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HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 401k Plan overview

Plan NameHEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN
Plan identification number 001

HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HEAT AND CONTROL, INC. has sponsored the creation of one or more 401k plans.

Company Name:HEAT AND CONTROL, INC.
Employer identification number (EIN):941150095
NAIC Classification:332900

Additional information about HEAT AND CONTROL, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1984-01-09
Company Identification Number: 0006078306
Legal Registered Office Address: 21121 CABOT BLVD

HAYWARD
United States of America (USA)
94545

More information about HEAT AND CONTROL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GEORGE R LOTTI JR
0012016-01-01GEORGE R LOTTI JR
0012015-01-01KAREN LEARY
0012015-01-01KAREN LEARY
0012014-01-01KAREN LEARY
0012014-01-01KAREN LEARY
0012013-01-01KAREN LEARY
0012012-01-01KAREN LEARY
0012011-01-01KAREN LEARY KAREN LEARY2012-10-12
0012010-01-01KAREN LEARY KAREN LEARY2012-03-14
0012009-01-01KAREN LEARY

Plan Statistics for HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN

401k plan membership statisitcs for HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN

Measure Date Value
2023: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01796
Total number of active participants reported on line 7a of the Form 55002023-01-01723
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0184
Total of all active and inactive participants2023-01-01807
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-015
Total participants2023-01-01812
Number of participants with account balances2023-01-01558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0141
2022: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01642
Total number of active participants reported on line 7a of the Form 55002022-01-01661
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0183
Total of all active and inactive participants2022-01-01744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-01749
Number of participants with account balances2022-01-01525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01611
Total number of active participants reported on line 7a of the Form 55002021-01-01558
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0177
Total of all active and inactive participants2021-01-01635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-01642
Number of participants with account balances2021-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0127
2020: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01617
Total number of active participants reported on line 7a of the Form 55002020-01-01541
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0164
Total of all active and inactive participants2020-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-01611
Number of participants with account balances2020-01-01478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0118
2019: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01605
Total number of active participants reported on line 7a of the Form 55002019-01-01519
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0162
Total of all active and inactive participants2019-01-01581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-01586
Number of participants with account balances2019-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0135
2018: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01564
Total number of active participants reported on line 7a of the Form 55002018-01-01522
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-01586
Number of participants with account balances2018-01-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0130
2017: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01516
Total number of active participants reported on line 7a of the Form 55002017-01-01467
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0160
Total of all active and inactive participants2017-01-01527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01530
Number of participants with account balances2017-01-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0131
2016: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01484
Total number of active participants reported on line 7a of the Form 55002016-01-01444
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0152
Total of all active and inactive participants2016-01-01496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01499
Number of participants with account balances2016-01-01408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01481
Total number of active participants reported on line 7a of the Form 55002015-01-01413
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01466
Number of participants with account balances2015-01-01381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01481
Total number of active participants reported on line 7a of the Form 55002014-01-01416
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0150
Total of all active and inactive participants2014-01-01466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01469
Number of participants with account balances2014-01-01379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01469
Total number of active participants reported on line 7a of the Form 55002013-01-01417
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0150
Total of all active and inactive participants2013-01-01467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01469
Number of participants with account balances2013-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0119
2012: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01458
Total number of active participants reported on line 7a of the Form 55002012-01-01410
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0147
Total of all active and inactive participants2012-01-01457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-01460
Number of participants with account balances2012-01-01374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01410
Total number of active participants reported on line 7a of the Form 55002011-01-01402
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0146
Total of all active and inactive participants2011-01-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01451
Number of participants with account balances2011-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2010: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01406
Total number of active participants reported on line 7a of the Form 55002010-01-01356
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0146
Total of all active and inactive participants2010-01-01402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-01405
Number of participants with account balances2010-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01429
Total number of active participants reported on line 7a of the Form 55002009-01-01346
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0150
Total of all active and inactive participants2009-01-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01400
Number of participants with account balances2009-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0133

Financial Data on HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN

Measure Date Value
2023 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$19,261,590
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$6,606,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$6,585,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$7,140,619
Value of total assets at end of year2023-12-31$92,817,953
Value of total assets at beginning of year2023-12-31$80,162,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$20,130
Total interest from all sources2023-12-31$57,010
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,742,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,742,377
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$5,258,546
Participant contributions at end of year2023-12-31$978,651
Participant contributions at beginning of year2023-12-31$872,169
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$452,926
Other income not declared elsewhere2023-12-31$211,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$12,655,565
Value of net assets at end of year (total assets less liabilities)2023-12-31$92,817,953
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$80,162,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$17,230
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$82,657,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$70,078,218
Interest on participant loans2023-12-31$57,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$9,110,043
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$9,212,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$10,109,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,429,147
Employer contributions (assets) at end of year2023-12-31$71,473
Employer contributions (assets) at beginning of year2023-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$6,585,895
Contract administrator fees2023-12-31$2,900
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31MOSS ADAMS, LLP
Accountancy firm EIN2023-12-31910189318
2022 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,545,014
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,900,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,880,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,662,203
Value of total assets at end of year2022-12-31$80,162,388
Value of total assets at beginning of year2022-12-31$90,607,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$19,198
Total interest from all sources2022-12-31$40,972
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,468,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,468,461
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,641,078
Participant contributions at end of year2022-12-31$872,169
Participant contributions at beginning of year2022-12-31$746,560
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$808,938
Other income not declared elsewhere2022-12-31$154,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,445,015
Value of net assets at end of year (total assets less liabilities)2022-12-31$80,162,388
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$90,607,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$16,048
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$70,078,218
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$82,211,341
Interest on participant loans2022-12-31$40,972
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$9,212,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,649,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,870,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,212,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,880,803
Contract administrator fees2022-12-31$3,150
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS, LLP
Accountancy firm EIN2022-12-31910189318
2021 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,527,482
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,588,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,571,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,641,210
Value of total assets at end of year2021-12-31$90,607,403
Value of total assets at beginning of year2021-12-31$78,667,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$16,909
Total interest from all sources2021-12-31$39,922
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,413,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,413,003
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,355,242
Participant contributions at end of year2021-12-31$746,560
Participant contributions at beginning of year2021-12-31$683,429
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$180,471
Other income not declared elsewhere2021-12-31$137,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,939,424
Value of net assets at end of year (total assets less liabilities)2021-12-31$90,607,403
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$78,667,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$13,509
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$82,211,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$71,032,381
Interest on participant loans2021-12-31$39,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,649,502
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,952,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,295,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,105,497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,571,149
Contract administrator fees2021-12-31$3,400
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS, LLP
Accountancy firm EIN2021-12-31910189318
2020 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$14,366,547
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,094,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,079,384
Value of total corrective distributions2020-12-31$3,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,004,834
Value of total assets at end of year2020-12-31$78,667,979
Value of total assets at beginning of year2020-12-31$66,395,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$11,033
Total interest from all sources2020-12-31$45,617
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,099,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,099,582
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,839,092
Participant contributions at end of year2020-12-31$683,429
Participant contributions at beginning of year2020-12-31$846,054
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$205,040
Other income not declared elsewhere2020-12-31$132,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,272,194
Value of net assets at end of year (total assets less liabilities)2020-12-31$78,667,979
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$66,395,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$9,433
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$71,032,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$60,815,692
Interest on participant loans2020-12-31$45,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,952,169
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,734,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,083,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$960,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,079,384
Contract administrator fees2020-12-31$1,600
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS, LLP
Accountancy firm EIN2020-12-31910189318
2019 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$16,073,707
Total income from all sources (including contributions)2019-12-31$16,073,707
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,432,408
Total of all expenses incurred2019-12-31$3,432,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,422,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,422,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,044,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,044,263
Value of total assets at end of year2019-12-31$66,395,785
Value of total assets at end of year2019-12-31$66,395,785
Value of total assets at beginning of year2019-12-31$53,754,486
Value of total assets at beginning of year2019-12-31$53,754,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,243
Total interest from all sources2019-12-31$55,977
Total interest from all sources2019-12-31$55,977
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,209,864
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,209,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,209,864
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,209,864
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,608,552
Contributions received from participants2019-12-31$3,608,552
Participant contributions at end of year2019-12-31$846,054
Participant contributions at end of year2019-12-31$846,054
Participant contributions at beginning of year2019-12-31$924,321
Participant contributions at beginning of year2019-12-31$924,321
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$459,125
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$459,125
Other income not declared elsewhere2019-12-31$96,695
Other income not declared elsewhere2019-12-31$96,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,641,299
Value of net income/loss2019-12-31$12,641,299
Value of net assets at end of year (total assets less liabilities)2019-12-31$66,395,785
Value of net assets at end of year (total assets less liabilities)2019-12-31$66,395,785
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$53,754,486
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$53,754,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$60,815,692
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$60,815,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$47,423,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$47,423,448
Interest on participant loans2019-12-31$55,977
Interest on participant loans2019-12-31$55,977
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,734,039
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,734,039
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,406,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,406,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,666,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,666,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$976,586
Contributions received in cash from employer2019-12-31$976,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,422,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,422,165
Contract administrator fees2019-12-31$10,243
Contract administrator fees2019-12-31$10,243
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,641,514
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,953,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,847,343
Value of total corrective distributions2018-12-31$7,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,965,497
Value of total assets at end of year2018-12-31$53,754,486
Value of total assets at beginning of year2018-12-31$56,066,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$98,436
Total interest from all sources2018-12-31$46,868
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,160,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,160,927
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,163,143
Participant contributions at end of year2018-12-31$924,321
Participant contributions at beginning of year2018-12-31$883,478
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$207,788
Other income not declared elsewhere2018-12-31$128,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,311,740
Value of net assets at end of year (total assets less liabilities)2018-12-31$53,754,486
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$56,066,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$69,365
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$47,423,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$42,166,866
Interest on participant loans2018-12-31$46,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,406,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$13,015,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,659,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$594,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,847,343
Contract administrator fees2018-12-31$29,071
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS, LLP
Accountancy firm EIN2018-12-31910189318
2017 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,483,607
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,901,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,890,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,533,557
Value of total assets at end of year2017-12-31$56,066,226
Value of total assets at beginning of year2017-12-31$47,484,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,616
Total interest from all sources2017-12-31$46,634
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$601,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$601,106
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,893,843
Participant contributions at end of year2017-12-31$883,478
Participant contributions at beginning of year2017-12-31$933,487
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$76,740
Other income not declared elsewhere2017-12-31$282,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,582,041
Value of net assets at end of year (total assets less liabilities)2017-12-31$56,066,226
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,484,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$42,166,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$32,833,661
Interest on participant loans2017-12-31$46,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$13,015,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$13,717,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,019,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$562,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,890,950
Contract administrator fees2017-12-31$10,616
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,618,135
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$637,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$629,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,470,334
Value of total assets at end of year2016-12-31$47,484,185
Value of total assets at beginning of year2016-12-31$42,503,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,488
Total interest from all sources2016-12-31$46,921
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$541,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$541,388
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,794,848
Participant contributions at end of year2016-12-31$933,487
Participant contributions at beginning of year2016-12-31$869,546
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$158,351
Other income not declared elsewhere2016-12-31$276,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,980,622
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,484,185
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$42,503,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$32,833,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$30,191,302
Interest on participant loans2016-12-31$46,921
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,717,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$11,442,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,282,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$517,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$629,025
Contract administrator fees2016-12-31$8,484
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS, LLP
Accountancy firm EIN2016-12-31910189318
2015 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,361,122
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,573,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,561,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,252,529
Value of total assets at end of year2015-12-31$42,503,563
Value of total assets at beginning of year2015-12-31$40,716,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,204
Total interest from all sources2015-12-31$37,312
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$447,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$447,783
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,533,758
Participant contributions at end of year2015-12-31$869,546
Participant contributions at beginning of year2015-12-31$873,800
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$227,354
Other income not declared elsewhere2015-12-31$251,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,787,466
Value of net assets at end of year (total assets less liabilities)2015-12-31$42,503,563
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$40,716,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,569
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$30,191,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$28,596,147
Interest on participant loans2015-12-31$37,312
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$11,442,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$11,246,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-628,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$491,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,561,452
Contract administrator fees2015-12-31$10,635
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS, LLP
Accountancy firm EIN2015-12-31910189318
2014 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,352,646
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,643,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,620,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,024,552
Value of total assets at end of year2014-12-31$40,716,097
Value of total assets at beginning of year2014-12-31$38,006,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$23,052
Total interest from all sources2014-12-31$39,048
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$474,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$474,500
Administrative expenses professional fees incurred2014-12-31$16,170
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,491,910
Participant contributions at end of year2014-12-31$873,800
Participant contributions at beginning of year2014-12-31$790,780
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$35,978
Other income not declared elsewhere2014-12-31$237,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,709,464
Value of net assets at end of year (total assets less liabilities)2014-12-31$40,716,097
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$38,006,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$580
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$28,596,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$26,917,169
Interest on participant loans2014-12-31$39,048
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$11,246,150
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$10,298,684
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,577,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$496,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,620,130
Contract administrator fees2014-12-31$6,302
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS, LLP
Accountancy firm EIN2014-12-31910189318
2013 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,824,126
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,375,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,347,623
Value of total corrective distributions2013-12-31$6,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,977,253
Value of total assets at end of year2013-12-31$38,006,633
Value of total assets at beginning of year2013-12-31$33,558,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$21,891
Total interest from all sources2013-12-31$29,160
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$444,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$444,754
Administrative expenses professional fees incurred2013-12-31$15,645
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,282,395
Participant contributions at end of year2013-12-31$790,780
Participant contributions at beginning of year2013-12-31$662,039
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$218,734
Other income not declared elsewhere2013-12-31$236,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,448,449
Value of net assets at end of year (total assets less liabilities)2013-12-31$38,006,633
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$33,558,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,493
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$26,917,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,924,585
Interest on participant loans2013-12-31$29,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$10,298,684
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$9,971,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,136,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$476,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,347,623
Contract administrator fees2013-12-31$4,753
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS, LLP
Accountancy firm EIN2013-12-31910189318
2012 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,955,121
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,605,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,602,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,871,771
Value of total assets at end of year2012-12-31$33,558,184
Value of total assets at beginning of year2012-12-31$28,208,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,954
Total interest from all sources2012-12-31$25,551
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$514,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$514,502
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,206,801
Participant contributions at end of year2012-12-31$662,039
Participant contributions at beginning of year2012-12-31$469,803
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,162,952
Other income not declared elsewhere2012-12-31$241,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,349,562
Value of net assets at end of year (total assets less liabilities)2012-12-31$33,558,184
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,208,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$54
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,924,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,168,930
Interest on participant loans2012-12-31$25,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,971,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$8,569,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,301,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$502,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,602,605
Contract administrator fees2012-12-31$2,900
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS, LLP
Accountancy firm EIN2012-12-31910189318
2011 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,684,265
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,352,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,349,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,489,575
Value of total assets at end of year2011-12-31$28,208,622
Value of total assets at beginning of year2011-12-31$27,876,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,007
Total interest from all sources2011-12-31$28,988
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$340,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$340,054
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,024,795
Participant contributions at end of year2011-12-31$469,803
Participant contributions at beginning of year2011-12-31$547,169
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$28,700
Other income not declared elsewhere2011-12-31$203,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$331,639
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,208,622
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,876,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,807
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,168,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$19,438,407
Interest on participant loans2011-12-31$28,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$8,569,889
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,891,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,377,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$436,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,349,619
Contract administrator fees2011-12-31$1,200
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOHLER, NIXON, & WILLIAMS
Accountancy firm EIN2011-12-31770106234
2010 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,897,573
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$903,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$828,377
Value of total corrective distributions2010-12-31$72,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,345,535
Value of total assets at end of year2010-12-31$27,876,983
Value of total assets at beginning of year2010-12-31$23,882,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,106
Total interest from all sources2010-12-31$33,035
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$299,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$299,696
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,830,922
Participant contributions at end of year2010-12-31$547,169
Participant contributions at beginning of year2010-12-31$511,773
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$137,652
Other income not declared elsewhere2010-12-31$35,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,994,223
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,876,983
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,882,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$506
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$19,438,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$16,590,533
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,780,439
Interest on participant loans2010-12-31$33,035
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$15
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,891,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,043,999
Net investment gain/loss from pooled separate accounts2010-12-31$139,334
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$376,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$828,377
Contract administrator fees2010-12-31$1,600
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2010-12-31770106234
2009 : HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN

2023: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HEAT AND CONTROL, INC. PROFIT-SHARING AND 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered558
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered525
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered512
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered478
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered467
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered433
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered424
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered381
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered379
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered373
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered374
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered373
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 2
Insurance contract or identification number30500
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-11-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28059
Policy instance 1
Insurance contract or identification numberGA28059
Number of Individuals Covered337
Insurance policy start date2010-11-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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