401k Plan data: HOPKINS & CARLEY CASH BALANCE PENSION PLAN plan

HOPKINS & CARLEY CASH BALANCE PENSION PLAN 401k Plan overview

Plan Name	HOPKINS & CARLEY CASH BALANCE PENSION PLAN
Plan identification number	003

HOPKINS & CARLEY CASH BALANCE PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

HOPKINS & CARLEY, A LAW CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: HOPKINS & CARLEY, A LAW CORPORATION

Employer identification number (EIN): 942156511

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOPKINS & CARLEY CASH BALANCE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01 CINDY HANSSON-REED 2015-09-16
003 2013-01-01 CINDY HANSSON-REED 2014-07-30
003 2012-01-01 CINDY HANSSON-REED 2013-07-26
003 2011-01-01 CINDY HANSSON-REED 2012-07-26
003 2010-01-01 CINDY HANSSON-REED 2011-06-03
003 2009-01-01 CINDY HANSSON-REED

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01	CINDY HANSSON-REED	2015-09-16
003	2013-01-01	CINDY HANSSON-REED	2014-07-30
003	2012-01-01	CINDY HANSSON-REED	2013-07-26
003	2011-01-01	CINDY HANSSON-REED	2012-07-26
003	2010-01-01	CINDY HANSSON-REED	2011-06-03
003	2009-01-01	CINDY HANSSON-REED

Plan Statistics for HOPKINS & CARLEY CASH BALANCE PENSION PLAN

401k plan membership statisitcs for HOPKINS & CARLEY CASH BALANCE PENSION PLAN

Measure Date Value
2017: HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 7,003,235
Acturial value of plan assets 2017-12-31 7,003,235
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 11,601
Number of terminated vested participants 2017-12-31 14
Fundng target for terminated vested participants 2017-12-31 372,407
Active participant vested funding target 2017-12-31 5,687,940
Number of active participants 2017-12-31 63
Total funding liabilities for active participants 2017-12-31 5,837,854
Total participant count 2017-12-31 78
Total funding target for all participants 2017-12-31 6,221,862
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 896,005
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 948,421
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 0
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 0
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 72
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 5,550,767
Acturial value of plan assets 2016-12-31 5,550,767
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 11,720
Number of terminated vested participants 2016-12-31 10
Fundng target for terminated vested participants 2016-12-31 379,777
Active participant vested funding target 2016-12-31 4,460,140
Number of active participants 2016-12-31 60
Total funding liabilities for active participants 2016-12-31 4,462,243
Total participant count 2016-12-31 71
Total funding target for all participants 2016-12-31 4,853,740
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 785,429
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 832,947
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 1,216,847
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 1,147,838
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 948,860
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 251,833
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 251,833
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 1,147,838
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
2009: HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 41
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	7,003,235
Acturial value of plan assets	2017-12-31	7,003,235
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	11,601
Number of terminated vested participants	2017-12-31	14
Fundng target for terminated vested participants	2017-12-31	372,407
Active participant vested funding target	2017-12-31	5,687,940
Number of active participants	2017-12-31	63
Total funding liabilities for active participants	2017-12-31	5,837,854
Total participant count	2017-12-31	78
Total funding target for all participants	2017-12-31	6,221,862
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	896,005
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	948,421
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	0
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	0
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	72
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	5,550,767
Acturial value of plan assets	2016-12-31	5,550,767
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	11,720
Number of terminated vested participants	2016-12-31	10
Fundng target for terminated vested participants	2016-12-31	379,777
Active participant vested funding target	2016-12-31	4,460,140
Number of active participants	2016-12-31	60
Total funding liabilities for active participants	2016-12-31	4,462,243
Total participant count	2016-12-31	71
Total funding target for all participants	2016-12-31	4,853,740
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	785,429
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	832,947
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	1,216,847
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	1,147,838
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	948,860
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	251,833
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	251,833
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	1,147,838
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
2009: HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	41
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HOPKINS & CARLEY CASH BALANCE PENSION PLAN

Measure	Date	Value
2009 : HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HOPKINS & CARLEY CASH BALANCE PENSION PLAN

2009: HOPKINS & CARLEY CASH BALANCE PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HOPKINS & CARLEY, A LAW CORPORATION
Employer identification number (EIN):	942156511
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers