses)	2011-12-31	$-236,138
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$861,853
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,097,991
Assets. Value of real-estate (other than employer real property)	2011-12-31	$208,330
Total contributions received or receivable from employer(s)	2011-12-31	$36,682
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$1,516
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$242,925
Expenses. Total of all expenses incurred	2010-12-31	$156,726
Benefits paid (including direct rollovers)	2010-12-31	$155,308
Total plan assets at end of year	2010-12-31	$1,097,991
Total plan assets at beginning of year	2010-12-31	$1,011,792
Value of fidelity bond covering the plan	2010-12-31	$208,130
Total contributions received or receivable from participants	2010-12-31	$1,500
Expenses. Other expenses not covered elsewhere	2010-12-31	$138
Other income received	2010-12-31	$211,599
Net income (gross income less expenses)	2010-12-31	$86,199
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,097,991
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,011,792
Assets. Value of real-estate (other than employer real property)	2010-12-31	$208,130
Total contributions received or receivable from employer(s)	2010-12-31	$29,826
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,280
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : THOMAS G. BROOKS, D.M.D. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THOMAS G. BROOKS, D.M.D. 401K PLAN

2019: THOMAS G. BROOKS, D.M.D. 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THOMAS G. BROOKS, D.M.D. 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THOMAS G. BROOKS, D.M.D. 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THOMAS G. BROOKS, D.M.D. 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THOMAS G. BROOKS, D.M.D. 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THOMAS G. BROOKS, D.M.D. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THOMAS G. BROOKS, D.M.D. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THOMAS G. BROOKS, D.M.D. 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THOMAS G. BROOKS, D.M.D. 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THOMAS G. BROOKS, D.M.D. 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THOMAS G. BROOKS, D.M.D. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THOMAS G. BROOKS, D.M.D.
Employer identification number (EIN):	930922125
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	THOMAS BROOKS	2020-09-22
001	2018-01-01	THOMAS BROOKS	2019-09-16
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	THOMAS BROOKS
001	2013-01-01	THOMAS BROOKS
001	2012-01-01	THOMAS BROOKS
001	2011-01-01	THOMAS BROOKS
001	2010-01-01	THOMAS BROOKS
001	2009-01-01	THOMAS BROOKS