401k Plan data: WESTERN STATES INCOME SECURITY RETIREMENT PLAN plan

WESTERN STATES INCOME SECURITY RETIREMENT PLAN 401k Plan overview

Plan Name	WESTERN STATES INCOME SECURITY RETIREMENT PLAN
Plan identification number	001

WESTERN STATES INCOME SECURITY RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BOARD OF TRUSTEES, WESTERN STATES INCOME SECURITY has sponsored the creation of one or more 401k plans.

Company Name: BOARD OF TRUSTEES, WESTERN STATES INCOME SECURITY

Employer identification number (EIN): 942173003

NAIC Classification: 323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTERN STATES INCOME SECURITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 THOMAS SARNECKI STEPHEN NORTHUP 2015-10-01
001 2013-01-01 THOMAS SARNECKI STEPHEN NORTHUP 2014-10-01
001 2012-01-01 THOMAS SARNECKI STEPHEN NORTHUP 2013-10-10
001 2011-01-01 THOMAS SARNECKI STEPHEN NORTHUP 2012-10-09
001 2009-01-01 SHELLEY GUIDRY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	THOMAS SARNECKI	STEPHEN NORTHUP	2015-10-01
001	2013-01-01	THOMAS SARNECKI	STEPHEN NORTHUP	2014-10-01
001	2012-01-01	THOMAS SARNECKI	STEPHEN NORTHUP	2013-10-10
001	2011-01-01	THOMAS SARNECKI	STEPHEN NORTHUP	2012-10-09
001	2009-01-01	SHELLEY GUIDRY

Plan Statistics for WESTERN STATES INCOME SECURITY RETIREMENT PLAN

401k plan membership statisitcs for WESTERN STATES INCOME SECURITY RETIREMENT PLAN

Measure Date Value
2014: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6,067
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Number of employers contributing to the scheme 2014-01-01 48
2013: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6,299
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,651
Number of retired or separated participants receiving benefits 2013-01-01 10
Number of other retired or separated participants entitled to future benefits 2013-01-01 4,416
Total of all active and inactive participants 2013-01-01 6,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 6,080
Number of participants with account balances 2013-01-01 6,080
Number of employers contributing to the scheme 2013-01-01 49
2012: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6,804
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,651
Number of retired or separated participants receiving benefits 2012-01-01 8
Number of other retired or separated participants entitled to future benefits 2012-01-01 4,648
Total of all active and inactive participants 2012-01-01 6,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 6,309
Number of participants with account balances 2012-01-01 6,309
Number of employers contributing to the scheme 2012-01-01 57
2011: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6,820
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,700
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 5,099
Total of all active and inactive participants 2011-01-01 6,803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 6,804
Number of participants with account balances 2011-01-01 6,804
Number of employers contributing to the scheme 2011-01-01 63
2009: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7,962
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,890
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5,018
Total of all active and inactive participants 2009-01-01 6,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 129
Total participants 2009-01-01 7,037
Number of participants with account balances 2009-01-01 7,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
Number of employers contributing to the scheme 2009-01-01 66

Measure	Date	Value
2014: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6,067
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Number of employers contributing to the scheme	2014-01-01	48
2013: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6,299
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,651
Number of retired or separated participants receiving benefits	2013-01-01	10
Number of other retired or separated participants entitled to future benefits	2013-01-01	4,416
Total of all active and inactive participants	2013-01-01	6,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	6,080
Number of participants with account balances	2013-01-01	6,080
Number of employers contributing to the scheme	2013-01-01	49
2012: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6,804
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,651
Number of retired or separated participants receiving benefits	2012-01-01	8
Number of other retired or separated participants entitled to future benefits	2012-01-01	4,648
Total of all active and inactive participants	2012-01-01	6,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	6,309
Number of participants with account balances	2012-01-01	6,309
Number of employers contributing to the scheme	2012-01-01	57
2011: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6,820
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,700
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	5,099
Total of all active and inactive participants	2011-01-01	6,803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	6,804
Number of participants with account balances	2011-01-01	6,804
Number of employers contributing to the scheme	2011-01-01	63
2009: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7,962
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,890
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5,018
Total of all active and inactive participants	2009-01-01	6,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	129
Total participants	2009-01-01	7,037
Number of participants with account balances	2009-01-01	7,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
Number of employers contributing to the scheme	2009-01-01	66

Financial Data on WESTERN STATES INCOME SECURITY RETIREMENT PLAN

Measure	Date	Value
2014 : WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$106,613,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$58,124
Total income from all sources (including contributions)	2014-12-31	$7,749,876
Total of all expenses incurred	2014-12-31	$9,003,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$8,305,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$207,012
Value of total assets at beginning of year	2014-12-31	$107,925,126
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$697,470
Total interest from all sources	2014-12-31	$2,753,296
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,057,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,057,763
Administrative expenses professional fees incurred	2014-12-31	$162,138
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$207,012
Amount contributed by the employer to the plan for this plan year	2014-12-31	$207,012
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$48,943
Other income not declared elsewhere	2014-12-31	$315,468
Administrative expenses (other) incurred	2014-12-31	$75,829
Liabilities. Value of operating payables at beginning of year	2014-12-31	$58,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,253,128
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$107,867,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$75,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$80,605,328
Interest earned on other investments	2014-12-31	$2,753,261
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$564,533
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$564,533
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$35
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$26,408,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$416,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$207,012
Employer contributions (assets) at beginning of year	2014-12-31	$298,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$8,305,534
Contract administrator fees	2014-12-31	$384,503
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	LINDQUIST LLP
Accountancy firm EIN	2014-12-31	522385296
2013 : WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$58,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$53,601
Total income from all sources (including contributions)	2013-12-31	$19,948,606
Total of all expenses incurred	2013-12-31	$8,828,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$8,079,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,861,060
Value of total assets at end of year	2013-12-31	$107,925,126
Value of total assets at beginning of year	2013-12-31	$96,800,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$749,457
Total interest from all sources	2013-12-31	$774,610
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$5,362,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$5,362,003
Administrative expenses professional fees incurred	2013-12-31	$176,016
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$2,861,060
Amount contributed by the employer to the plan for this plan year	2013-12-31	$2,861,060
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$48,943
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$44,399
Other income not declared elsewhere	2013-12-31	$314,653
Administrative expenses (other) incurred	2013-12-31	$61,306
Liabilities. Value of operating payables at end of year	2013-12-31	$58,124
Liabilities. Value of operating payables at beginning of year	2013-12-31	$53,601
Total non interest bearing cash at beginning of year	2013-12-31	$1,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$11,119,914
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$107,867,002
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$96,747,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$99,091
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$80,605,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$69,432,257
Interest earned on other investments	2013-12-31	$774,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$564,533
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$461,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$461,685
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$52
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$26,408,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$26,611,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$10,636,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,861,060
Employer contributions (assets) at end of year	2013-12-31	$298,000
Employer contributions (assets) at beginning of year	2013-12-31	$249,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$8,079,235
Contract administrator fees	2013-12-31	$413,044
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	LINDQUIST LLP
Accountancy firm EIN	2013-12-31	522385296
2012 : WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$53,601
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$50,683
Total income from all sources (including contributions)	2012-12-31	$13,029,672
Total of all expenses incurred	2012-12-31	$6,922,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,156,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,794,696
Value of total assets at end of year	2012-12-31	$96,800,689
Value of total assets at beginning of year	2012-12-31	$90,690,331
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$766,013
Total interest from all sources	2012-12-31	$767,709
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,796,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,796,424
Administrative expenses professional fees incurred	2012-12-31	$187,893
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$2,794,696
Amount contributed by the employer to the plan for this plan year	2012-12-31	$2,794,696
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$44,399
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$43,302
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$2,018
Other income not declared elsewhere	2012-12-31	$302,551
Administrative expenses (other) incurred	2012-12-31	$66,741
Liabilities. Value of operating payables at end of year	2012-12-31	$53,601
Liabilities. Value of operating payables at beginning of year	2012-12-31	$48,665
Total non interest bearing cash at end of year	2012-12-31	$1,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,107,440
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$96,747,088
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$90,639,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$94,751
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$69,432,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$64,412,718
Interest earned on other investments	2012-12-31	$767,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$461,685
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$359,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$359,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$36
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$26,611,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$25,634,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$7,368,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,794,696
Employer contributions (assets) at end of year	2012-12-31	$249,000
Employer contributions (assets) at beginning of year	2012-12-31	$241,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,156,219
Contract administrator fees	2012-12-31	$416,628
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	LINDQUIST LLP
Accountancy firm EIN	2012-12-31	522385296
2011 : WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$220,355
Total unrealized appreciation/depreciation of assets	2011-12-31	$220,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$50,683
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$93,715
Total income from all sources (including contributions)	2011-12-31	$2,113,428
Total loss/gain on sale of assets	2011-12-31	$466,297
Total of all expenses incurred	2011-12-31	$7,461,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$6,839,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,669,200
Value of total assets at end of year	2011-12-31	$90,690,331
Value of total assets at beginning of year	2011-12-31	$96,080,992
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$621,384
Total interest from all sources	2011-12-31	$141,114
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,728,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,728,636
Administrative expenses professional fees incurred	2011-12-31	$175,362
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$2,669,200
Amount contributed by the employer to the plan for this plan year	2011-12-31	$2,669,200
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$43,302
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$45,211
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$2,018
Other income not declared elsewhere	2011-12-31	$293,370
Administrative expenses (other) incurred	2011-12-31	$68,048
Liabilities. Value of operating payables at end of year	2011-12-31	$48,665
Liabilities. Value of operating payables at beginning of year	2011-12-31	$93,715
Total non interest bearing cash at beginning of year	2011-12-31	$53,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-5,347,629
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$90,639,648
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$95,987,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$93,631
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$64,412,718
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$64,884,458
Interest earned on other investments	2011-12-31	$141,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$359,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$357,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$357,799
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$31
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$25,634,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$30,505,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,405,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,669,200
Employer contributions (assets) at end of year	2011-12-31	$241,000
Employer contributions (assets) at beginning of year	2011-12-31	$234,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$6,839,673
Contract administrator fees	2011-12-31	$284,343
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$4,161,881
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$3,695,584
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	LINDQUIST LLP
Accountancy firm EIN	2011-12-31	522385296
2010 : WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$859,790
Total unrealized appreciation/depreciation of assets	2010-12-31	$859,790
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$93,715
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$108,011
Total income from all sources (including contributions)	2010-12-31	$11,730,170
Total of all expenses incurred	2010-12-31	$5,103,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,479,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,676,133
Value of total assets at end of year	2010-12-31	$96,080,992
Value of total assets at beginning of year	2010-12-31	$89,468,799
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$624,004
Total interest from all sources	2010-12-31	$49
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$675,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$675,685
Administrative expenses professional fees incurred	2010-12-31	$149,671
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$2,676,133
Amount contributed by the employer to the plan for this plan year	2010-12-31	$2,676,133
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$45,211
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$42,944
Other income not declared elsewhere	2010-12-31	$275,884
Administrative expenses (other) incurred	2010-12-31	$77,182
Liabilities. Value of operating payables at end of year	2010-12-31	$93,715
Liabilities. Value of operating payables at beginning of year	2010-12-31	$108,011
Total non interest bearing cash at end of year	2010-12-31	$53,217
Total non interest bearing cash at beginning of year	2010-12-31	$115,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,626,489
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$95,987,277
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$89,360,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$91,539
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$64,884,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$59,767,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$357,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$12,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$12,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$49
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$30,505,776
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$29,337,634
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$7,242,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,676,133
Employer contributions (assets) at end of year	2010-12-31	$234,531
Employer contributions (assets) at beginning of year	2010-12-31	$192,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,479,677
Contract administrator fees	2010-12-31	$305,612
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MILLER, KAPLAN, ARASE & CO., LLP
Accountancy firm EIN	2010-12-31	952036255
2009 : WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$2,798,924
Amount contributed by the employer to the plan for this plan year	2009-12-31	$2,798,924

Form 5500 Responses for WESTERN STATES INCOME SECURITY RETIREMENT PLAN

2014: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Multi-employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Multi-employer plan
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Multi-employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Multi-employer plan
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: WESTERN STATES INCOME SECURITY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Multi-employer plan
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BOARD OF TRUSTEES, WESTERN STATES INCOME SECURITY
Employer identification number (EIN):	942173003
NAIC Classification:	323100