401k Plan data: CSAA INSURANCE EXCHANGE 401(K) PLAN plan

CSAA INSURANCE EXCHANGE 401(K) PLAN 401k Plan overview

Plan Name	CSAA INSURANCE EXCHANGE 401(K) PLAN
Plan identification number	002

CSAA INSURANCE EXCHANGE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CSAA INSURANCE EXCHANGE has sponsored the creation of one or more 401k plans.

Company Name: CSAA INSURANCE EXCHANGE

Employer identification number (EIN): 940361650

NAIC Classification: 524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CSAA INSURANCE EXCHANGE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 DARYA COMMEY DARYA COMMEY 2015-10-12
002 2013-01-01 MELISSA JONES
002 2012-01-01 MELISSA JONES MELISSA JONES 2013-10-14
002 2011-01-01 MELISSA JONES
002 2009-01-01 THOMAS LUCAS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	DARYA COMMEY	DARYA COMMEY	2015-10-12
002	2013-01-01	MELISSA JONES
002	2012-01-01	MELISSA JONES	MELISSA JONES	2013-10-14
002	2011-01-01	MELISSA JONES
002	2009-01-01	THOMAS LUCAS

Plan Statistics for CSAA INSURANCE EXCHANGE 401(K) PLAN

401k plan membership statisitcs for CSAA INSURANCE EXCHANGE 401(K) PLAN

Measure Date Value
2014: CSAA INSURANCE EXCHANGE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5,243
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,435
Number of retired or separated participants receiving benefits 2014-01-01 58
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,746
Total of all active and inactive participants 2014-01-01 5,239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 19
Total participants 2014-01-01 5,258
Number of participants with account balances 2014-01-01 4,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CSAA INSURANCE EXCHANGE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5,344
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,425
Number of retired or separated participants receiving benefits 2013-01-01 57
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,743
Total of all active and inactive participants 2013-01-01 5,225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 18
Total participants 2013-01-01 5,243
Number of participants with account balances 2013-01-01 4,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CSAA INSURANCE EXCHANGE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7,851
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,419
Number of retired or separated participants receiving benefits 2012-01-01 77
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,828
Total of all active and inactive participants 2012-01-01 5,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 20
Total participants 2012-01-01 5,344
Number of participants with account balances 2012-01-01 4,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CSAA INSURANCE EXCHANGE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7,560
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5,604
Number of retired or separated participants receiving benefits 2011-01-01 81
Number of other retired or separated participants entitled to future benefits 2011-01-01 2,128
Total of all active and inactive participants 2011-01-01 7,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 38
Total participants 2011-01-01 7,851
Number of participants with account balances 2011-01-01 4,815
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: CSAA INSURANCE EXCHANGE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8,003
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5,640
Number of retired or separated participants receiving benefits 2009-01-01 66
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,670
Total of all active and inactive participants 2009-01-01 7,376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 28
Total participants 2009-01-01 7,404
Number of participants with account balances 2009-01-01 5,792
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: CSAA INSURANCE EXCHANGE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5,243
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,435
Number of retired or separated participants receiving benefits	2014-01-01	58
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,746
Total of all active and inactive participants	2014-01-01	5,239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	19
Total participants	2014-01-01	5,258
Number of participants with account balances	2014-01-01	4,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CSAA INSURANCE EXCHANGE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5,344
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,425
Number of retired or separated participants receiving benefits	2013-01-01	57
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,743
Total of all active and inactive participants	2013-01-01	5,225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	18
Total participants	2013-01-01	5,243
Number of participants with account balances	2013-01-01	4,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CSAA INSURANCE EXCHANGE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7,851
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,419
Number of retired or separated participants receiving benefits	2012-01-01	77
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,828
Total of all active and inactive participants	2012-01-01	5,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	20
Total participants	2012-01-01	5,344
Number of participants with account balances	2012-01-01	4,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CSAA INSURANCE EXCHANGE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7,560
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5,604
Number of retired or separated participants receiving benefits	2011-01-01	81
Number of other retired or separated participants entitled to future benefits	2011-01-01	2,128
Total of all active and inactive participants	2011-01-01	7,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	38
Total participants	2011-01-01	7,851
Number of participants with account balances	2011-01-01	4,815
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: CSAA INSURANCE EXCHANGE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8,003
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5,640
Number of retired or separated participants receiving benefits	2009-01-01	66
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,670
Total of all active and inactive participants	2009-01-01	7,376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	28
Total participants	2009-01-01	7,404
Number of participants with account balances	2009-01-01	5,792
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CSAA INSURANCE EXCHANGE 401(K) PLAN

Measure	Date	Value
2014 : CSAA INSURANCE EXCHANGE 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$62,578,322
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$30,691,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$30,657,870
Expenses. Certain deemed distributions of participant loans	2014-12-31	$853
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$37,423,674
Value of total assets at end of year	2014-12-31	$412,942,838
Value of total assets at beginning of year	2014-12-31	$381,055,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$32,327
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$304,832
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$22,676,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$22,676,449
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$20,781,102
Participant contributions at end of year	2014-12-31	$7,527,676
Participant contributions at beginning of year	2014-12-31	$6,689,148
Participant contributions at end of year	2014-12-31	$10,020
Participant contributions at beginning of year	2014-12-31	$5,728
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,527,806
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$-8,104
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$31,887,272
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$412,942,838
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$381,055,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$40,431
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$374,191,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$343,549,710
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$301,833
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$30,309,111
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$30,059,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$30,059,590
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$2,999
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,173,367
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$14,114,766
Employer contributions (assets) at end of year	2014-12-31	$904,970
Employer contributions (assets) at beginning of year	2014-12-31	$751,390
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$30,657,870
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROWE HORWATH
Accountancy firm EIN	2014-12-31	350921680
2013 : CSAA INSURANCE EXCHANGE 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$96,289,651
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$26,932,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$26,878,514
Expenses. Certain deemed distributions of participant loans	2013-12-31	$24,870
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$34,004,542
Value of total assets at end of year	2013-12-31	$381,055,566
Value of total assets at beginning of year	2013-12-31	$311,698,143
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$28,844
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$286,711
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$11,435,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$11,435,364
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$18,925,299
Participant contributions at end of year	2013-12-31	$6,689,148
Participant contributions at beginning of year	2013-12-31	$6,306,492
Participant contributions at end of year	2013-12-31	$5,728
Participant contributions at beginning of year	2013-12-31	$2,418
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,396,851
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$18,513
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$69,357,423
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$381,055,566
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$311,698,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$10,331
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$343,549,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$273,524,496
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$283,311
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$30,059,590
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$31,185,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$31,185,241
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$3,400
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$50,563,034
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$12,682,392
Employer contributions (assets) at end of year	2013-12-31	$751,390
Employer contributions (assets) at beginning of year	2013-12-31	$679,496
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$26,878,514
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWE HORWATH
Accountancy firm EIN	2013-12-31	340921680
2012 : CSAA INSURANCE EXCHANGE 401(K) PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$155,520,054
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$69,509,059
Total of all expenses incurred	2012-12-31	$28,736,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$28,647,531
Expenses. Certain deemed distributions of participant loans	2012-12-31	$43,054
Value of total corrective distributions	2012-12-31	$2,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$32,092,586
Value of total assets at end of year	2012-12-31	$311,698,143
Value of total assets at beginning of year	2012-12-31	$426,445,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$43,701
Total interest from all sources	2012-12-31	$291,361
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$8,884,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$8,884,238
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$17,095,936
Participant contributions at end of year	2012-12-31	$6,306,492
Participant contributions at beginning of year	2012-12-31	$11,399,567
Participant contributions at end of year	2012-12-31	$2,418
Participant contributions at beginning of year	2012-12-31	$34,179
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,428,566
Administrative expenses (other) incurred	2012-12-31	$43,701
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$40,772,675
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$311,698,143
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$426,445,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$273,524,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$359,511,346
Interest on participant loans	2012-12-31	$287,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$31,185,241
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$54,430,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$54,430,842
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$3,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$28,240,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$11,568,084
Employer contributions (assets) at end of year	2012-12-31	$679,496
Employer contributions (assets) at beginning of year	2012-12-31	$1,069,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$28,647,531
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORWATH
Accountancy firm EIN	2012-12-31	340921680
2011 : CSAA INSURANCE EXCHANGE 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$41,993,501
Total of all expenses incurred	2011-12-31	$33,862,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$33,707,614
Expenses. Certain deemed distributions of participant loans	2011-12-31	$84,158
Value of total corrective distributions	2011-12-31	$1,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$51,691,464
Value of total assets at end of year	2011-12-31	$426,445,522
Value of total assets at beginning of year	2011-12-31	$418,314,714
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$69,301
Total interest from all sources	2011-12-31	$524,620
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$10,152,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$10,152,577
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$27,326,132
Participant contributions at end of year	2011-12-31	$11,399,567
Participant contributions at beginning of year	2011-12-31	$10,878,182
Participant contributions at end of year	2011-12-31	$34,179
Participant contributions at beginning of year	2011-12-31	$32,055
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$5,907,209
Administrative expenses (other) incurred	2011-12-31	$69,301
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$2,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$8,130,808
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$426,445,522
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$418,314,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$359,511,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$357,264,535
Interest on participant loans	2011-12-31	$519,121
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$54,430,842
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$49,181,897
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$49,181,897
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$5,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-20,375,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$18,458,123
Employer contributions (assets) at end of year	2011-12-31	$1,069,588
Employer contributions (assets) at beginning of year	2011-12-31	$955,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$33,707,614
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH
Accountancy firm EIN	2011-12-31	340921680
2010 : CSAA INSURANCE EXCHANGE 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$90,453,405
Total of all expenses incurred	2010-12-31	$31,740,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$31,600,017
Expenses. Certain deemed distributions of participant loans	2010-12-31	$77,632
Value of total corrective distributions	2010-12-31	$898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$43,479,745
Value of total assets at end of year	2010-12-31	$418,314,714
Value of total assets at beginning of year	2010-12-31	$359,602,130
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$62,274
Total interest from all sources	2010-12-31	$544,451
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$7,875,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$7,875,197
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$25,660,262
Participant contributions at end of year	2010-12-31	$10,878,182
Participant contributions at beginning of year	2010-12-31	$9,507,853
Participant contributions at end of year	2010-12-31	$32,055
Participant contributions at beginning of year	2010-12-31	$2,345
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$893,190
Administrative expenses (other) incurred	2010-12-31	$62,274
Total non interest bearing cash at end of year	2010-12-31	$2,500
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$58,712,584
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$418,314,714
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$359,602,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$357,264,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$300,263,897
Interest on participant loans	2010-12-31	$535,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$49,181,897
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$48,927,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$48,927,705
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$9,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$38,554,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$16,926,293
Employer contributions (assets) at end of year	2010-12-31	$955,545
Employer contributions (assets) at beginning of year	2010-12-31	$900,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$31,600,017
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERSLLP
Accountancy firm EIN	2010-12-31	134008342
2009 : CSAA INSURANCE EXCHANGE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CSAA INSURANCE EXCHANGE 401(K) PLAN

2014: CSAA INSURANCE EXCHANGE 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CSAA INSURANCE EXCHANGE 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CSAA INSURANCE EXCHANGE 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CSAA INSURANCE EXCHANGE 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: CSAA INSURANCE EXCHANGE 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CSAA INSURANCE EXCHANGE
Employer identification number (EIN):	940361650
NAIC Classification:	524290