401k Plan data: VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST plan

VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 401k Plan overview

Plan Name	VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST
Plan identification number	002

VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. The employer maintaining this ESOP is an S Corporation Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

VALLEY AGGREGATE TRANSPORT, INC. has sponsored the creation of one or more 401k plans.

Company Name: VALLEY AGGREGATE TRANSPORT, INC.

Employer identification number (EIN): 941255839

NAIC Classification: 237990
NAIC Description: Other Heavy and Civil Engineering Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01
002 2009-01-01 KEVIN G. COTTER KEVIN G. COTTER 2010-09-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01
002	2009-01-01	KEVIN G. COTTER		KEVIN G. COTTER	2010-09-28

Plan Statistics for VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

401k plan membership statisitcs for VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure Date Value
2013: VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2009: VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 123
Number of retired or separated participants receiving benefits 2009-01-01 7
Number of other retired or separated participants entitled to future benefits 2009-01-01 19
Total of all active and inactive participants 2009-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 150
Number of participants with account balances 2009-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 12

Measure	Date	Value
2013: VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2009: VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	123
Number of retired or separated participants receiving benefits	2009-01-01	7
Number of other retired or separated participants entitled to future benefits	2009-01-01	19
Total of all active and inactive participants	2009-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	150
Number of participants with account balances	2009-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	12

Financial Data on VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure	Date	Value
2013 : VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$2,167,442
Total income from all sources	2013-12-31	$2,137,409
Expenses. Total of all expenses incurred	2013-12-31	$62,241
Benefits paid (including direct rollovers)	2013-12-31	$62,241
Total plan assets at end of year	2013-12-31	$0
Total plan assets at beginning of year	2013-12-31	$92,274
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Other income received	2013-12-31	$2,137,409
Net income (gross income less expenses)	2013-12-31	$2,075,168
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$-2,075,168
Assets. Value of employer securities	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-4,525
Total unrealized appreciation/depreciation of assets	2012-12-31	$-4,525
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,167,442
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,330,270
Expenses. Interest paid	2012-12-31	$47,110
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$47,110
Total income from all sources (including contributions)	2012-12-31	$65,112
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,462,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,409,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$69,637
Value of total assets at end of year	2012-12-31	$92,274
Value of total assets at beginning of year	2012-12-31	$1,652,157
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,308
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$5,308
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,598,256
Liabilities. Value of operating payables at end of year	2012-12-31	$43,472
Liabilities. Value of operating payables at beginning of year	2012-12-31	$159,651
Total non interest bearing cash at end of year	2012-12-31	$92,274
Total non interest bearing cash at beginning of year	2012-12-31	$49,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,397,055
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$-2,075,168
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$-678,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$4,525
Contributions received in cash from employer	2012-12-31	$69,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,409,749
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$292
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$29,722
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$2,123,678
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$2,140,897
2011 : VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-2,915,475
Total unrealized appreciation/depreciation of assets	2011-12-31	$-2,915,475
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,330,270
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,654,537
Expenses. Interest paid	2011-12-31	$106,371
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$106,371
Total income from all sources (including contributions)	2011-12-31	$-638,082
Total of all expenses incurred	2011-12-31	$305,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$29,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$429,137
Value of total assets at end of year	2011-12-31	$1,652,157
Value of total assets at beginning of year	2011-12-31	$2,920,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$169,401
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$250,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$169,401
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,598,256
Other income not declared elsewhere	2011-12-31	$1,598,256
Administrative expenses (other) incurred	2011-12-31	$0
Liabilities. Value of operating payables at end of year	2011-12-31	$159,651
Total non interest bearing cash at end of year	2011-12-31	$49,376
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-943,576
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$-678,113
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$265,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$4,525
Assets. Invements in employer securities at beginning of year	2011-12-31	$2,920,000
Contributions received in cash from employer	2011-12-31	$429,137
Income. Dividends from common stock	2011-12-31	$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$29,722
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$29,722
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$2,140,897
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$2,654,537
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	GALLINA LLP
Accountancy firm EIN	2011-12-31	942147510
2010 : VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-690,000
Total unrealized appreciation/depreciation of assets	2010-12-31	$-690,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,654,537
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,001,749
Expenses. Interest paid	2010-12-31	$154,045
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$154,045
Total income from all sources (including contributions)	2010-12-31	$-143,295
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$203,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$49,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$501,705
Value of total assets at end of year	2010-12-31	$2,920,000
Value of total assets at beginning of year	2010-12-31	$3,614,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$45,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$4,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-346,788
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$265,463
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$612,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$2,920,000
Assets. Invements in employer securities at beginning of year	2010-12-31	$3,610,000
Contributions received in cash from employer	2010-12-31	$501,705
Income. Dividends from common stock	2010-12-31	$45,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$49,448
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$2,654,537
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$3,001,749
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	GALLINA LLP
Accountancy firm EIN	2010-12-31	942147510
2009 : VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

2013: VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2009: VALLEY AGGREGATE TRANSPORT, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VALLEY AGGREGATE TRANSPORT, INC.
Employer identification number (EIN):	941255839
NAIC Classification:	237990
NAIC Description:	Other Heavy and Civil Engineering Construction