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ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

ARCHITECTURAL GLASS & ALUMINUM CO INC has sponsored the creation of one or more 401k plans.

Company Name:ARCHITECTURAL GLASS & ALUMINUM CO INC
Employer identification number (EIN):941722721
NAIC Classification:238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-10-01
0022021-10-01
0022020-10-01
0022019-10-01
0022018-10-01
0022017-10-01
0022016-10-01JOHN OKUBO JOHN OKUBO2018-07-13
0022015-10-01JOHN OKUBO JOHN OKUBO2017-07-14
0022014-10-01JOHN OKUBO JOHN OKUBO2016-07-11
0022013-10-01JOHN OKUBO JOHN OKUBO2015-07-14
0022012-10-01JOHN OKUBO JOHN OKUBO2014-07-15
0022011-10-01JOHN OKUBO JOHN OKUBO2013-09-16
0022009-10-01JOHN OKUBO, PLAN ADMINISTRATOR
0022008-10-01

Plan Statistics for ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-10-0186
Total number of active participants reported on line 7a of the Form 55002022-10-0163
Number of retired or separated participants receiving benefits2022-10-011
Number of other retired or separated participants entitled to future benefits2022-10-017
Total of all active and inactive participants2022-10-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-10-010
Total participants2022-10-0171
Number of participants with account balances2022-10-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-10-012
2021: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-0185
Total number of active participants reported on line 7a of the Form 55002021-10-0161
Number of retired or separated participants receiving benefits2021-10-018
Number of other retired or separated participants entitled to future benefits2021-10-0111
Total of all active and inactive participants2021-10-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-0180
Number of participants with account balances2021-10-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-013
2020: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-0189
Total number of active participants reported on line 7a of the Form 55002020-10-0155
Number of retired or separated participants receiving benefits2020-10-015
Number of other retired or separated participants entitled to future benefits2020-10-0116
Total of all active and inactive participants2020-10-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-0176
Number of participants with account balances2020-10-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
2019: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-0190
Total number of active participants reported on line 7a of the Form 55002019-10-0156
Number of retired or separated participants receiving benefits2019-10-016
Number of other retired or separated participants entitled to future benefits2019-10-0124
Total of all active and inactive participants2019-10-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-0186
Number of participants with account balances2019-10-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-016
2018: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01105
Total number of active participants reported on line 7a of the Form 55002018-10-0164
Number of retired or separated participants receiving benefits2018-10-018
Number of other retired or separated participants entitled to future benefits2018-10-0118
Total of all active and inactive participants2018-10-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-0190
Number of participants with account balances2018-10-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-011
2017: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01104
Total number of active participants reported on line 7a of the Form 55002017-10-0168
Number of retired or separated participants receiving benefits2017-10-0115
Number of other retired or separated participants entitled to future benefits2017-10-0119
Total of all active and inactive participants2017-10-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01102
Number of participants with account balances2017-10-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-012
2016: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01106
Total number of active participants reported on line 7a of the Form 55002016-10-0167
Number of retired or separated participants receiving benefits2016-10-0114
Number of other retired or separated participants entitled to future benefits2016-10-0116
Total of all active and inactive participants2016-10-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-0197
Number of participants with account balances2016-10-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-011
2015: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01109
Total number of active participants reported on line 7a of the Form 55002015-10-0165
Number of retired or separated participants receiving benefits2015-10-0112
Number of other retired or separated participants entitled to future benefits2015-10-0124
Total of all active and inactive participants2015-10-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01101
Number of participants with account balances2015-10-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0111
2014: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01118
Total number of active participants reported on line 7a of the Form 55002014-10-0176
Number of retired or separated participants receiving benefits2014-10-019
Number of other retired or separated participants entitled to future benefits2014-10-0122
Total of all active and inactive participants2014-10-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01107
Number of participants with account balances2014-10-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0110
2013: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01116
Total number of active participants reported on line 7a of the Form 55002013-10-0179
Number of retired or separated participants receiving benefits2013-10-018
Number of other retired or separated participants entitled to future benefits2013-10-0121
Total of all active and inactive participants2013-10-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01108
Number of participants with account balances2013-10-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-017
2012: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0184
Total number of active participants reported on line 7a of the Form 55002012-10-0165
Number of retired or separated participants receiving benefits2012-10-017
Number of other retired or separated participants entitled to future benefits2012-10-0118
Total of all active and inactive participants2012-10-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-0190
Number of participants with account balances2012-10-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-013
2011: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0173
Total number of active participants reported on line 7a of the Form 55002011-10-0150
Number of retired or separated participants receiving benefits2011-10-016
Number of other retired or separated participants entitled to future benefits2011-10-0113
Total of all active and inactive participants2011-10-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-0169
Number of participants with account balances2011-10-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2009: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-0171
Total number of active participants reported on line 7a of the Form 55002009-10-0148
Number of retired or separated participants receiving benefits2009-10-015
Number of other retired or separated participants entitled to future benefits2009-10-0113
Total of all active and inactive participants2009-10-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-0166
Number of participants with account balances2009-10-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-015

Financial Data on ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2023 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k financial data
Transfers to/from the plan2023-09-30$0
Total plan liabilities at end of year2023-09-30$21,566,505
Total plan liabilities at beginning of year2023-09-30$22,099,515
Total income from all sources2023-09-30$15,452,549
Expenses. Total of all expenses incurred2023-09-30$17,129,595
Benefits paid (including direct rollovers)2023-09-30$16,614,407
Total plan assets at end of year2023-09-30$86,075,448
Total plan assets at beginning of year2023-09-30$88,285,504
Value of fidelity bond covering the plan2023-09-30$5,000,000
Total contributions received or receivable from participants2023-09-30$0
Expenses. Other expenses not covered elsewhere2023-09-30$503,554
Contributions received from other sources (not participants or employers)2023-09-30$0
Other income received2023-09-30$13,277,549
Noncash contributions received2023-09-30$0
Net income (gross income less expenses)2023-09-30$-1,677,046
Net plan assets at end of year (total assets less liabilities)2023-09-30$64,508,943
Net plan assets at beginning of year (total assets less liabilities)2023-09-30$66,185,989
Assets. Value of participant loans2023-09-30$95,252
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2023-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2023-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022023-09-30$0
Assets. Value of employer securities2023-09-30$83,125,955
Total contributions received or receivable from employer(s)2023-09-30$2,175,000
Value of certain deemed distributions of participant loans2023-09-30$0
Value of corrective distributions2023-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-09-30$11,634
2022 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Transfers to/from the plan2022-09-30$0
Total plan liabilities at end of year2022-09-30$22,099,515
Total plan liabilities at beginning of year2022-09-30$18,191,207
Total income from all sources2022-09-30$15,552,746
Expenses. Total of all expenses incurred2022-09-30$8,204,566
Benefits paid (including direct rollovers)2022-09-30$7,908,057
Total plan assets at end of year2022-09-30$88,285,504
Total plan assets at beginning of year2022-09-30$77,029,016
Value of fidelity bond covering the plan2022-09-30$2,500,000
Total contributions received or receivable from participants2022-09-30$0
Expenses. Other expenses not covered elsewhere2022-09-30$283,934
Contributions received from other sources (not participants or employers)2022-09-30$0
Other income received2022-09-30$13,402,746
Noncash contributions received2022-09-30$0
Net income (gross income less expenses)2022-09-30$7,348,180
Net plan assets at end of year (total assets less liabilities)2022-09-30$66,185,989
Net plan assets at beginning of year (total assets less liabilities)2022-09-30$58,837,809
Assets. Value of participant loans2022-09-30$100,764
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2022-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2022-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-09-30$0
Assets. Value of employer securities2022-09-30$82,819,648
Total contributions received or receivable from employer(s)2022-09-30$2,150,000
Value of certain deemed distributions of participant loans2022-09-30$0
Value of corrective distributions2022-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-09-30$12,575
2021 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Transfers to/from the plan2021-09-30$0
Total plan liabilities at end of year2021-09-30$18,191,207
Total plan liabilities at beginning of year2021-09-30$16,684,121
Total income from all sources2021-09-30$21,318,285
Expenses. Total of all expenses incurred2021-09-30$5,201,075
Benefits paid (including direct rollovers)2021-09-30$4,874,274
Total plan assets at end of year2021-09-30$77,029,016
Total plan assets at beginning of year2021-09-30$59,404,720
Value of fidelity bond covering the plan2021-09-30$2,500,000
Total contributions received or receivable from participants2021-09-30$0
Expenses. Other expenses not covered elsewhere2021-09-30$290,733
Contributions received from other sources (not participants or employers)2021-09-30$0
Other income received2021-09-30$19,418,285
Noncash contributions received2021-09-30$0
Net income (gross income less expenses)2021-09-30$16,117,210
Net plan assets at end of year (total assets less liabilities)2021-09-30$58,837,809
Net plan assets at beginning of year (total assets less liabilities)2021-09-30$42,720,599
Assets. Value of participant loans2021-09-30$90,264
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2021-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2021-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-09-30$0
Assets. Value of employer securities2021-09-30$70,944,788
Total contributions received or receivable from employer(s)2021-09-30$1,900,000
Value of certain deemed distributions of participant loans2021-09-30$0
Value of corrective distributions2021-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-09-30$36,068
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
2020 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Transfers to/from the plan2020-09-30$0
Total plan liabilities at end of year2020-09-30$16,684,121
Total plan liabilities at beginning of year2020-09-30$10,844,039
Total income from all sources2020-09-30$1,127,517
Expenses. Total of all expenses incurred2020-09-30$9,112,101
Benefits paid (including direct rollovers)2020-09-30$8,844,850
Total plan assets at end of year2020-09-30$59,404,720
Total plan assets at beginning of year2020-09-30$61,549,222
Value of fidelity bond covering the plan2020-09-30$2,500,000
Total contributions received or receivable from participants2020-09-30$0
Expenses. Other expenses not covered elsewhere2020-09-30$231,002
Contributions received from other sources (not participants or employers)2020-09-30$0
Other income received2020-09-30$-772,483
Noncash contributions received2020-09-30$0
Net income (gross income less expenses)2020-09-30$-7,984,584
Net plan assets at end of year (total assets less liabilities)2020-09-30$42,720,599
Net plan assets at beginning of year (total assets less liabilities)2020-09-30$50,705,183
Assets. Value of participant loans2020-09-30$124,774
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2020-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2020-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-09-30$0
Assets. Value of employer securities2020-09-30$52,675,744
Total contributions received or receivable from employer(s)2020-09-30$1,900,000
Value of certain deemed distributions of participant loans2020-09-30$0
Value of corrective distributions2020-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-09-30$36,249
2019 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Transfers to/from the plan2019-09-30$0
Total plan liabilities at end of year2019-09-30$10,844,039
Total plan liabilities at beginning of year2019-09-30$12,258,911
Total income from all sources2019-09-30$16,032,168
Expenses. Total of all expenses incurred2019-09-30$3,441,897
Benefits paid (including direct rollovers)2019-09-30$3,151,540
Total plan assets at end of year2019-09-30$61,549,222
Total plan assets at beginning of year2019-09-30$50,373,823
Value of fidelity bond covering the plan2019-09-30$2,500,000
Total contributions received or receivable from participants2019-09-30$0
Expenses. Other expenses not covered elsewhere2019-09-30$236,411
Contributions received from other sources (not participants or employers)2019-09-30$0
Other income received2019-09-30$14,132,168
Noncash contributions received2019-09-30$0
Net income (gross income less expenses)2019-09-30$12,590,271
Net plan assets at end of year (total assets less liabilities)2019-09-30$50,705,183
Net plan assets at beginning of year (total assets less liabilities)2019-09-30$38,114,912
Assets. Value of participant loans2019-09-30$78,692
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2019-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2019-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-09-30$0
Assets. Value of employer securities2019-09-30$54,348,004
Total contributions received or receivable from employer(s)2019-09-30$1,900,000
Value of certain deemed distributions of participant loans2019-09-30$0
Value of corrective distributions2019-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-09-30$53,946
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$772,964
2018 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
2017 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Transfers to/from the plan2017-09-30$0
Total plan liabilities at end of year2017-09-30$10,494,929
Total plan liabilities at beginning of year2017-09-30$1,359,828
Total income from all sources2017-09-30$12,826,400
Expenses. Total of all expenses incurred2017-09-30$1,691,904
Benefits paid (including direct rollovers)2017-09-30$1,495,711
Total plan assets at end of year2017-09-30$41,436,302
Total plan assets at beginning of year2017-09-30$21,166,705
Value of fidelity bond covering the plan2017-09-30$1,000,000
Total contributions received or receivable from participants2017-09-30$0
Expenses. Other expenses not covered elsewhere2017-09-30$184,184
Contributions received from other sources (not participants or employers)2017-09-30$0
Other income received2017-09-30$12,451,400
Noncash contributions received2017-09-30$0
Net income (gross income less expenses)2017-09-30$11,134,496
Net plan assets at end of year (total assets less liabilities)2017-09-30$30,941,373
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$19,806,877
Assets. Value of participant loans2017-09-30$149,799
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2017-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2017-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022017-09-30$0
Assets. Value of employer securities2017-09-30$33,505,812
Total contributions received or receivable from employer(s)2017-09-30$375,000
Value of certain deemed distributions of participant loans2017-09-30$0
Value of corrective distributions2017-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$12,009
2016 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Transfers to/from the plan2016-09-30$0
Total plan liabilities at end of year2016-09-30$1,359,828
Total plan liabilities at beginning of year2016-09-30$105,936
Total income from all sources2016-09-30$6,020,916
Expenses. Total of all expenses incurred2016-09-30$1,748,105
Benefits paid (including direct rollovers)2016-09-30$1,706,855
Total plan assets at end of year2016-09-30$21,166,705
Total plan assets at beginning of year2016-09-30$15,640,002
Value of fidelity bond covering the plan2016-09-30$1,000,000
Total contributions received or receivable from participants2016-09-30$0
Expenses. Other expenses not covered elsewhere2016-09-30$650
Contributions received from other sources (not participants or employers)2016-09-30$0
Other income received2016-09-30$5,699,916
Noncash contributions received2016-09-30$0
Net income (gross income less expenses)2016-09-30$4,272,811
Net plan assets at end of year (total assets less liabilities)2016-09-30$19,806,877
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$15,534,066
Assets. Value of participant loans2016-09-30$180,251
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2016-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2016-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-09-30$0
Assets. Value of employer securities2016-09-30$17,109,330
Total contributions received or receivable from employer(s)2016-09-30$321,000
Value of certain deemed distributions of participant loans2016-09-30$0
Value of corrective distributions2016-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$40,600
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
2015 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Transfers to/from the plan2015-09-30$0
Total plan liabilities at end of year2015-09-30$105,936
Total plan liabilities at beginning of year2015-09-30$8,858
Total income from all sources2015-09-30$2,147,662
Expenses. Total of all expenses incurred2015-09-30$844,733
Benefits paid (including direct rollovers)2015-09-30$816,166
Total plan assets at end of year2015-09-30$15,640,002
Total plan assets at beginning of year2015-09-30$14,239,995
Value of fidelity bond covering the plan2015-09-30$1,000,000
Total contributions received or receivable from participants2015-09-30$0
Expenses. Other expenses not covered elsewhere2015-09-30$0
Contributions received from other sources (not participants or employers)2015-09-30$0
Other income received2015-09-30$1,852,662
Noncash contributions received2015-09-30$0
Net income (gross income less expenses)2015-09-30$1,302,929
Net plan assets at end of year (total assets less liabilities)2015-09-30$15,534,066
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$14,231,137
Assets. Value of participant loans2015-09-30$142,846
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2015-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2015-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-09-30$0
Assets. Value of employer securities2015-09-30$13,813,920
Total contributions received or receivable from employer(s)2015-09-30$295,000
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$28,567
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
2014 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Transfers to/from the plan2014-09-30$0
Total plan liabilities at end of year2014-09-30$8,858
Total plan liabilities at beginning of year2014-09-30$3,411
Total income from all sources2014-09-30$709,037
Expenses. Total of all expenses incurred2014-09-30$1,256,863
Benefits paid (including direct rollovers)2014-09-30$1,207,647
Total plan assets at end of year2014-09-30$14,239,995
Total plan assets at beginning of year2014-09-30$14,782,374
Value of fidelity bond covering the plan2014-09-30$1,000,000
Total contributions received or receivable from participants2014-09-30$0
Expenses. Other expenses not covered elsewhere2014-09-30$47,716
Contributions received from other sources (not participants or employers)2014-09-30$0
Other income received2014-09-30$414,037
Noncash contributions received2014-09-30$0
Net income (gross income less expenses)2014-09-30$-547,826
Net plan assets at end of year (total assets less liabilities)2014-09-30$14,231,137
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$14,778,963
Assets. Value of participant loans2014-09-30$99,618
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2014-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2014-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-09-30$0
Assets. Value of employer securities2014-09-30$11,539,414
Total contributions received or receivable from employer(s)2014-09-30$295,000
Value of certain deemed distributions of participant loans2014-09-30$0
Value of corrective distributions2014-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$1,500
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
2013 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Transfers to/from the plan2013-09-30$0
Total plan liabilities at end of year2013-09-30$3,411
Total plan liabilities at beginning of year2013-09-30$20,652
Total income from all sources2013-09-30$2,547,474
Expenses. Total of all expenses incurred2013-09-30$51,480
Benefits paid (including direct rollovers)2013-09-30$27,552
Total plan assets at end of year2013-09-30$14,782,374
Total plan assets at beginning of year2013-09-30$12,303,621
Value of fidelity bond covering the plan2013-09-30$1,000,000
Total contributions received or receivable from participants2013-09-30$0
Expenses. Other expenses not covered elsewhere2013-09-30$0
Contributions received from other sources (not participants or employers)2013-09-30$0
Other income received2013-09-30$2,277,474
Noncash contributions received2013-09-30$0
Net income (gross income less expenses)2013-09-30$2,495,994
Net plan assets at end of year (total assets less liabilities)2013-09-30$14,778,963
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$12,282,969
Assets. Value of participant loans2013-09-30$67,269
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2013-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2013-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-09-30$0
Assets. Value of employer securities2013-09-30$10,224,800
Total contributions received or receivable from employer(s)2013-09-30$270,000
Value of certain deemed distributions of participant loans2013-09-30$0
Value of corrective distributions2013-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$23,928
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Transfers to/from the plan2012-09-30$0
Total plan liabilities at end of year2012-09-30$20,652
Total plan liabilities at beginning of year2012-09-30$2,668
Total income from all sources2012-09-30$1,349,625
Expenses. Total of all expenses incurred2012-09-30$554,193
Benefits paid (including direct rollovers)2012-09-30$511,524
Total plan assets at end of year2012-09-30$12,303,621
Total plan assets at beginning of year2012-09-30$11,490,204
Value of fidelity bond covering the plan2012-09-30$1,000,000
Total contributions received or receivable from participants2012-09-30$0
Expenses. Other expenses not covered elsewhere2012-09-30$3,989
Contributions received from other sources (not participants or employers)2012-09-30$0
Other income received2012-09-30$1,149,625
Noncash contributions received2012-09-30$0
Net income (gross income less expenses)2012-09-30$795,432
Net plan assets at end of year (total assets less liabilities)2012-09-30$12,282,969
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$11,487,536
Assets. Value of participant loans2012-09-30$115,873
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2012-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2012-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-09-30$0
Assets. Value of employer securities2012-09-30$9,075,677
Total contributions received or receivable from employer(s)2012-09-30$200,000
Value of certain deemed distributions of participant loans2012-09-30$0
Value of corrective distributions2012-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$38,680
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Transfers to/from the plan2011-09-30$0
Total plan liabilities at end of year2011-09-30$2,668
Total plan liabilities at beginning of year2011-09-30$289,441
Total income from all sources2011-09-30$1,482,637
Expenses. Total of all expenses incurred2011-09-30$246,537
Benefits paid (including direct rollovers)2011-09-30$223,124
Total plan assets at end of year2011-09-30$11,490,204
Total plan assets at beginning of year2011-09-30$10,540,877
Value of fidelity bond covering the plan2011-09-30$1,000,000
Total contributions received or receivable from participants2011-09-30$0
Expenses. Other expenses not covered elsewhere2011-09-30$23,413
Contributions received from other sources (not participants or employers)2011-09-30$0
Other income received2011-09-30$1,332,637
Noncash contributions received2011-09-30$0
Net income (gross income less expenses)2011-09-30$1,236,100
Net plan assets at end of year (total assets less liabilities)2011-09-30$11,487,536
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$10,251,436
Assets. Value of participant loans2011-09-30$156,914
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2011-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2011-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-09-30$0
Assets. Value of employer securities2011-09-30$8,673,084
Total contributions received or receivable from employer(s)2011-09-30$150,000
Value of certain deemed distributions of participant loans2011-09-30$0
Value of corrective distributions2011-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0

Form 5500 Responses for ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-10-01Type of plan entitySingle employer plan
2022-10-01This submission is the final filingNo
2022-10-01This return/report is a short plan year return/report (less than 12 months)No
2022-10-01Plan is a collectively bargained planNo
2022-10-01Plan funding arrangement – TrustYes
2022-10-01Plan benefit arrangement - TrustYes
2021: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: ARCHITECTURAL GLASS & ALUMINUM CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number523047
Policy instance 1
Insurance contract or identification number523047
Number of Individuals Covered1
Insurance policy start date2022-10-01
Insurance policy end date2023-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number523047
Policy instance 1
Insurance contract or identification number523047
Number of Individuals Covered1
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number523047
Policy instance 1
Insurance contract or identification number523047
Number of Individuals Covered1
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number523047
Policy instance 1
Insurance contract or identification number523047
Number of Individuals Covered1
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $6,917
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,917
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number523047
Policy instance 1
Insurance contract or identification number523047
Number of Individuals Covered1
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $19,284
Total amount of fees paid to insurance companyUSD $475
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees475
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number523047
Policy instance 1
Insurance contract or identification number523047
Number of Individuals Covered1
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $17,051
Total amount of fees paid to insurance companyUSD $1,705
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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