401k Plan data: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN plan

THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 401k Plan overview

Plan Name	THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN
Plan identification number	002

THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS A. KELLEY INVESTMENTS DBA THOMAS A. KELLEY & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: THOMAS A. KELLEY INVESTMENTS DBA THOMAS A. KELLEY & ASSOCIATES

Employer identification number (EIN): 941697443

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 TOM KELLEY 2022-03-18
002 2021-01-01 TOM KELLEY 2022-03-18
002 2020-01-01 TOM KELLEY 2021-10-11
002 2019-01-01 TOM KELLEY 2020-04-13
002 2018-01-01 TOM KELLEY 2019-04-22
002 2017-01-01 TOM KELLEY 2018-05-07
002 2016-01-01 TOM KELLEY 2017-07-23
002 2015-01-01 TOM KELLEY
002 2014-01-01 TOM KELLEY 2015-04-22
002 2013-01-01 TOM KELLEY
002 2012-01-01 TOM KELLEY
002 2011-01-01 TOM KELLEY
002 2010-01-01 TOM KELLEY
002 2009-01-01 TOM KELLEY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01	TOM KELLEY	2022-03-18
002	2021-01-01	TOM KELLEY	2022-03-18
002	2020-01-01	TOM KELLEY	2021-10-11
002	2019-01-01	TOM KELLEY	2020-04-13
002	2018-01-01	TOM KELLEY	2019-04-22
002	2017-01-01	TOM KELLEY	2018-05-07
002	2016-01-01	TOM KELLEY	2017-07-23
002	2015-01-01	TOM KELLEY
002	2014-01-01	TOM KELLEY	2015-04-22
002	2013-01-01	TOM KELLEY
002	2012-01-01	TOM KELLEY
002	2011-01-01	TOM KELLEY
002	2010-01-01	TOM KELLEY
002	2009-01-01	TOM KELLEY

Plan Statistics for THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN

401k plan membership statisitcs for THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN

Measure Date Value
2015: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 4
Number of participants with account balances 2015-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2013: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4
Number of participants with account balances 2012-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4
Number of participants with account balances 2011-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 4
Number of participants with account balances 2010-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 4
Number of participants with account balances 2009-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	4
Number of participants with account balances	2015-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2013: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4
Number of participants with account balances	2012-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4
Number of participants with account balances	2011-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	4
Number of participants with account balances	2010-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	4
Number of participants with account balances	2009-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN

Measure	Date	Value
2015 : THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-183,644
Expenses. Total of all expenses incurred	2015-12-31	$500,707
Benefits paid (including direct rollovers)	2015-12-31	$500,676
Total plan assets at end of year	2015-12-31	$3,124,146
Total plan assets at beginning of year	2015-12-31	$3,808,497
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-185,644
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-684,351
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,124,146
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,808,497
Total contributions received or receivable from employer(s)	2015-12-31	$2,000
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$31
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2013 : THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$418,608
Expenses. Total of all expenses incurred	2013-12-31	$501,108
Benefits paid (including direct rollovers)	2013-12-31	$500,677
Total plan assets at end of year	2013-12-31	$4,153,131
Total plan assets at beginning of year	2013-12-31	$4,235,631
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$419
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$415,108
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-82,500
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,153,131
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,235,631
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$5,238
Total contributions received or receivable from employer(s)	2013-12-31	$3,500
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$12
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$147,236
Expenses. Total of all expenses incurred	2012-12-31	$501,064
Benefits paid (including direct rollovers)	2012-12-31	$500,676
Total plan assets at end of year	2012-12-31	$4,235,631
Total plan assets at beginning of year	2012-12-31	$4,589,459
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$364
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$147,236
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$-353,828
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,235,631
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,589,459
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$4,593
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$24
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$500,000
2011 : THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$-280,637
Expenses. Total of all expenses incurred	2011-12-31	$501,993
Benefits paid (including direct rollovers)	2011-12-31	$500,676
Total plan assets at end of year	2011-12-31	$4,589,459
Total plan assets at beginning of year	2011-12-31	$5,372,089
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$1,317
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-288,137
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-782,630
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$4,589,459
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$5,372,089
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$61,525
Total contributions received or receivable from employer(s)	2011-12-31	$7,500
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$371,346
Expenses. Total of all expenses incurred	2010-12-31	$502,755
Benefits paid (including direct rollovers)	2010-12-31	$500,677
Total plan assets at end of year	2010-12-31	$5,372,089
Total plan assets at beginning of year	2010-12-31	$5,503,498
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$2,078
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$371,346
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$-131,409
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$5,372,089
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$5,503,498
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$62,599
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : THOMAS A. KELLEY & ASSOCIATES PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0